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Sintx Technologies, Inc. Director's Dealing 2014

Feb 21, 2014

35101_dirs_2014-02-21_97de902e-f71b-4c73-9ee5-1c75054db17d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMEDICA Corp (AMDA)
CIK: 0001269026
Period of Report: 2014-02-19

Reporting Person: Kipke Arthur Karl (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-19 Common Stock C 16914 Acquired 16914 Indirect
2014-02-19 Common Stock C 115656 Acquired 115656 Indirect
2014-02-19 Common Stock C 25915 Acquired 25915 Indirect
2014-02-19 Common Stock C 1250000 Acquired 1303347 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-19 Series D Preferred Stock $ C 335100 Disposed Common Stock (16914) Indirect
2014-02-19 Series D Preferred Stock $ C 2290600 Disposed Common Stock (115656) Indirect
2014-02-19 Series D-1 Preferred Stock $ C 181000 Disposed Common Stock (11828) Indirect
2014-02-19 Series E Preferred Stock $ C 319542 Disposed Common Stock (14087) Indirect
2014-02-19 Series F Preferred Stock $ C 5000000 Disposed Common Stock (1250000) Indirect

Footnotes

F1: Each share of Series D Convertible Preferred Stock converted into 1.3014 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series D Convertible Preferred Stock of the Issuer and had no expiration date.

F2: Each share of Series D-1 Convertible Preferred Stock converted into 1.6834 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series D-1 Convertible Preferred Stock of the Issuer and had no expiration date.

F3: Each share of Series E Convertible Preferred Stock converted into 1.1363 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series E Convertible Preferred Stock of the Issuer and had no expiration date.

F4: Each share of Series F Convertible Preferred Stock converted into 6.44370 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series F Convertible Preferred Stock of the Issuer and had no expiration date.

F5: Reflects a 1-for-25.7746 reverse split of the Issuer's common stock effected on February 11, 2014.

F6: Shares held by Hampshire Asset Managements, LLC, of which the Reporting Person is the presdent. The Reporting Person disclaims beneficial ownership except to the extent of any pecuniary interest therein.

F7: Shares held by KM Healthcare Holdings LP. The Reporting Person shares voting and dispositive power with the general partner of KM Healthcare Holdings LP. The Reporting Person disclaims beneficial ownership except to the extent of any pecuniary interest therein.

F8: Shares held by Hampshire Healthcare Partners LP, of which the Reporting Person is the managing member of the general partner, Hampshire Special Opportunities, LLC. The Reporting Person disclaims beneficial ownership except to the extent of any pecuniary interest therein.

F9: Shares held by Hampshire Med Tech Partners, LP, of which the Reporting Person is the managing member of the general partner, Hampshire Med Tech Partners GP, LLC. The Reporting Person disclaims beneficial ownership except to the extent of any pecuniary interest therein.