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Sintx Technologies, Inc. — Director's Dealing 2014
Feb 21, 2014
35101_dirs_2014-02-21_732abff8-9c58-45f6-aea9-f3850db4b091.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMEDICA Corp (AMDA)
CIK: 0001269026
Period of Report: 2014-02-19
Reporting Person: LINK MAX (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-19 | Common Stock | C | 57864 | — | Acquired | 70666 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-19 | Series A-1 Preferred Stock | $ | C | 333334 | Disposed | Common Stock (19398) | Direct | |
| 2014-02-19 | Series C Preferred Stock | $ | C | 100000 | Disposed | Common Stock (4347) | Direct | |
| 2014-02-19 | Series D Preferred Stock | $ | C | 35000 | Disposed | Common Stock (1767) | Direct | |
| 2014-02-19 | Series E Preferred Stock | $ | C | 25000 | Disposed | Common Stock (1102) | Direct | |
| 2014-02-19 | Series F Preferred Stock | $ | C | 125000 | Disposed | Common Stock (31250) | Direct |
Footnotes
F1: Each share of Series A-1 Convertible Preferred Stock converted into 1.5000 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series A-1 Convertible Preferred Stock of the Issuer and had no expiration date.
F2: Each share of Series C Convertible Preferred Stock converted into 1.1206 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series C Convertible Preferred Stock of the Issuer and had no expiration date.
F3: Each share of Series D Convertible Preferred Stock converted into 1.3014 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series D Convertible Preferred Stock of the Issuer and had no expiration date.
F4: Each share of Series E Convertible Preferred Stock converted into 1.1363 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series E Convertible Preferred Stock of the Issuer and had no expiration date.
F5: Each share of Series F Convertible Preferred Stock converted into 6.44370 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series F Convertible Preferred Stock of the Issuer and had no expiration date.
F6: Reflects a 1-for-25.7746 reverse split of the Issuer's common stock effected on February 11, 2014.
F7: Includes 581 restricted stock units, each of which represents a contingent right to receive one share of the Issuer's Common Stock. The restricted stock units vest on the earlier of a change in control or the date of the expiration of the lock up period imposed on the Reporting Person after the completion of the closing of the underwritten initial public offering of shares of the Issuer's Common Stock.