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Sintx Technologies, Inc. — Director's Dealing 2014
Feb 21, 2014
35101_dirs_2014-02-21_97de902e-f71b-4c73-9ee5-1c75054db17d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMEDICA Corp (AMDA)
CIK: 0001269026
Period of Report: 2014-02-19
Reporting Person: Kipke Arthur Karl (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-19 | Common Stock | C | 16914 | — | Acquired | 16914 | Indirect |
| 2014-02-19 | Common Stock | C | 115656 | — | Acquired | 115656 | Indirect |
| 2014-02-19 | Common Stock | C | 25915 | — | Acquired | 25915 | Indirect |
| 2014-02-19 | Common Stock | C | 1250000 | — | Acquired | 1303347 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-19 | Series D Preferred Stock | $ | C | 335100 | Disposed | Common Stock (16914) | Indirect | |
| 2014-02-19 | Series D Preferred Stock | $ | C | 2290600 | Disposed | Common Stock (115656) | Indirect | |
| 2014-02-19 | Series D-1 Preferred Stock | $ | C | 181000 | Disposed | Common Stock (11828) | Indirect | |
| 2014-02-19 | Series E Preferred Stock | $ | C | 319542 | Disposed | Common Stock (14087) | Indirect | |
| 2014-02-19 | Series F Preferred Stock | $ | C | 5000000 | Disposed | Common Stock (1250000) | Indirect |
Footnotes
F1: Each share of Series D Convertible Preferred Stock converted into 1.3014 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series D Convertible Preferred Stock of the Issuer and had no expiration date.
F2: Each share of Series D-1 Convertible Preferred Stock converted into 1.6834 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series D-1 Convertible Preferred Stock of the Issuer and had no expiration date.
F3: Each share of Series E Convertible Preferred Stock converted into 1.1363 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series E Convertible Preferred Stock of the Issuer and had no expiration date.
F4: Each share of Series F Convertible Preferred Stock converted into 6.44370 shares of the Issuer's Common Stock pursuant to the terms of the Certificate of Designation for Series F Convertible Preferred Stock of the Issuer and had no expiration date.
F5: Reflects a 1-for-25.7746 reverse split of the Issuer's common stock effected on February 11, 2014.
F6: Shares held by Hampshire Asset Managements, LLC, of which the Reporting Person is the presdent. The Reporting Person disclaims beneficial ownership except to the extent of any pecuniary interest therein.
F7: Shares held by KM Healthcare Holdings LP. The Reporting Person shares voting and dispositive power with the general partner of KM Healthcare Holdings LP. The Reporting Person disclaims beneficial ownership except to the extent of any pecuniary interest therein.
F8: Shares held by Hampshire Healthcare Partners LP, of which the Reporting Person is the managing member of the general partner, Hampshire Special Opportunities, LLC. The Reporting Person disclaims beneficial ownership except to the extent of any pecuniary interest therein.
F9: Shares held by Hampshire Med Tech Partners, LP, of which the Reporting Person is the managing member of the general partner, Hampshire Med Tech Partners GP, LLC. The Reporting Person disclaims beneficial ownership except to the extent of any pecuniary interest therein.