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Sinopec Engineering Group Co Ltd. — Capital/Financing Update 2013
May 10, 2013
14896_rns_2013-05-09_28b92872-5c09-4094-abf5-d912640f035f.pdf
Capital/Financing Update
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Hong Kong Public Offering - Yellow Form 香港公開發售-黃色申請表格 Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 如欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義獲配發香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於閣下的 中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者的股份戶口,請使用本表格。 NOTE: Unless otherwise defined herein, terms and expressions used in this Application Form bear the same meanings as defined in the prospectus issued by SINOPEC Engineering (Group) Co., Ltd. (the “Company”) dated May 10, 2013 (the “Prospectus”) together with any supplement thereto. 附註: 除本申請表格另有定義外,本申請表格所用的詞彙和用語具有中石化煉化工程(集團)股份有限公司(「本公司」)於 2013 年 5 月 10 日刊發的招股章程(「招股章程」)及其任何補充文件所界定的涵義。 Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Hong Kong Stock Exchange”) and Hong Kong Securities Clearing Company Limited (“HKSCC”) take no responsibility for the contents of this Application Form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this Application Form. 香港交易及結算所有限公司、香港聯合交易所有限公司(「香港聯交所」)及香港中央結算有限公司(「香港結算」)對本申請表格的內容概不負責,對其準確性或完整性亦不發表任何聲明,並明確表示概不就因本申請表格全部或任何部分內容而產生或 Staple your 因倚賴該等內容而引致的任何損失承擔任何責任。 A copy of this Application Form, together with a copy of each of the WHITE and GREEN Application Forms, the Prospectus and the other documents specified in the paragraph entitled “Documents delivered to the Registrar of Companies and Available for Inspection” in Appendix VIII to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies Ordinance (Chapter 32 of the Laws of Hong Kong). The Securities and Futures Commission of Hong payment here Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents. 本申請表格連同 白色 及 綠色 申請表格、招股章程及招股章程附錄八「送呈公司註冊處處長及備查文件」一段所列的其他文件,已遵照香港法例第 32 章公司條例第 342C 條的規定,送呈香港公司註冊處處長登記。香港證券及期貨事務監察委員會(「證 請將股款 監會」)和香港公司註冊處處長對任何此等文件的內容概不負責。 The information contained in this Application Form is not for distribution, directly or indirectly, in or into the United States (including its territories and dependencies, any State of the United States and the District of Columbia). These materials do not constitute or form 緊釘在此 本申請表格所載資料,不得在或向美國(包括其領土及屬地、美國各州及哥倫比亞特區)境內直接或間接分發。該等資料不構成或成為在美國購買或認購證券之任何要約或徵求的一部分。本申請表格所述 a part of any offer or solicitation to purchase or subscribe for securities in the United States. The H Shares mentioned herein have not been, and will not be, registered under the United States Securities Act of 1933 as amended (the “Securities Act”).H 股並未且不會根據 1933 年美國證券法(經 修訂)(「美國證券法」)登記。 The H Shares may not be offered or sold in the United States except pursuant to registration or an exemption from the registration requirements of the Securities Act. No public offering of the securities will be made in the United States. 除非已進行登記或獲得豁免遵守美國證券法之登記規定,否則不得於美國發售或出售H股。證券不會在美國公開發售。 中石化煉化工程(集團)股份有限公司 SINOPEC Engineering (Group) Co., Ltd. (a joint stock limited liability company incorporated in the People’s Republic o _f China)_ (於中華人民共和國註冊成立的股份有限公司) GLOBAL OFFERING Number of Offer Shares under the Global Offering : 1,328,000,000 H Shares (subject to adjustment and the Over-allotment Option) Number of Hong Kong Public Offer Shares : 66,400,000 H Shares (subject to adjustment) Number of International Offer Shares : 1,261,600,000 H Shares (subject to adjustment and the Over-allotment Option) Maximum Offer Price : HK$13.10 per H Share payable in full on application subject to refund on final pricing, plus brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% Nominal Value : RMB1.00 per H Share Stock Code : 2386 全球發售 全球發售規定的發售股份數目 : 1,328,000,000股 H股(可予調整及視乎超額配售權行使情況而定) 香港公開發售股份數目 : 66,400,000股 H股(可予調整) 國際發售股份數目 : 1,261,600,000股 H股(可予調整及視乎超額配售權行使情況而定) 最高發售價 : 每股 H股 13.10 港元,另加 1%經紀佣金、 0.003%證監會 交易徵費及 0.005%香港聯交所交易費(須於申請時繳足, 最終定價後多繳股款可予退還) 面值 : 每股 H股人民幣 1.00元 股份代號 : 2386 Application Form 申請表格 Applications will be accepted until 12:00 noon on Wednesday, May 15, 2013 截止接受申請時間為 You must read the conditions and instructions attached to this Application Form. 2013年 5月 15日(星期三)中午十二時正 To be valid, you must complete all applicable parts of this Application Form. 閣下必須細閱本申請表格所附載的條件及指示。 Please write clearly. 本申請表格各適用部分必須全部清楚填妥,方為有效。 To: SINOPEC Engineering (Group) Co., Ltd. 致: 中石化煉化工程(集團)股份有限 公司 J.P. Morgan Securities (Asia Pacific) Limited 摩根大通證券(亞太)有限公司 CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 UBS AG, Hong Kong Branch UBS AG香港分行 Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公 司 The Hongkong and Shanghai Banking Corporation Limited 香港上海㶅豐銀行有限公司 Haitong International Securities Company Limited 海通國際證券有限公司 Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限 公司 Merrill Lynch Far East Limited 美林遠東有限公司 Deutsche Bank AG, Hong Kong Branch 德意志銀行香港分 行 CMB International Capital Limited 招銀國際融資有 限公司 BOCOM International Securities Limited 交銀國際證券 有限公司 BOCI Asia Limited 中銀國際亞 洲有限公司 I/We: 本人/吾等: • apply for the desired number of Hong Kong Public Offer Shares set out below, on the terms and conditions of the Prospectus and this ‧ 按照 招股章程及本申請表格的條款及條件,並在公司章程所載各項規定的規限下, 申請 以下有意認購的香港公開發售股 ••• application; undertake, confirm Application Form, and subject to the Articles of Associa enclose and Hong Kong Stock Exchange trading fee of 0.00 undertake payment in full for the Hong Kong Public Offand agree and to accept the Hong Kong declare that this is the only application which will be made and the only application intended by me/us to bePublic Offer Shares applied for, or any lesser number allocated to me/us on this5%;er Shares applied for, including brokerage of 1%, SFC transaction levy of 0.003%tion; ‧‧‧ 承諾 份 夾附 開發售股份; 承諾、確認 數目;申請認購香港公開發售股份所需的全數款項(包括及 同意 接納本人╱吾等根據本申請所申請認購的香港公開發售股份,或本人╱吾等獲分配的任何較少數目的香港公及 聲明 是項申請是為本人╱吾等的利益,或本人╱吾等所代表人士的利益以1%經紀佣金、0.003%證監會交易徵費及 白色 0.005%或 黃色 香港聯交所交易費);申請表格或透過中央 • made for my/our benefit whether on a benefit I am/we are applying; represent allotted or taking up, any Hong HKSCC via CCASS or by applying underestricted by any applicable laws , warrant and undertake Kong Public Offer Shares; and that I am not/we are not/none of the persons for whose benefit I amof Hong Kong or elsewhere from making this application, paying any application money for, or beinthat (a) I am not/we are not/none of the persons for whose benefit I am/we are applying for is WHITE r the White Form eIPO service or YELLOW Application Form or by giving electronic application instructions to( www.eipo.com.hk ), to benefit me/us or the person for whose /weg ‧ 結算系統向香港結算或根據 聲明、保證 本申請,就任何香港公開發售股份支付任何申請款項,或獲配發或接納任何香港公開發售股份;且本人╱吾等或本人╱吾等為其利益而提出申請的人士均不在美國境內(定義見吾等為其利益而提出申請的人士會透過離岸交易(定義見及 承諾 (a)本人╱吾等或本人╱吾等為其利益而提出申請的人士不受香港或其他地方的任何適用法律限制提出 白表 eIPO 服務 ( www.eipo.com.hk 19331933)發出電子認購指示將作出及擬作出的唯一申請;年美國證券法(經修訂)年美國證券法(經修訂)SS條例),以及本人╱吾等或本人╱條例)收購香港公開發售股份;或 are applying is within the Un ited States (as defined in Regulation S under the U.S. Securities Act of 1933, as amended) and I/w e/the (b)本人或本人為其利益而提出申請的人士是 1933年美國證券法(經修訂)144A規則所指的合資格機構買家; persons for whose benefit I am/we are applying will acquire the Hong Kong Public Offer Shares in an offshore transaction (w ithin the ‧ 承諾、確認 及 聲明 除本申請表格所證明者外,本人╱吾等或本人╱吾等為其利益而提出申請的人士並無申請或認購或表 ••• meaning of Regulation S is, a qualified institutio undertake Public applying has/have and/or provisionotherwise part understand the Under authoriz Ho ng Kong Public Offer Shares to be allotted to me/us, and to deposit the relevant H Share certificate(Offer Shares in response to this application and that I/we may be prosecuted if I/we make a false decla ~~e~~ writers, the Joint Bookrunners and the Joint Lead Managers in deciding whether or not to make any , the Company to place the name of HKSCC Nominees on the register of members of the Co confirm that this declaration and representation will be relied upon by the Company, the Joint Sponsors, the Joicipate in the International Offering;ally), and will not apply for or take up, or indicate an interest in, any Offer Shares under the Internanot applied for or taken up or indicated an interest in or received or been placed or allocated (includandnal buyer within the meaning of Rule 144A under the U.S. Securities Act of 1933, as amended; declare under the U.S. Securities Act of 1933, as amended); or (b) I am, or the person for whose benefit I amthat, other than as evidenced by this Application Form, I/we or persons for whose bene s) in respect thereof directly intompany as the holder(s) of anyration or representation; allotment of Hong Kongint Global Coordinators,tional Offering, noring conditionallyfit I am/we are applying ‧‧‧ 示有意認購或收取或獲配售或分配(包括有條件及╱或暫時),亦將不會申請或認購或表示有意認購任何國際發售下的發售股份,亦不會以其他方式參與國際發售; 明白 是否就是項申請配發任何香港公開發售股份,並 授權 有人,並將有關持有人股份戶口或本人╱吾等指定的中央結算系統參與者的股份戶口; 要求 隨附各頁所載的條款及條件的情況下)按本申請表格上所示地址以普通郵遞方式寄發任何退款支票,郵誤風險概由本人╱貴公司、聯席保薦人、聯席全球協調人、承銷商、聯席賬簿管理人及聯席牽頭經辦人將依賴本聲明及陳述,以決定貴公司將香港結算代理人的名稱列入貴公司股東名冊內,登記為任何將配發予本人╱吾等的香港公開發售股份的持發出的任何退款支票以本人或(倘屬聯名申請人)本申請表格內吾等中排名首位者為抬頭人,並(在符合本申請表格H股股票直接存入中央結算系統,以按本人╱吾等的指示記存於本人╱吾等的中央結算系統投資者戶口 明白 本人/吾等如作出虛假聲明或陳述,本人/吾等可能會遭受檢控; CCASS for the credit of my/our CCASS Investor Participant stock account or the stock accou nt of my/our designated CCASS 吾等承擔(除非本人╱吾等申請1,000,000股或以上香港公開發售股份,並已於本申請表格上表明擬按本申請表格及招股章 • Participant as instructed by me/us; request that any refund cheque(s) be made payable to me or, in the case of joint applicants, t o first-named of us in this Application ‧ 已細閱 程所述程序親自領取任何退款支票);並同意遵守本申請表格隨附各頁及招股章程所載的條款、條件及申請手續; • Form; and (subject to the terms and conditions set out on the pages attached to this Applicatioordinary post at my/our own risk to the address given on this Application Form (except whHong Kong Public Offer Shares and have indicated on this Application Form that I/we waccordance with the procedures prescribed in this Application Form and the Prospectus have read the terms and conditions and application procedures set out on the pa ges attached to this Application Form and in the); ish to collect any refund cheque in person inere I/we have applied for 1,000,000 or moren Form) to send any refund cheque(s) by ‧ 認購任何香港公開發售股份不受香港或其他地方任何適用法律限制,而本人/吾等/或本人/吾等為其利益而提出申請的人士並非身處美國,以及 聲明 證券法(經修訂)、 保證 及 承諾 S條例);(a)本人/吾等/或本人/吾等為其利益而提出申請的人士提出本申請、支付任何申請股款、獲配發或(b)本人/吾等/或本人/吾等為其利益而提出申請的人士並非美國人士(定義見 1933年美國 • Prospectus and agree to be bound by them; represent, warrant and undertake that (a) I am not/we are not/none of the perso ns for whose benefit I am/we are applying is restricted ‧ 同意 本申請、任何對申請的接納以及因而產生的合約,將由香港法律管轄,並按照香港法律詮釋。 by a ny applicable laws of Hong Kong or elsewhere from making this applicatio n, paying any application money for, or being allotted or taking is within up, any Hong Kong Public Offer Shares and that I am not/we are not/the United States, and (b) that I am not/we are not/none of the pe rsons for whose benefit I am/we are applying is a U.S. personnone of the persons for whose benefit I am/we are applying For Broker use 此欄供經紀填寫 • (as defined agree that thi in regulation S under the U.S. Securities Act of 1933, as ams application, any acceptance of it and the resulting co ntract, will be governed by and construed in accordance with theended); Lodged by 由以下經紀遞交 laws of Hong K ong. Broker No. Signed by (all) applicant(s) (all joint applicants must sign): 經紀號碼 由(所有)申請人簽署(所有聯名申請人必須簽署): ......................................................... ..................... .............................................................................................................. Broker’s Chop Date: 日期: ......................... ... / ...................... / ........................ 經紀印章 D M Y 日 月 年 Warning: 警告:* ••• It is important that you read the terms and conditions and application procedures on the pages attached overleaf.You must complete this application in English unless otherwise stated, otherwise this application is liable to be rejected.You must sign this Application Form in writing (and not by way of personal chop), otherwise this application is liable to ‧‧ 閣下必須細閱背頁的條款和條件及申請手續。除非另有說明,閣下必須以英文填妥本申請,否則本申請可遭拒絕受理。 • rejected.It is important that you follow the application procedures on the pages attached overleaf, otherwise the Company reserves the ‧‧ 閣下務須遵守背頁的申請手續,否則本公司保留拒絕受理有關申請的權利。閣下必須親筆(不得以個人印章方式)簽署本申請表格,否則申請會被拒絕受理。
- It is important that you follow the application procedures on the pages attached overleaf, otherwise the Company reserves the right to reject the application.
‧ 除另有說明外,閣下務須以英文填妥本申請,否則申請可遭拒絕受理。 ‧ 為任何人士的利益僅限以 白色 或 黃色 申請表格或透過中央結算系統向香港結算或根據 白表 eIPO 服務 ( www.eipo.com.hk ) 發出電子認購指示作出一份申請。以 白色 及╱或 黃色 申請表格及╱或透過中央結算系統向香港結算或透過 白表 eIPO 服 務 發出電子認購指示作出的重複或疑屬重複申請,由一位申請人以 白色 或 黃色 申請表格或透過中央結算系統向香港結 算或透過 白表 eIPO 服務 ( www.eipo.com.hk )發出電子認購指示認購超過 33,200,000股 H股(即香港公開發售乙組初步發售 之香港公開發售股份數目上限)的申請及支票或銀行本票於首次過戶時不獲兌現的申請,均會被拒絕受理。 ‧ 閣下如作出虛假聲明或陳述,可能會遭受檢控。
•• Only one application may be made for the benefit of any person on a You must complete this application in English unless as stated otherwise, otherwise the application is liable to be rejected. WHITE or YELLOW Application Form or by way of giving electronic application instructions to HKSCC via CCASS or applying under the White Form eIPO service ( www.eipo.com.hk ). Multiple or suspected multiple applications on WHITE and/or YELLOW Application Forms and/or by way of giving electronic application instructions to HKSCC via CCASS or applying through the White Form eIPO service , applications made by one applicant on either a WHITE or YELLOW Application Form or by way of giving electronic application instructions to HKSCC via CCASS or applying through the White Form eIPO service ( www.eipo.com.hk ), for more than 33,200,000 H Shares, being the maximum number of Hong Kong Public Offer Shares initially comprised in pool B in the Hong Kong Public Offering, and applications where cheques or banker’s cashier orders are dishonoured upon first presentation are liable to be rejected.
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You may be prosecuted if you make a false declaration or representation.
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** 僅供識別 For identification purpose only
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant. 如欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義獲配發香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於閣下的中 央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者的股份戶口,請使用本表格。
Number of Hong Kong Public Offer Shares applied for, not to exceed 33,200,000 Hong Kong Public Cheque/banker’s cashier Offer Shares being 50% under the Hong Kong order number Public Offering申請香港公開發售股份數目(不超過33,200,000股香港公 支票/銀行本票號碼 開發售股份(即香港公開發售的 50% )) Name of bank on which cheque/ Total amount of payment付款總額 HK$ 港元 banker’s cashier order is drawn支票/銀行本票的付款銀行名稱 * Cheques or banker’s cashier orders should be crossed “Account Payee Only” and made payable to “支票或銀行本票須以「只准入抬頭人賬戶」方式劃線開出,並須註明抬頭人為「 中國銀行(香港)代理人有限公司-中石化煉化工程公開發售Bank of China (Hong Kong) Nominees Limited – SEG Public Offer 」。 ”. To be completed in BLOCK letters in English in ink, except as stated otherwise. Joint applicants should give the address of the first-named applicant only. 除另有說明外,請用墨水筆或原子筆以 英文 正楷 填寫。聯名申請人只須填寫名列首位申請人的地址。 Name in English Family name or company name 姓氏或公司名稱 Forename(s) 名字 英文姓名/名稱 Name in Chinese Family name or company name 姓氏或公司名稱 Forename(s) 名字 中文姓名/名稱 Hong Kong Identity Card No./ Occupation Passport No./ (in English) Hong Kong Business Registration No.(Please delete as appropriate) 職業(以英文填寫) 香港身份證號碼╱護照號碼╱ 香港商業登記號碼 * *** (請刪去不適用者) Names of all other Hong Kong Identity Card No./Passport No./ Hong joint applicants in (1) Kong Business Registration No. of all other (1) English (if any) (2) joint applicants (Please delete as appropriate)所有其他聯名申請人的香港身份證號碼╱ (2) 所有其他聯名申請人的 護照號碼╱香港商業登記號碼 ** 英文姓名/名稱(如有) (3) (請刪去不適用者) (3) Address (in English) (joint applicants should give the address and telephone number of the first-named applicant only) 地址(以英文填寫) (聯名申請人只須填寫排名首 位申請人的地址及電話號碼) Only an address in Hong Kong Tel. N o. 電話號 碼 will be accepted 只接受香港地址 For nominees: Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交: 請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。 If you are a nominee and you do not complete this section, this application will be treated as being made for your benefit. The account number or identification code for each (joint) beneficial owner must be provided. 如閣下為代名人,而並無填妥本節,則是項申請將視作為閣下本身利益提出。必須填寫各(聯名)實益擁有人的賬戶號碼或識別編碼。 ** (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Ko ng Busine ss Registration number (if you are a body corporate) will be accepted for this application. Please see paragraph 2 under the section” How to make your application” overleaf. 如閣下為中央結算系統投資者戶口持有人,就本申請而言僅會接納香港身份證號碼(倘閣下為個別 人士)或香港商業登記號碼(倘閣下為法人團體) 。請參閱背頁「申請手續」一節第 2段。 (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Par ticipant): For individuals, if you hold a Hong K ong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For bodies corporate, please provide your Hong Kong Business Registration n umber. The Hong Kong Identity Card/Passpor t/Hong Kong Business Registration number will be used for checking the validity of Application Forms and otherwise for processing the application for Hong Kong Public Offer Shares and such data would be tran sferred to a third party for the accomplishment o f such purposes. 將會用作核對本申請表格是否有效及處理香港公開發售股份申請,並會轉交第三方以達致如閣下透過指定中央結算系統參與者(中央結算系統投資者戶口持有人除外)提出申請:如 上述目的屬個 別 人士,如閣下持有香港身份證,請填 。 寫 香 港身份證號碼,否則,請填寫護照號碼。如為法人團體,請填寫香港商業登記號碼。香港身份證╱護照╱香港商業登記號碼 (3) All joint applicants must give (if they are individuals) their Hong Kong Identity Card num bers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個人)其香港身份證號碼或(如適用)護照號碼,或(如屬 法人團體)香港 商 業登記號碼。 (4) Part of your Hong Kong Identity Card number/passport number (or, in the case of joint applicants, part of the Hong Kong Id entity Card number/passport number of the first-named applicant) provided by you may be printed on your refund cheque, if any. Such data will be used for checking the validity of Application Forms and such data would also be tra nsferred to a third party for s uch purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kon g Identity Card number/passport number may l ead to delay in encashment of, or may invalidate, your refund cheque. 閣下所提供的閣下香港身份證號碼╱護照號碼的一部分(或者,在聯名申請 人的情況下,名列首位的申請人的香港身份證號 碼 ╱ 護照號碼的一部分)可能被印刷在閣下的退款支票(如有)上。該等資料將會用作核對申請表格是否有效,並將被轉送至第三方以達致上 述目的及退款目的。在兌現閣下的退款支票之前,銀行可能要求查證閣下 的香港身份證號碼╱護照號碼。如果閣下的香港 身份證號碼╱護照號碼填寫不準確,可能會導致閣下的退款支票兌現延遲或無效。 Applicants who have applied for 1,000,000 or more Hong Kong Public Offe r Shares and wish to collect (where relevant) refund cheque(s) in person from the Company’s H Share Registrar, Computershare Hong Kong Inve stor Services Limited, at Shops 17 12-1716, 17th Floor, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong on the date of collection of (where relevant) refund cheque(s) which is expected to be on Wednesda y, May 22, 2013 should mark “√” in the box on the left. Please see the section overleaf headed “Refund of your money” for details of when, where and how to collect your refund che ques (if any). 凡申請1,000,000股或以上香港公開 發售股份,並擬親自於領取退款支 票(如適用 )日期 (預期為2013年5月22日(星期三))在本公司的H股證券登記處香港中央證券登記有限公司(地址為香港 灣仔皇后大道東 183號合和中心 17樓 1712-1716室)領取 退款支票 (如 適用)的申 請人 ,請在左方空格內填上「√」號。有關領取退款支票(如有)的時間、地點及方法詳情,見背頁「退還款項」 一節。 DETAILS FOR CCASS PARTICIPANT 中央結算系統參與者資料 THIS BOX MUST BE DULY COMPLETED 此空格必須填寫妥當 Participant I.D. of the designated CCASS Participant or CCASS Investor Participant 指定中央結算系統參與者或中央結算系統投資者戶口持有人編號 For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定中央結算系統參與者或中央結算系統公司投資者戶口持有人請加蓋顯示公 司名稱之公司印鑑 ADDRESS LABEL 地址標貼 Please repeat your name(s) and address as set out above in BLOCK letters 請用正楷填寫上表所示姓名╱名稱及地址*
Name(s) 姓名/名稱
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Address 地址
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(See paragraph 2 in the section “How to make your application” overleaf)
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(請參閱背頁「申請手續」一節第 2段) For Bank Use 此欄供銀行填寫
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.
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中石化煉化工程(集團)股份有限公司 SINOPEC Engineering (Group) Co., Ltd.*
(a joint stock limited liability company incorporated in the People’s Republic of China)
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GLOBAL OFFERING
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Conditions of your application Unless otherwise stated, terms used in these conditions have the same meanings ascribed thereto in the Prospectus. •• (if the application is made by an agent on your behalf) irrevocably conferred on your agent all necessary power and au(if you are an agent or nominee for another person) undertake, confirm undertake, confirm thority to make this appland declare and declare rea ication;sonable enquiries have beenthat you have validly and Who can apply made of that other person that this is the only application which has been or will be made fo r the benefit of that other 1. You, the applicant(s), and any person(s) for whose benefit you are applying, must be 18 years of age or older and must person on a WHITE or YELLOW Application Form o r by giving electronic application instructions to HKSCC via have a Hong Kong address. CCASS or by applying through the White Form eIPO service ( www.eipo.com.hk ), and that you a re duly authorized to
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3.4.2.4.2. If you are a If you are a name) and signed by a duly authorized officer, who must state his or her representative capacity.Save under the circumstances permitted by the Listing Rules or otherwise permitted by the Hong Kong StockIf you are a name) and signed by a duly authorized officer, who must state his or her representative capacity.Save under the circumstances permitted by the Listing Rules or otherwise permitted by the Hong Kong Stockname) and signed by a duly authorized officer, who must state his or her representative capacity.Save under the circumstances permitted by the Listing Rules or otherwise permitted by the Hong Kong StockSave under the circumstances permitted by the Listing Rules or otherwise permitted by the Hong Kong Stock firmbody corporatebody corporate , the application must be in the names of the individual members, not in the firm’s name., the application form must be stamped with the company chop (bearing the company, the application form must be stamped with the company chop (bearing the company • sign this Application Form as that other person’s undertake, benefit you have made this application have placed or allocated (including conditionall confirm and declare that, you (if y and/or provisionally), and will not apply for, take up or indicate not applied for or taken up, or indicated an interest in or recethe application is made for your benefit) or the persoagent; n(s) for whoseived or beenan interest Exchange, you cannot apply for any Hong Kong Public Offer Shares if you are or any person(s) for whose benefit you in, any Offer Shares under the Intern ational Offering nor otherwise have participated or will participate in the are applying is/are:•• an existing beneficial owner of Shares in the Company; • International Offering; agree that your application, any acceptance of it and the resulting contract will be governed by and construed in •••••• the chief executive, a Director or a Supervisor of the Company or any of its subsidiaries;an associate (as defined in the Listing Rules) of any of the above;a connected person (as defined in the Listing Rules) of the Company or any of its subsidiaries or a personan associate (as defined in the Listing Rules) of any of the above;a connected person (as defined in the Listing Rules) of the Company or any of its subsidiaries or a persona connected person (as defined in the Listing Rules) of the Company or any of its subsidiaries or a person ••• accordance with the laws of Hon warrant agree to disclose to the Cthe truth and accurac ompany, and/or its H Share Registrar, the receiving bankers, the Joint Sponsors, the Jointy of the information of your application;g Kong; who will become a connected person of the Company immediately upon completion of the Global Global Coordinators, the Underwriters, the Joint Bookrunners, the Joint Lead Managers and their respective advisers
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••• a person who has been allocated or will receive any Offer Shares under the International Offering orOffering;otherwise participated in the International Offering or indicated an interest in the Offer Shares under theInternational Offering;a legal or natural person (except qualified domestic institutional investors) of the PRC (other than HongOffering;otherwise participated in the International Offering or indicated an interest in the Offer Shares under theInternational Offering;a legal or natural person (except qualified domestic institutional investors) of the PRC (other than Hongotherwise participated in the International Offering or indicated an interest in the Offer Shares under theInternational Offering;a legal or natural person (except qualified domestic institutional investors) of the PRC (other than HongInternational Offering;a legal or natural person (except qualified domestic institutional investors) of the PRC (other than Honga legal or natural person (except qualified domestic institutional investors) of the PRC (other than Hong • and agents personal dmade this applicati agree Supervisor, macceptance with the in whole or in part of this application to have agreed, for itself and on behalf of each shareholder ofanager and other senior officer of the Company (and so that the Company will be deemed by iCompany, for itself and for the benefit of each shareholder of the Company and each Director,on;ata and any information which they require about you or the person(s) for whose benefit you have thets • a United States person (as defined in Regulation S under the United States Securities Act 1933 asKong, Macau and Taiwan) (except qualified domestic institutional investors); CompanPartici pant giving y and each Director, Supervisor, manager and other senior officer of the Company, with each C electronic application instructions ): CASS amended); (a) to refer all differences and claims arising from the Articles of Association or any rights or obligations
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• a person inside the United States when completing and submitting this Application Form a U.S. person (as conferred or imposed by the PRC Company Law or other relevant laws and administrati ve regulations • defined in Regulation S under the U.S. Securities Act of 1933, as amended); ora person who does not have a Hong Kong address.a person who does not have a Hong Kong address. (b) concerning the affairs of the Company to arbitration in accordance with the Articles of Athat any award made in such arbitration shall be final and conclusive; and ssociation;
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- The total number of joint applicants may not exceed four. • (c) agree with the Company, and each shareholder of the Company, and the Company agrees withthat the arbitration tribunal may conduct hearings in open sessions and publish its aw each of its shareholders,ard; If you are a nominee If you are a nominee, you may make more than one application by: (1) giving electronic application instructions to HKSCC via to observe and comply with the Companies Ordinance, PRC Company Law, the Special RegAssociation; ulations and the Articles of CCASS if you are a CCASS Participant; or (2) using a WHITE or YELLOW Application Form, and lodge more than one • agree with the Company and each shareholder of the Company that the H Shar es in the Company are freely application in your own name on behalf of different beneficial owners. In the box on this Application Form marked “For nominees”, transferable by the holders thereof; ••you must include, for each beneficial owner or in the case of joint beneficial owners, for each such beneficial owner:an account number; orsome other identification code.•you must include, for each beneficial owner or in the case of joint beneficial owners, for each such beneficial owner:an account number; orsome other identification code.you must include, for each beneficial owner or in the case of joint beneficial owners, for each such beneficial owner:an account number; orsome other identification code.an account number; orsome other identification code.some other identification code. • authorize the Company whereby each such person undertakes to observe and comply wias stipulated in the Articles of Association;the Company to enter into a contract on your behalf with each Directo th his or her obligations to shareholdersr, Supervisor, manager and officer of If you do not include this information, the application will be treated as being made for your benefit. • represent, warrant and undertake that (a) you are not restricted by any applicable laws of Hong Kong or elsewhere A nominee who submits this Application Form on behalf of another person is deemed to have represented to and undertaken with from making this application, paying any application money for, or bei ng allotted or taking up, any Hong Kong Public the Company, the Joint Sponsors, the Joint Global Coordinators, the Underwriters, the Joint Bookrunners and the Joint Lead Offer Shares and that you are not within the United States (as define d in Regulation S under the U.S Securities Act of Managers that he/she has been duly authorized. 1933, as amended) and you will acquire the Hong Kong Public Offer Shares in an offshore transaction (within the • • • • •••• Lodge only one application for your benefit (or your and any of your joint applicant’s benefit) an application is made by an unlisted company and:then the application will be treated as being made for your benefit. Unlisted company Statutory control Save as referred to above, all of your applications will also be rejected as multiple applications ifor your benefit (including the part of an application made by HKSCC Nominees acting on (including the part of the application made by HKSCC Nominees acting on multiple applications if you, or you and your joint applicant(s) together:Multiple applications or suspected multiple applications will be rejected. Save as referred to in B above, all of your applicationsapply one the only business of that company is dealing in securities; andyou exercise statutory control over that company control the composition of the board of directors of the compacontrol more than half of the voting power of the company; giving applying through CCASS Clearing Participant or Custodian Participant) or applying through the application instructions for more than 33,200,000 H Shares, being the maximum number of Hong Kong Public Offer in pool B; orhave applied for or taken up, or indicated an interest for, or have been or will be pconditionally and/or provisionally) Offer Shares under the International Offering. service both apply (whether individually or jointly) on one applying through the Clearing Participant or Custodian Participant) or applying through the on one (If you are a CCASS Investor Participant or applying through CCASS Clearing Participant or Custodian Pmake more than one application (whether individually or jointly) on a means you:means a company with no equity securities listed on the Hong electronic application instructionsWHITE ( www.eipo.com.hkWHITE or YELLOW or White Form eIPO service YELLOW to HKSCC via CCASS (if you are a CCASS Investor Participant or apply); Application Form and give Application Form (whether individually or jointly) or by g to HKSCC via CCASS (if you are a CCASS Investor Participant or( www.eipo.com.hkWHITEelectronic application instructions Application Form and one or ny; electronic application instructions ); Kong Stock Exchange. White Form eIPO service WHITEelectronic application instructions or f more than one application is made YELLOWYELLOW laced or allocated (includingShares initially comprised Application Form or by to HKSCC vi Application ( www.eipo.com.hk ing through CCASS ) will be rejected as White Form eIPO iving articipant) or electronic a CCASSForm or). If); parties involved in the Gapplication. In the evThBookrunners, the Joint Leaobligations expresse ~~•~~ or assumed by or•••• e Company, the Joint Spocomplied with all such lUnderwriters, the Joint Binfringe any law outsidyou rights and obligunder this applicationif the laws of any placemeaning of Regulation S under the U.S. Securities Act of institutional buyer within the meaning of Rule 144A under th authorize holder of any Hong Kong Public Offer Shares allocateShare certificate(s) directly into CCASS and to send applicants) the first-named applicant in the Applicyour Application Form (except that if you havhave indicated in your Application Form that ca 2 understand Joinor not tofor making confirm and this Applica undertake 2, n collect your refund cheque(s) (where a2013 from Computershare Hong Kont G imposed on the applicants jointly and severally.lod to be made, given or assumed by or imposed on the joint applicants shall be deemed to have been made, given all that ybal Coordinators, the Und ent of the application being made by joint applicants, all the warranties, representations, declarations and the Company to place the name of HKSCC Nand a f ocate any Hong Konthat these declarations a lobal Offering are entitled to rely on any warranty, representation or declaration made by you in this alse declaration d Managers and their respective directors, officers, employees, partners, agents, advisers and any otherou agree tion nsors, the Joint Global Coordinators, the Underwriters, the Joint Global Coordinators, the Joint agree to ations under the terms and conditions contained in the Prospectus. Form ; andto accept the Hong Kong Public Offer Shares applied for, or any lesser number allocated to youe Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from outside Hong Kong are applicable to your application, ookrunners and the Joint Lead Managers nor any of their respective officers or advisers will;aws and none of the Company, the Joint Sponsors, the Joint Global Coordinators, thebe bound by the terms and conditions and application procedures set out in the Prospectus; g Public Offer Shares in response to your application and that you may be prosecutederwriters, the Joint Bookrunners and the Joint Lead Managers in deciding whethernd representations will be relied upon by the Company, the Joint Sponsors, theg Investor Services Limited);pplicable) in person between 9:00 a.m. and 1:00 p.m. on Wednesday, May you will collect your refund cheque(s) (where applicable) in person youe applied for 1,000,000 Hong Kong Public Offer Shares or more andation Form by ordinary post at your own risk to the address stated onany refund cheque(s) (where applicable) to you or (in case of jointd to you, and the Company and/or its agents to deposit any Hominees on the register of members of the Company as thee U.S. Securities Act of 1933, as amended;1933, as amended), or (b) that you are a qualified agree and warrant that you have • hold more than half of the issued share capital of the co mpany (not counting any part of it which carries no right to G. Power of attorney participate beyond a specified amount in a distribution of either profits or capital). If your ap plication is through a person duly authorized under a valid power of attorney, the Company or the Joint Global
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Allocation of Hong Kong Public Offer Shares - Pools A and B Coordinas any of them may think fit, including production of evidence of the authority of your attorney. The Company and the Joint Globalators (or their respective agents and nominees), as its agents, may accept it at their discretion and subject to any conditions The 66,400,000 Hong Kong Public Offer Shares initially beiOffering (after taking into account of any adjustment in tOffering (after taking into account of any adjustment in t he number of Offer Shares allocated between the International Offerinng offered for subscription by the public under the Hong Kong Publicgng offered for subscription by the public under the Hong Kong Publicgg any application, in full or in part, without assigning any reason. Co ordinators, the White Form eIPO Service Provider or their respective agents or nominees have full discretion to reject or accept and the Hong Kong Public Offering) will be divided inmaximum number of Hong Kong Public Offer Shares maximum number of Hong Kong Public Offer Shares initially comprised in pool A and pool B will be 33,200,000 and 33,200,000,to two pools for allocation purposes: pool A and pool B. Accordingly, theto two pools for allocation purposes: pool A and pool B. Accordingly, the H. Determination of Offer Price and/or number of Offer Shares respectively. The H Shares in pool A will be allo cated on an equitable basis to successful applicants who have applied for Offer The Offer Price is expected to be fixed by agreement between the Joint Global Coordinators (on behalf of the Underwriters) and the Shares with an aggregate price of HK$5 millio n (excluding 1% brokerage, 0.003% SFC transaction levy and 0.005% Hong Kong company on or around Thursday, May 16, 2013 and, in any event, not later than Monday, May 20, 2013. Applicants for the Hong Stock Exchange trading fee payable) or less. The H Shares in pool B will be allocated on an equitable basis to successful applicants Kong Public Offer Shares are required to pay, on application, the maximum Offer Price of HK$13.10 for each H Share together who have applied for H Shares with an aggregate price of more than HK$5 million (excluding 1% brokerage, 0.003% SFC with a brokerage fee of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005%, subject to transaction levy and 0.005% Hong Kon g Stock Exchange trading fee payable) and up to the total value of pool B. You should be refund of any resulting surplus application monies to successful applicants, without interest, if the Offer Price should be lower than aware that applications in pool A and applications in pool B may receive different allocation ratios. If the Offer Shares in one pool HK$13.10. The Offer Price will be announced on Wednesday, May 22, 2013 in the South China Morning Post (in English) and the (but not both pools) are undersubs cribed, the surplus Offer Shares will be transferred to the other pool to satisfy demand in tha ~~t~~ Hong Kong Economic Times (in Chinese) and on the website of the Hong Kong Stock Exchange. The Joint Global Coordinators, on pool and be allocated accordingl y. For the purpose of this paragraph only, “price” for the Offer Shares means the price payable on behalf of the Underwriters, may with the consent of the Company, reduce the number of Offer Shares being offered under the application therefore (without regard to the Offer Price as finally determined). You can only receive an allocation of Offer Shar es Global Offering and/or the indicative offer price range stated in the Prospectus (which is HK$9.80 to HK$13.10 per H Share) at any from either pool A or pool application for more than application for more than 33,200,000 Offer Shares, being the maximum number of Offer Shares initially comprised in pool BB but not from both pools. In addition, multiple applications or suspected multiple applications andB but not from both pools. In addition, multiple applications or suspected multiple applications and in the any any time on or prior to the morning of the last day for lodging applications under the Hong Kong Public Offering. In such a case,notices of the reduction in the number of Offer Shares and/or the indicative offer price range will be published in the South Chinanotices of the reduction in the number of Offer Shares and/or the indicative offer price range will be published in the South China Hong Kong Public Oftotal number of Hototal number of Ho ng Kong Public Offer Shares originally allocated to pool B. Allocation of Offer Shares to investofering, are liable to be rejected. No application will be accepted from applicants applying for morefering, are liable to be rejected. No application will be accepted from applicants applying for more rs under the than the than the at Morning Post (in English) and the Hong Kong Economic Times (in Chinese) and on the website of the Hong Kong Stock ExchangeMorning Post (in English) and the Hong Kong Economic Times (in Chinese) and on the website of the Hong Kong Stock Exchange www.hkexnews.hk and the company ( www.segroup.cn ) no later than the morning of the day which is the last day for lodging Hong Kong Publi c Offering, both in relation to pool A and pool B, will be based solely on the level of valid applica tions received applications under the Hong Kong Public Offering. Applicants should have regard to the possibility that any announcement of a under the Hon g Kong Public Offering. The basis of allocation in pool may vary, depending on the number of H ong Kong Public reduction in the number of Offer Shares and/or the indicative offer price range may not be made until that time. If, for whatever Offer Share s validly applied for by each applicant. Although the allocation of Offer Shares could, where app ropriate, consist of reason, the Offer Price is not agreed by Monday, May 20, 2013 between the Joint Global Coordinators (on behalf of the balloting, which would mean that some applicants may receive a higher allocation than others who have applied for the same Underwriters) and the Company, the Global Offering (including the Hong Kong Public Offer) will not proceed and will lapse. numbeKonKon g Public Offer Shares.r of Hong Kong Public Offer Shares, and those applicants who are not successful in the ballot mr of Hong Kong Public Offer Shares, and those applicants who are not successful in the ballot m ay not receive any Hong Allotment of Hong Kong Public Offer Shares The application monies for the Hong Kong Public Offer Shares will not be processed and no allotment of any such Hong Kong Public Offer
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Supplemental Information Shares will be made until after the closing of the application lists. The Company expects to announce the level of the indication of interest in the If any supplement to the Prospectus is issued, applicant(s) who have already submitted an applic ation may or may not (depending International Offering, the level of applications of the Hong Kong Public Offering and the basis of allocation of the Hong Kong Public Offer on the information contained in the supplement) be notified that they can withdraw their applic ations. If applicant(s) have not been Shares on Wednesday, May 22, 2013 in the South China Morning Post (in English) and the Hong Kong Economic Times (in Chinese) and on the so notified, or if applicant(s) have been notified but have not withdrawn their applications in accordance with the procedure to be website of the Hong Kong Stock Exchange at www.hkexnews.hk and the Company’s website at www.segroup.cn . notified, all applications that have been submitted remain valid and may be acceptapplication once made is irrevocable and applicants shall be deemed to have applied on the basis of the Prospectus as supplemented.ed. Subject to the above and below, an Offering will be available at the times and date and in the manner specified in the section headed “How to Apply for Hong Kong Public OfferThe Hong Kong Identity Card/passport/Hong Kong Business Registration numbers of successful applicants under the Hong Kong Public Effect of completing and submitting this Application Form Shares - Publication of Results” in the Prospectus. • By completing and submitting this Application Form, you (and if you are join yo urself or as agent or nominee and on behalf of each person for whom you a instruct and authorize the Company and/or the Joint Glo bal Coordinators as agent for the Company (or theirct as agent or nominee:t applicants, each of you jointly and severally) for If your application for Hong Kong Public Offer Shares is successful (in whole or in part) If your application is wholly or partially successful, your H Share certificate(s) (subject to their becoming valid certificates of title provided that respective agents or nominees) to execute any transfer form s, contract notes or other documents on your behalf and to the Hong Kong Public Offering has become unconditional and not having been terminated at 8:00 a.m. on Thursday, May 23, 2013) will be do on your behalf all things necessary to register any H ong Kong Public Offer Shares allotted to you in the name of issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the HKSCC Nominees as required by the Articles of As sociation of the Company, and otherwise to give effect to the stock account of your designated CCASS Participant as instructed by you in this Application Form on Wednesday, May 22, 2013 or under
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• ar undertake rangements described in the Prospectus and this Ato sign all documents and to do all things necessary to enable the name of HKSCC Nominees to bepplication Form; contingent situation, on any other date as shall be determined by HKSCC or HKSCC Nominees. • If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): register ed as the holder of the Hong Kong Pub lic Offer Shares to be allotted to you, and as required by the Articles of For Hong Kong Public Offer Shares credited to the stock account of your designated CCASS Participant (other than a CCASS
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• Associatio agree deposited direthat t n;he Hong Kong Public Offer ctly into CCASS for th e credit of the stock account of the CCASS Participant who has inputtedShares to be allotted shall be issued in the name of HKSCC Nominees and • If you are applying as a CCASS Investor Participant: Investor Participant), you can check the number of Hong Kong Public Offer Shares allotted to you with that CCASS Participant.The Company expects to publish the results of CCASS Investor Participants’ applications together with the results of the Hong Kong electronic application instructions on that person’s behalf or that person’s CCASS Investor Participant stock account; Public Offering in the manner as described in the section headed “How to apply for Hong Kong Public Offer Shares – Publication of
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• agree part of such allotted Hthat each of HKSCC and Hong Kon g Public Offer Shares issued in the name of HKSCC Nominees or not to accept suchKSCC Nominees reserves the right at its absolute discretion (1) not to accept any or discrepancies to HKSCC before 5:00 p.m. on Wednesday, May 22, 2013 or any other date as shall be determined by HKSCC or HKSCCResults” in the Prospectus on Wednesday, May 22, 2013. You should check the announcement published by the Company and report any allotted Hong Kong Publ ic O ffer Shares for deposit into CCASS; (2) to cause such allotted Hong Kong Public Offer Nominees. Immediately after the credit of the Hong Kong Public Offer Shares to your CCASS Investor Participant stock account, you can Shares to be withdrawn from CCASS and transferred into your name at your own risk and costs; and (3) to cause such check your new account balance via the CCASS Phone System and the CCASS Internet System (under the procedures contained in allotted Hong Kong Public Offer Shares to be issued in your (or if you are a joint applicant, to the first-named HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity applicant’s) name and in such a case, to post the certificate(s) for such allotted Hong Kong Public Offer Shares at your statement showing the number of Hong Kong Public Offer Shares credited to your stock account.
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• own risk to the address on your Application Form by ordinary post or to make available the same for your collection; agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted Hong Kong Public Offer Shares No temporary document of title will be issued in respect of the H shares. H Share certificates will only become valid certificates of title at around 8:00 a.m. on Thursday, May 23, 2013 provided that the Hong Kong issued in the name of HKSCC Nominees;
Conditions of your application
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Unless otherwise stated, terms used in these conditions have the same meanings ascribed thereto in the Prospectus. • A. Who can apply 1. You, the applicant(s), and any person(s) for whose benefit you are applying, must be 18 years of age or older and must have a Hong Kong address.
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- firmbody corporatebody corporate , the application must be in the names of the individual members, not in the firm’s name., the application form must be stamped with the company chop (bearing the company, the application form must be stamped with the company chop (bearing the company •
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3.4.2.4.2. If you are a If you are a name) and signed by a duly authorized officer, who must state his or her representative capacity.Save under the circumstances permitted by the Listing Rules or otherwise permitted by the Hong Kong StockIf you are a name) and signed by a duly authorized officer, who must state his or her representative capacity.Save under the circumstances permitted by the Listing Rules or otherwise permitted by the Hong Kong Stockname) and signed by a duly authorized officer, who must state his or her representative capacity.Save under the circumstances permitted by the Listing Rules or otherwise permitted by the Hong Kong StockSave under the circumstances permitted by the Listing Rules or otherwise permitted by the Hong Kong Stock Exchange, you cannot apply for any Hong Kong Public Offer Shares if you are or any person(s) for whose benefit you are applying is/are:•• an existing beneficial owner of Shares in the Company; • •••••• the chief executive, a Director or a Supervisor of the Company or any of its subsidiaries;an associate (as defined in the Listing Rules) of any of the above;a connected person (as defined in the Listing Rules) of the Company or any of its subsidiaries or a personan associate (as defined in the Listing Rules) of any of the above;a connected person (as defined in the Listing Rules) of the Company or any of its subsidiaries or a persona connected person (as defined in the Listing Rules) of the Company or any of its subsidiaries or a person ••• who will become a connected person of the Company immediately upon completion of the Global •
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••• a person who has been allocated or will receive any Offer Shares under the International Offering orOffering;otherwise participated in the International Offering or indicated an interest in the Offer Shares under theInternational Offering;a legal or natural person (except qualified domestic institutional investors) of the PRC (other than HongOffering;otherwise participated in the International Offering or indicated an interest in the Offer Shares under theInternational Offering;a legal or natural person (except qualified domestic institutional investors) of the PRC (other than Hongotherwise participated in the International Offering or indicated an interest in the Offer Shares under theInternational Offering;a legal or natural person (except qualified domestic institutional investors) of the PRC (other than HongInternational Offering;a legal or natural person (except qualified domestic institutional investors) of the PRC (other than Honga legal or natural person (except qualified domestic institutional investors) of the PRC (other than Hong Kong, Macau and Taiwan) (except qualified domestic institutional investors);
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• a United States person (as defined in Regulation S under the United States Securities Act 1933 asKong, Macau and Taiwan) (except qualified domestic institutional investors); amended);
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• a person inside the United States when completing and submitting this Application Form a U.S. person (as • defined in Regulation S under the U.S. Securities Act of 1933, as amended); ora person who does not have a Hong Kong address.a person who does not have a Hong Kong address.
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B. 5. If you are a nominee The total number of joint applicants may not exceed four. • If you are a nominee, you may make more than one application by: (1) giving electronic application instructions to HKSCC via CCASS if you are a CCASS Participant; or (2) using a WHITE or YELLOW Application Form, and lodge more than one • application in your own name on behalf of different beneficial owners. In the box on this Application Form marked “For nominees”, ••you must include, for each beneficial owner or in the case of joint beneficial owners, for each such beneficial owner:an account number; orsome other identification code.•you must include, for each beneficial owner or in the case of joint beneficial owners, for each such beneficial owner:an account number; orsome other identification code.you must include, for each beneficial owner or in the case of joint beneficial owners, for each such beneficial owner:an account number; orsome other identification code.an account number; orsome other identification code.some other identification code. • If you do not include this information, the application will be treated as being made for your benefit. • A nominee who submits this Application Form on behalf of another person is deemed to have represented to and undertaken with the Company, the Joint Sponsors, the Joint Global Coordinators, the Underwriters, the Joint Bookrunners and the Joint Lead Managers that he/she has been duly authorized.
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C. Lodge only one application for your benefit (or your and any of your joint applicant’s benefit) electronic application instructions ) will be rejected as
D. Allocation of Hong Kong Public Offer Shares - Pools A and B as any The 66,400,000 Hong Kong Public Offer Shares initially beiOffering (after taking into account of any adjustment in tOffering (after taking into account of any adjustment in t he number of Offer Shares allocated between the International Offerinng offered for subscription by the public under the Hong Kong Publicgng offered for subscription by the public under the Hong Kong Publicgg any application, in full or in part, without assigning any reason. Co ordinators, the White Form eIPO Service Provider or their respective agents or nominees have full discretion to reject or accept and the Hong Kong Public Offering) will be divided inmaximum number of Hong Kong Public Offer Shares maximum number of Hong Kong Public Offer Shares initially comprised in pool A and pool B will be 33,200,000 and 33,200,000,to two pools for allocation purposes: pool A and pool B. Accordingly, theto two pools for allocation purposes: pool A and pool B. Accordingly, the H. Determination of Offer Price and/or number of Offer Shares respectively. The H Shares in pool A will be allo cated on an equitable basis to successful applicants who have applied for Offer The Offer Price is expected to be fixed by agreement between the Joint Global Coordinators (on behalf of the Underwriters) and the Shares with an aggregate price of HK$5 millio n (excluding 1% brokerage, 0.003% SFC transaction levy and 0.005% Hong Kong company on or around Thursday, May 16, 2013 and, in any event, not later than Monday, May 20, 2013. Applicants for the Hong Stock Exchange trading fee payable) or less. The H Shares in pool B will be allocated on an equitable basis to successful applicants Kong Public Offer Shares are required to pay, on application, the maximum Offer Price of HK$13.10 for each H Share together who have applied for H Shares with an aggregate price of more than HK$5 million (excluding 1% brokerage, 0.003% SFC with a brokerage fee of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005%, subject to transaction levy and 0.005% Hong Kon g Stock Exchange trading fee payable) and up to the total value of pool B. You should be refund of any resulting surplus application monies to successful applicants, without interest, if the Offer Price should be lower than aware that applications in pool A and applications in pool B may receive different allocation ratios. If the Offer Shares in one pool HK$13.10. The Offer Price will be announced on Wednesday, May 22, 2013 in the South China Morning Post (in English) and the (but not both pools) are undersubs cribed, the surplus Offer Shares will be transferred to the other pool to satisfy demand in tha ~~t~~ Hong Kong Economic Times (in Chinese) and on the website of the Hong Kong Stock Exchange. The Joint Global Coordinators, on pool and be allocated accordingl y. For the purpose of this paragraph only, “price” for the Offer Shares means the price payable on behalf of the Underwriters, may with the consent of the Company, reduce the number of Offer Shares being offered under the application therefore (without regard to the Offer Price as finally determined). You can only receive an allocation of Offer Shar es Global Offering and/or the indicative offer price range stated in the Prospectus (which is HK$9.80 to HK$13.10 per H Share) at any from either pool A or pool application for more than application for more than 33,200,000 Offer Shares, being the maximum number of Offer Shares initially comprised in pool BB but not from both pools. In addition, multiple applications or suspected multiple applications andB but not from both pools. In addition, multiple applications or suspected multiple applications and in the any any time on or prior to the morning of the last day for lodging applications under the Hong Kong Public Offering. In such a case,notices of the reduction in the number of Offer Shares and/or the indicative offer price range will be published in the South Chinanotices of the reduction in the number of Offer Shares and/or the indicative offer price range will be published in the South China Hong Kong Public Oftotal number of Hototal number of Ho ng Kong Public Offer Shares originally allocated to pool B. Allocation of Offer Shares to investofering, are liable to be rejected. No application will be accepted from applicants applying for morefering, are liable to be rejected. No application will be accepted from applicants applying for more rs under the than the than the at Morning Post (in English) and the Hong Kong Economic Times (in Chinese) and on the website of the Hong Kong Stock ExchangeMorning Post (in English) and the Hong Kong Economic Times (in Chinese) and on the website of the Hong Kong Stock Exchange www.hkexnews.hk and the company ( www.segroup.cn ) no later than the morning of the day which is the last day for lodging Hong Kong Publi c Offering, both in relation to pool A and pool B, will be based solely on the level of valid applica tions received applications under the Hong Kong Public Offering. Applicants should have regard to the possibility that any announcement of a under the Hon g Kong Public Offering. The basis of allocation in pool may vary, depending on the number of H ong Kong Public reduction in the number of Offer Shares and/or the indicative offer price range may not be made until that time. If, for whatever Offer Share s validly applied for by each applicant. Although the allocation of Offer Shares could, where app ropriate, consist of reason, the Offer Price is not agreed by Monday, May 20, 2013 between the Joint Global Coordinators (on behalf of the balloting, which would mean that some applicants may receive a higher allocation than others who have applied for the same Underwriters) and the Company, the Global Offering (including the Hong Kong Public Offer) will not proceed and will lapse. numbeKonKon g Public Offer Shares.r of Hong Kong Public Offer Shares, and those applicants who are not successful in the ballot mr of Hong Kong Public Offer Shares, and those applicants who are not successful in the ballot m ay not receive any Hong Allotment of Hong Kong Public Offer Shares
E.
F. Effect of completing and submitting this Application Form
H Share certificates will only become valid certificates of title at around 8:00 a.m. on Thursday, May 23, 2013 provided that the Hong Kong Public Offering has become unconditional in all respects and the right of termination described in the paragraph headed “Hong Kong Public Offering - Grounds for termination” under the section in the Prospectus entitled “Underwriting” has not been exercised at 8:00 a.m. on Thursday, May 23, 2013. No receipt will be issued for sums paid upon application.
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agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the Prospectus and this Application Form;
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• agree that neither HKSCC nor HKSCC Nominees shall be liable to you in any way;
In the event that the Offer Price as finally determined is less than the price per Hong Kong Public Offer Share paid by you, the surplus application monies (including the 1% brokerage, the 0.003% SFC transaction levy and the 0.005% Hong Kong Stock Exchange trading fee attributable to such surplus) will be refunded to successful applicants without interest.
- confirm that you have received and/or read a copy of the Prospectus and that you have only relied on the information and representations in the Prospectus in making your application and will not rely on any other information and representations save as set out in any supplement to the Prospectus;
Circumstances in which you will not be allotted Hong Kong Public Offer Shares
- agree that the Company, the Joint Sponsors, the Joint Global Coordinators, the Underwriters, the Joint Bookrunners, the Joint Lead Managers and any of their respective directors, employees, partners, agents or advisers and any other parties involved in the Global Offering are not or will not be liable for any information or representations not contained in the Prospectus and this Application Form or any supplement to the Prospectus;
You may not be allotted Hong Kong Public Offer Shares for any of the following reasons:
1. Full discretion of the Company, the Joint Global Coordinators or the White Form eIPO Service Provider (where applicable) and their agents or nominees to reject or accept your application:
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agree (without prejudice to any other rights which you may have) that once your application has been accepted, you may not rescind it because of an innocent misrepresentation and you may not revoke it other than as provided in the Prospectus;
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• (if the application is made for your own benefit) undertake, confirm and declare that this is the only application which has been or will be made and the only application intended by you to be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC via CCASS or by applying under the White Form eIPO service ( www.eipo.com.hk ), to benefit you or the person whose benefit you are applying;
The Company and the Joint Global Coordinators (as agents for the Company) and White Form eIPO Service Provider (where applicable) or their respective agents and nominees, have full discretion to reject or accept any application, or to accept only part of any application. No reason has to be given for any rejection or acceptance.
2. If your application is rejected:
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You will not receive any allotment if:
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you make multiple applications or are suspected of making multiple applications;
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For identification purpose only
Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant.
• you or the person for whose benefit you are applying have applied for or taken up, or indicated an interest for, or have been or will be placed or allocated (including conditionally and/or provisionally) Hong Kong Public Offer Shares and/ or Offer Shares in the International Offering. By filling in any of the WHITE or YELLOW Application Forms or applying by giving electronic application instructions to HKSCC or by applying through the White Form eIPO service , you agree not to apply for Offer Shares in the International Offering. Reasonable steps will be taken to identify and reject applications in the Hong Kong Public Offering from investors who received Offer Shares in the International Offering, and to identify and reject indications of interest in the International Offering from investors • who have received Hong Kong Public Offer Shares in the Hong Kong Public Offering;your Application Form is not completed in accordance with the instructions as stated in the Application Form (if you apply by an Application Form);
If you are an individual who opts for personal collection, you must not authorize any other person to make collection on your behalf. You must produce evidence of identity (which must be acceptable to Computershare Hong Kong Investor Services Limited) for collection of your refund cheque (where applicable and/or each H Share certificate). If you are a corporate which opts for personal collection, you must attend by your authorized representative bearing a letter of authorisation from such corporations stamped with your corporation’s chop. Such authorized representative must produce at the time of collection, evidence of identity acceptable to Computershare Hong Kong Investor Services Limited. If you do not collect your refund cheque(s) (where applicable) and/or H Share certificate(s) (where applicable) in person within the time specified for its collection, it will be despatched to you by ordinary post to the address on this Application Form at your own risk. If you apply for less than 1,000,000 Hong Kong Public Offer Shares or you apply for 1,000,000 Hong Kong Public Offer Shares or above but have not indicated on your Application Form that you will collect your refund cheque(s) (where applicable) and/or H Share certificate(s) (where applicable) personally, your refund cheque(s) (where applicable) and/or H Share certificate(s) (where applicable) will be sent to the address on your Application Form on or before Wednesday, May 22, 2013, by ordinary post and at your own risk. It is intended that special efforts will be made to avoid any undue delay in refunding application monies where appropriate.
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your payment is not made correctly;
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you pay by cheque or banker’s cashier order and the cheque or banker’s cashier order is dishonoured upon its first presentation;
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either of the Hong Kong Underwriting Agreement or the International Underwriting Agreement does not become unconditional;
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• either of the Hong Kong Underwriting Agreement or the International Underwriting Agreement is terminated in accordance with its respective terms;
Personal data
| • either of the Hong Kong Underwriting Agreement or the International Underwriting Agreement is terminated in accordance with its respective terms; • the Company, the Joint Sponsors, the Joint Global Coordinators, the Joint Bookrunners, the Underwriters or the Joint Lead Managers believe that by accepting your application, they would violate applicable securities or other laws, rules or regulations of the jurisdiction in which your application is completed, received or signed or your address is located; or • your application is for more than 33,200,000 H Shares, being the maximum number of the Hong Kong Public Offer Shares initially being offered for subscription in pool B. 3. If your application is revoked or withdrawn By completing and submitting this Application Form you agree that you cannot revoke your application on or before Monday, June 10, 2013. The agreement will take effect as a collateral contract with the Company, and will become binding when you lodge your Application Form. This collateral contract will be in consideration of the Company agreeing that it will not offer any Hong Kong Public Offer Shares to any person on or before Monday, June 10, 2013 except by means of one of the procedures referred to in the Prospectus. Your application may only be revoked on or before Monday, June 10, 2013 if a person responsible for the Prospectus under section 40 of the Companies Ordinance (as applied by section 342E of the Companies Ordinance) gives a public notice under that section which excludes or limits the responsibility of that person for the Prospectus. If any supplement to the Prospectus is issued, applicant(s) who have already submitted an application may or may not (depending on the information contained in the supplement) be notified that they can withdraw their applications. If applicant(s) have not been so notified, or if applicant(s) have been notified but have not withdrawn their applications in accordance with the procedure to be notified, all applications that have been submitted remain valid and may be accepted. Subject to the above, an application once made is irrevocable and applicants shall be deemed to have applied on the basis of the Prospectus as supplemented. If your application has been accepted, it cannot be revoked or withdrawn. For this purpose, acceptance of applications which are not rejected will be constituted by notification in the publication of the results of allocation, and where such basis of allocation is subject to certain conditions or provides for allocation by ballot, such acceptance will be subject to the satisfaction of such condition or results of the ballot respectively. 4. If the allotment of Hong Kong Public Offer Shares is void: The allotment of the Hong Kong Public Offer Shares to HKSCC Nominees will be void if the Listing Committee of the Hong Kong Stock Exchange does not grant permission to list the H Shares either: • within 3 weeks from the closing date of the application lists; or • within a longer period of up to 6 weeks if the Listing Committee of the Hong Kong Stock Exchange notifies the Company of that longer period within 3 weeks of the closing date of the application lists. Refund of your money If you do not receive any Hong Kong Public Offer Shares for any reason, the Company will refund your application monies, including the related brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005%. No interest will be paid thereon. If you application is accepted only in part or if the Offer Price finally determined is less than the maximum offer price paid on application, the Company will refund to you the appropriate portion of your application monies, including brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% without interest. If the Offer Price as finally determined is less than the initial offer price per H Share (excluding brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% thereon) paid on application, the Company will refund to you the surplus application monies, together with brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% without interest. All such interest accrued on such monies prior to the date of despatch of e- Refund payment instructions/refund cheques will be retained for the benefit of the Company. In a contingency situation involving a substantial over-subscription, at the discretion of the Company and the Joint Global Coordinators cheque(s) for applications for certain small denominations of Hong Kong Public Offer Shares on Application Forms (apart from successful applications) may not be cleared. Refund cheque(s) will be crossed “Account Payee Only”, in favour of the applicant, or, if you are joint applicants, to the first-named applicant on your Application Form. Part of your Hong Kong Identity Card number/passport number (or, in the case of joint applicants, part of the Hong Kong Identity Card number/passport number of the first-named applicant) provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification for your Hong Kong Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/passport number may lead to delay in encashment of, or may invalidate, your refund cheque. If you have applied for 1,000,000 Hong Kong Public Offer Shares or above and have indicated on your Application Form that you wish to collect your refund cheque in person, you may collect it from: Computershare Hong Kong Investor Services Limited Shops 1712-1716 17th Floor, Hopewell Centre 183 Queen’s Road East Wanchai Hong Kong between 9:00 a.m. and 1:00 p.m. on Wednesday, May 22, 2013 or any other place and date notified by the Company in thenewspaper as the place and date of dispatch of refund cheque(s). The date of despatch is expected to be Wednesday, May 22, 2013. Personal Information Collection Statement The main provisions of the Personal Data (Privacy) Ordinance (the “Ordinance”) came into effect in Hong Kong on December 20, 1996. This Personal Information Collection Statement informs the applicant for and holder of Hong Kong Public Offer Shares of the policies and practices of the Company and the H Share Registrar in relation to personal data and the Ordinance. 1. Reasons for the collection of your personal data From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct personal data to the Company and the H Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the H Share Registrars. Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company and the H Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfer of the Hong Kong Public Offer Shares which you have successfully applied for and/or the despatch of the H Share certificate(s) and/or refund cheque(s) to which you are entitled. It is important that holders of securities inform the Companyand the H Share Registrar immediately of any inaccuracies in the personal data supplied. 2. Purpose The personal data of the holders of securities may be used, held and/or stored (by whatever means) for the following purposes: • processing of your application and refund cheque, where applicable, and verifications of compliance with the terms and application procedures set outin this Application Form and the Prospectus and announcing results of allocations of Hong Kong Public Offer Shares; • enabling compliance with allapplicable laws and regulations in Hong Kong and elsewhere; • registering new issues or transfers into or out of the names of holders of securities including, where applicable, in the name of HKSCC Nominees; • maintaining or updating the register of holders of securities of the Company; • conducting or assisting the conduct of signature verifications, any other verification or exchange of information; • establishing benefit entitlements of holders of securities of the company, such as dividends, rights issues and bonus issues, etc; • distributing communications from the Company and its subsidiaries; • compiling statistical information and shareholder profiles; • making disclosures as required by laws, rules or regulations; • disclosing relevant information to facilitate claims on entitlements; and • any other incidental or associated purposes relating to the above and/or to enable the Company and the H Share Registrar to discharge their obligations to holders of securities and/or regulators and/or any otherpurpose to which the holders of securities may from time to time agree. 3. Transfer of personal data Personal data held by the Company and the H Share Registrar relating to the applicants and the holders of securities will be kept confidential but the Company and the H Share Registrar may, to the extent necessary for achievingthe above purposes or any of them, make such enquiries as they consider necessary to confirm the accuracy of the personaldata and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to, from or with any and all of the following persons and entities: ~~•~~ the Company or its appointed agents such as financial advisers, receiving bankers and overseas principal registrars; • where applicants for securities request deposit into CCASS, HKSCCand HKSCC Nominees, who will use the personal data for the purposes of operating the CCASS; • any agents, contractors or third-party service providers who offeradministrative, telecommunications, computer, payment or other services to the Company or the H Share Registrar in connection with the operation of their respective businesses; ~~•~~ any regulatory or governmental bodies (including the Hong Kong Stock Exchange and the SFC); and • any other persons or institutions with which the holders ofsecurities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers, etc. 4. Access to and correction of personal data The Ordinance provides the holders of securities with rights to ascertain whether the Company or the H Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Companyandthe H Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests foraccess to data or correction of data orfor information regarding policies and practices and the kinds of data held should be addressed to the Company, at its registered address disclosed in the “Corporate Information” section in the Prospectus or as notified from timeto time in accordance withapplicable law, for the attention of the Company Secretary or (as the case may be) the H Share Registrarfor the attention of thePrivacy Compliance Officer. By signing this Application Form or givingelectronic instruction applications to HKSCC, you agree to all of the above. How to make your application 1. Use the table set out below to calculate how much you must pay for the number of HongKong Public Offer Shares you want to subscribe for. Your application must be for a minimum of 500 Hong Kong Public Offer Shares. Applications must be in one of the numbers set out in the table below. No application for any other number of Hong KongPublic Offer Shares will be considered and any such application is liable to be rejected. The table also sets out the total amount payable for such numbers of Hong Kong Public Offer Shares up to 33,200,000 Hong Kong Public Offer Shares. On application, you must pay the maximum offer price of HK$13.10 per H Share, plus brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005%. The table below sets out the total amount payable for certain numbersof Hong Kong Public Offer Shares. 2. You, as the applicant(s), must complete this Application Form as indicated below and sign on the first page of the application form. Only written signatures will be accepted. If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse the Application Form with its company chop (bearing its company name) and insert its participant I.D. in the appropriatebox in the Application Form. If you are applying as an individual CCASS Investor Participant: • the Application Form must contain your name and Hong Kong Identity Card number; and • you must insert your participant I.D. in the appropriate box in the Application Form. If you are applying as a joint individual CCASS Investor Participant: • the Application Form must contain all joint CCASS Investor Participants’ names and the Hong Kong Identity Card number of all of the joint CCASS Investor Participants; and • your participant I.D. must be insertedin the appropriate box in the Application Form. If you are applying as a corporate CCASS Investor Participant: • the Application Form must contain CCASS Investor Participant’s company name and Hong Kong Business Registration number; and • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box in the Application Form. Incorrect or incomplete details of the CCASS Participant or the omission or inadequacy of participant I.D. or other similar matters may render your application invalid. 3. Each application must be accompanied by either one cheque or one banker’s cashier order. 4. Staple your cheque or banker’s cashier order to the form. You must pay for the Hong Kong Public Offer Shares applied for byone chequeor byone banker’s cashier order. If you pay by cheque, the cheque must: • be in Hong Kong dollars; • be drawn on your Hong Kong dollar bank account in Hong Kong; • thecheque must bear an account name (or, in the case of joint applicants, the name of the first-named applicant) (either preprinted on the cheque or endorsed on the reverse of the cheque by any authorized signatory of the bank on which it is drawn), which must be the same as the name on your Application Form (or, in the case of jointapplicants, the name of the first-named applicant). If the cheque is drawn on a joint account, one of the joint account names must be the same as the name of the first-named applicant; • be made payable to “Bank of China (Hong Kong) Nominees Limited – SEG Public Offer”; • be crossed “Account Payee Only”; and • the cheque must not be post-dated. Your application will be rejected if your cheque: ~~•~~ does not meet all these requirements; or ~~•~~ is dishonoured on its first presentation. If you pay by banker’s cashier order: ~~•~~ the banker’s cashier order must be in Hong Kong dollars; ~~•~~ the banker’s cashier order must be issued by licensed banks in HongKong, and have your name certified on the back by a person authorized by the bank. The name on the back ofthe banker’s cashier order and the name on the Application Form must be the same. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the name of the first-named applicant; • the banker’s cashier order must be made payable to “Bank of China (Hong Kong) Nominees Limited – SEG Public Offer”; • the banker’s cashier order must be crossed “Account Payee Only”; and • the banker’s cashier order must not be post-dated. Your application will be rejected if your banker’s cashier order does not meet all these requirements. 5. Tear off the Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following branches of: Bank of China (Hong Kong) Limited: Branch Name Address Hong Kong Island: Bank of China Tower Branch 3/F, 1 Garden Road Central District (Wing On House) Branch 71 Des Voeux Road Central Sheung Wan Branch 252 Des Voeux Road Central 409 Hennessy Road Branch 409-415 Hennessy Road, Wan Chai Chai Wan Branch Block B, Walton Estate, 341-343 Chai Wan Road, Chai Wan North Point (King's Centre) Branch 193-209 King's Road, North Point Aberdeen Branch 25 Wu Pak Street, Aberdeen Kowloon: Mong Kok Branch 589 Nathan Road, Mong Kok Humphrey’s Avenue Branch 4-4A Humphrey’s Avenue, Tsim Sha Tsui Kwun Tong Branch 20-24 Yue Man Square, Kwun Tong Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom Wang Kwun Road Branch Unit G1, Nan Fung Commercial Centre, Wang Kwun Road, Kowloon Bay Metro City Branch Shop 209, Level 2, Metro City Phase 1, Tseung Kwan O Wong Tai Sin Branch Shop G13, Wong Tai Sin Plaza, Wong Tai Sin Kowloon Plaza Branch Unit 1, Kowloon Plaza, 485 Castle Peak Road New Territories: Kau Yuk Road Branch 18-24 Kau Yuk Road, Yuen Long Lucky Plaza Branch Lucky Plaza, Wang Pok Street, Sha Tin Tuen Mun Town Plaza Branch Shop 2, Tuen Mun Town Plaza Phase II Sheung Shui Branch Securities Services Centre 136 San Fung Avenue, Sheung Shui Citywalk Branch Shop 65, G/F, Citywalk, 1 Yeung Uk Road, Tsuen Wan 6. Your application form can be lodged at these times: Friday, May 10, 2013 — 9:00 a.m. to 5:00 p.m. Saturday, May 11, 2013 — 9:00 a.m. to 1:00 p.m. Monday, May 13, 2013 — 9:00 a.m. to 5:00 p.m. Tuesday, May 14, 2013 — 9:00 a.m. to 5:00 p.m. Wednesday, May 15, 2013 — 9:00 a.m. to 12:00 noon 7. The latest time for lodging your application is 12:00 noon on Wednesday, May 15, 2013, or if the application lists are not open on that day then by 12:00 noon on the next day the lists are open. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions. The application lists will not open if there is: • a tropical cyclone warning signal number 8 or above, or • a “black” rainstorm warning signal in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on Wednesday, May 15, 2013. Instead they will be open between 11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon. Business day means a day that is not a Saturday, Sunday or public holiday in Hong Kong. 8. The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be presented for payment before 12:00 noon on Wednesday, May 15, 2013. The Company will not give you a receipt for your payment. The Company shall keep all interest accrued on your application monies. The right is also reserved to retain any H Share certifi cates and/or any surplus application monies or refunds pending clearance of your cheque or banker’s cashier order. NUMBER OF HONG KONG PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS Sample 樣版 |
• either of the Hong Kong Underwriting Agreement or the International Underwriting Agreement is terminated in accordance with its respective terms; • the Company, the Joint Sponsors, the Joint Global Coordinators, the Joint Bookrunners, the Underwriters or the Joint Lead Managers believe that by accepting your application, they would violate applicable securities or other laws, rules or regulations of the jurisdiction in which your application is completed, received or signed or your address is located; or • your application is for more than 33,200,000 H Shares, being the maximum number of the Hong Kong Public Offer Shares initially being offered for subscription in pool B. 3. If your application is revoked or withdrawn By completing and submitting this Application Form you agree that you cannot revoke your application on or before Monday, June 10, 2013. The agreement will take effect as a collateral contract with the Company, and will become binding when you lodge your Application Form. This collateral contract will be in consideration of the Company agreeing that it will not offer any Hong Kong Public Offer Shares to any person on or before Monday, June 10, 2013 except by means of one of the procedures referred to in the Prospectus. Your application may only be revoked on or before Monday, June 10, 2013 if a person responsible for the Prospectus under section 40 of the Companies Ordinance (as applied by section 342E of the Companies Ordinance) gives a public notice under that section which excludes or limits the responsibility of that person for the Prospectus. If any supplement to the Prospectus is issued, applicant(s) who have already submitted an application may or may not (depending on the information contained in the supplement) be notified that they can withdraw their applications. If applicant(s) have not been so notified, or if applicant(s) have been notified but have not withdrawn their applications in accordance with the procedure to be notified, all applications that have been submitted remain valid and may be accepted. Subject to the above, an application once made is irrevocable and applicants shall be deemed to have applied on the basis of the Prospectus as supplemented. If your application has been accepted, it cannot be revoked or withdrawn. For this purpose, acceptance of applications which are not rejected will be constituted by notification in the publication of the results of allocation, and where such basis of allocation is subject to certain conditions or provides for allocation by ballot, such acceptance will be subject to the satisfaction of such condition or results of the ballot respectively. 4. If the allotment of Hong Kong Public Offer Shares is void: The allotment of the Hong Kong Public Offer Shares to HKSCC Nominees will be void if the Listing Committee of the Hong Kong Stock Exchange does not grant permission to list the H Shares either: • within 3 weeks from the closing date of the application lists; or • within a longer period of up to 6 weeks if the Listing Committee of the Hong Kong Stock Exchange notifies the Company of that longer period within 3 weeks of the closing date of the application lists. Refund of your money If you do not receive any Hong Kong Public Offer Shares for any reason, the Company will refund your application monies, including the related brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005%. No interest will be paid thereon. If you application is accepted only in part or if the Offer Price finally determined is less than the maximum offer price paid on application, the Company will refund to you the appropriate portion of your application monies, including brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% without interest. If the Offer Price as finally determined is less than the initial offer price per H Share (excluding brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% thereon) paid on application, the Company will refund to you the surplus application monies, together with brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% without interest. All such interest accrued on such monies prior to the date of despatch of e- Refund payment instructions/refund cheques will be retained for the benefit of the Company. In a contingency situation involving a substantial over-subscription, at the discretion of the Company and the Joint Global Coordinators cheque(s) for applications for certain small denominations of Hong Kong Public Offer Shares on Application Forms (apart from successful applications) may not be cleared. Refund cheque(s) will be crossed “Account Payee Only”, in favour of the applicant, or, if you are joint applicants, to the first-named applicant on your Application Form. Part of your Hong Kong Identity Card number/passport number (or, in the case of joint applicants, part of the Hong Kong Identity Card number/passport number of the first-named applicant) provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification for your Hong Kong Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/passport number may lead to delay in encashment of, or may invalidate, your refund cheque. If you have applied for 1,000,000 Hong Kong Public Offer Shares or above and have indicated on your Application Form that you wish to collect your refund cheque in person, you may collect it from: Computershare Hong Kong Investor Services Limited Shops 1712-1716 17th Floor, Hopewell Centre 183 Queen’s Road East Wanchai Hong Kong between 9:00 a.m. and 1:00 p.m. on Wednesday, May 22, 2013 or any other place and date notified by the Company in thenewspaper as the place and date of dispatch of refund cheque(s). The date of despatch is expected to be Wednesday, May 22, 2013. Personal Information Collection Statement The main provisions of the Personal Data (Privacy) Ordinance (the “Ordinance”) came into effect in Hong Kong on December 20, 1996. This Personal Information Collection Statement informs the applicant for and holder of Hong Kong Public Offer Shares of the policies and practices of the Company and the H Share Registrar in relation to personal data and the Ordinance. 1. Reasons for the collection of your personal data From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct personal data to the Company and the H Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the H Share Registrars. Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company and the H Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfer of the Hong Kong Public Offer Shares which you have successfully applied for and/or the despatch of the H Share certificate(s) and/or refund cheque(s) to which you are entitled. It is important that holders of securities inform the Companyand the H Share Registrar immediately of any inaccuracies in the personal data supplied. 2. Purpose The personal data of the holders of securities may be used, held and/or stored (by whatever means) for the following purposes: • processing of your application and refund cheque, where applicable, and verifications of compliance with the terms and application procedures set outin this Application Form and the Prospectus and announcing results of allocations of Hong Kong Public Offer Shares; • enabling compliance with allapplicable laws and regulations in Hong Kong and elsewhere; • registering new issues or transfers into or out of the names of holders of securities including, where applicable, in the name of HKSCC Nominees; • maintaining or updating the register of holders of securities of the Company; • conducting or assisting the conduct of signature verifications, any other verification or exchange of information; • establishing benefit entitlements of holders of securities of the company, such as dividends, rights issues and bonus issues, etc; • distributing communications from the Company and its subsidiaries; • compiling statistical information and shareholder profiles; • making disclosures as required by laws, rules or regulations; • disclosing relevant information to facilitate claims on entitlements; and • any other incidental or associated purposes relating to the above and/or to enable the Company and the H Share Registrar to discharge their obligations to holders of securities and/or regulators and/or any otherpurpose to which the holders of securities may from time to time agree. 3. Transfer of personal data Personal data held by the Company and the H Share Registrar relating to the applicants and the holders of securities will be kept confidential but the Company and the H Share Registrar may, to the extent necessary for achievingthe above purposes or any of them, make such enquiries as they consider necessary to confirm the accuracy of the personaldata and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to, from or with any and all of the following persons and entities: ~~•~~ the Company or its appointed agents such as financial advisers, receiving bankers and overseas principal registrars; • where applicants for securities request deposit into CCASS, HKSCCand HKSCC Nominees, who will use the personal data for the purposes of operating the CCASS; • any agents, contractors or third-party service providers who offeradministrative, telecommunications, computer, payment or other services to the Company or the H Share Registrar in connection with the operation of their respective businesses; ~~•~~ any regulatory or governmental bodies (including the Hong Kong Stock Exchange and the SFC); and • any other persons or institutions with which the holders ofsecurities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers, etc. 4. Access to and correction of personal data The Ordinance provides the holders of securities with rights to ascertain whether the Company or the H Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Companyandthe H Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests foraccess to data or correction of data orfor information regarding policies and practices and the kinds of data held should be addressed to the Company, at its registered address disclosed in the “Corporate Information” section in the Prospectus or as notified from timeto time in accordance withapplicable law, for the attention of the Company Secretary or (as the case may be) the H Share Registrarfor the attention of thePrivacy Compliance Officer. By signing this Application Form or givingelectronic instruction applications to HKSCC, you agree to all of the above. How to make your application 1. Use the table set out below to calculate how much you must pay for the number of HongKong Public Offer Shares you want to subscribe for. Your application must be for a minimum of 500 Hong Kong Public Offer Shares. Applications must be in one of the numbers set out in the table below. No application for any other number of Hong KongPublic Offer Shares will be considered and any such application is liable to be rejected. The table also sets out the total amount payable for such numbers of Hong Kong Public Offer Shares up to 33,200,000 Hong Kong Public Offer Shares. On application, you must pay the maximum offer price of HK$13.10 per H Share, plus brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005%. The table below sets out the total amount payable for certain numbersof Hong Kong Public Offer Shares. 2. You, as the applicant(s), must complete this Application Form as indicated below and sign on the first page of the application form. Only written signatures will be accepted. If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse the Application Form with its company chop (bearing its company name) and insert its participant I.D. in the appropriatebox in the Application Form. If you are applying as an individual CCASS Investor Participant: • the Application Form must contain your name and Hong Kong Identity Card number; and • you must insert your participant I.D. in the appropriate box in the Application Form. If you are applying as a joint individual CCASS Investor Participant: • the Application Form must contain all joint CCASS Investor Participants’ names and the Hong Kong Identity Card number of all of the joint CCASS Investor Participants; and • your participant I.D. must be insertedin the appropriate box in the Application Form. If you are applying as a corporate CCASS Investor Participant: • the Application Form must contain CCASS Investor Participant’s company name and Hong Kong Business Registration number; and • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box in the Application Form. Incorrect or incomplete details of the CCASS Participant or the omission or inadequacy of participant I.D. or other similar matters may render your application invalid. 3. Each application must be accompanied by either one cheque or one banker’s cashier order. 4. Staple your cheque or banker’s cashier order to the form. You must pay for the Hong Kong Public Offer Shares applied for byone chequeor byone banker’s cashier order. If you pay by cheque, the cheque must: • be in Hong Kong dollars; • be drawn on your Hong Kong dollar bank account in Hong Kong; • thecheque must bear an account name (or, in the case of joint applicants, the name of the first-named applicant) (either preprinted on the cheque or endorsed on the reverse of the cheque by any authorized signatory of the bank on which it is drawn), which must be the same as the name on your Application Form (or, in the case of jointapplicants, the name of the first-named applicant). If the cheque is drawn on a joint account, one of the joint account names must be the same as the name of the first-named applicant; • be made payable to “Bank of China (Hong Kong) Nominees Limited – SEG Public Offer”; • be crossed “Account Payee Only”; and • the cheque must not be post-dated. Your application will be rejected if your cheque: ~~•~~ does not meet all these requirements; or ~~•~~ is dishonoured on its first presentation. If you pay by banker’s cashier order: ~~•~~ the banker’s cashier order must be in Hong Kong dollars; ~~•~~ the banker’s cashier order must be issued by licensed banks in HongKong, and have your name certified on the back by a person authorized by the bank. The name on the back ofthe banker’s cashier order and the name on the Application Form must be the same. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the name of the first-named applicant; • the banker’s cashier order must be made payable to “Bank of China (Hong Kong) Nominees Limited – SEG Public Offer”; • the banker’s cashier order must be crossed “Account Payee Only”; and • the banker’s cashier order must not be post-dated. Your application will be rejected if your banker’s cashier order does not meet all these requirements. 5. Tear off the Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following branches of: Bank of China (Hong Kong) Limited: Branch Name Address Hong Kong Island: Bank of China Tower Branch 3/F, 1 Garden Road Central District (Wing On House) Branch 71 Des Voeux Road Central Sheung Wan Branch 252 Des Voeux Road Central 409 Hennessy Road Branch 409-415 Hennessy Road, Wan Chai Chai Wan Branch Block B, Walton Estate, 341-343 Chai Wan Road, Chai Wan North Point (King's Centre) Branch 193-209 King's Road, North Point Aberdeen Branch 25 Wu Pak Street, Aberdeen Kowloon: Mong Kok Branch 589 Nathan Road, Mong Kok Humphrey’s Avenue Branch 4-4A Humphrey’s Avenue, Tsim Sha Tsui Kwun Tong Branch 20-24 Yue Man Square, Kwun Tong Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom Wang Kwun Road Branch Unit G1, Nan Fung Commercial Centre, Wang Kwun Road, Kowloon Bay Metro City Branch Shop 209, Level 2, Metro City Phase 1, Tseung Kwan O Wong Tai Sin Branch Shop G13, Wong Tai Sin Plaza, Wong Tai Sin Kowloon Plaza Branch Unit 1, Kowloon Plaza, 485 Castle Peak Road New Territories: Kau Yuk Road Branch 18-24 Kau Yuk Road, Yuen Long Lucky Plaza Branch Lucky Plaza, Wang Pok Street, Sha Tin Tuen Mun Town Plaza Branch Shop 2, Tuen Mun Town Plaza Phase II Sheung Shui Branch Securities Services Centre 136 San Fung Avenue, Sheung Shui Citywalk Branch Shop 65, G/F, Citywalk, 1 Yeung Uk Road, Tsuen Wan 6. Your application form can be lodged at these times: Friday, May 10, 2013 — 9:00 a.m. to 5:00 p.m. Saturday, May 11, 2013 — 9:00 a.m. to 1:00 p.m. Monday, May 13, 2013 — 9:00 a.m. to 5:00 p.m. Tuesday, May 14, 2013 — 9:00 a.m. to 5:00 p.m. Wednesday, May 15, 2013 — 9:00 a.m. to 12:00 noon 7. The latest time for lodging your application is 12:00 noon on Wednesday, May 15, 2013, or if the application lists are not open on that day then by 12:00 noon on the next day the lists are open. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions. The application lists will not open if there is: • a tropical cyclone warning signal number 8 or above, or • a “black” rainstorm warning signal in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on Wednesday, May 15, 2013. Instead they will be open between 11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon. Business day means a day that is not a Saturday, Sunday or public holiday in Hong Kong. 8. The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be presented for payment before 12:00 noon on Wednesday, May 15, 2013. The Company will not give you a receipt for your payment. The Company shall keep all interest accrued on your application monies. The right is also reserved to retain any H Share certifi cates and/or any surplus application monies or refunds pending clearance of your cheque or banker’s cashier order. NUMBER OF HONG KONG PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS Sample 樣版 |
• either of the Hong Kong Underwriting Agreement or the International Underwriting Agreement is terminated in accordance with its respective terms; • the Company, the Joint Sponsors, the Joint Global Coordinators, the Joint Bookrunners, the Underwriters or the Joint Lead Managers believe that by accepting your application, they would violate applicable securities or other laws, rules or regulations of the jurisdiction in which your application is completed, received or signed or your address is located; or • your application is for more than 33,200,000 H Shares, being the maximum number of the Hong Kong Public Offer Shares initially being offered for subscription in pool B. 3. If your application is revoked or withdrawn By completing and submitting this Application Form you agree that you cannot revoke your application on or before Monday, June 10, 2013. The agreement will take effect as a collateral contract with the Company, and will become binding when you lodge your Application Form. This collateral contract will be in consideration of the Company agreeing that it will not offer any Hong Kong Public Offer Shares to any person on or before Monday, June 10, 2013 except by means of one of the procedures referred to in the Prospectus. Your application may only be revoked on or before Monday, June 10, 2013 if a person responsible for the Prospectus under section 40 of the Companies Ordinance (as applied by section 342E of the Companies Ordinance) gives a public notice under that section which excludes or limits the responsibility of that person for the Prospectus. If any supplement to the Prospectus is issued, applicant(s) who have already submitted an application may or may not (depending on the information contained in the supplement) be notified that they can withdraw their applications. If applicant(s) have not been so notified, or if applicant(s) have been notified but have not withdrawn their applications in accordance with the procedure to be notified, all applications that have been submitted remain valid and may be accepted. Subject to the above, an application once made is irrevocable and applicants shall be deemed to have applied on the basis of the Prospectus as supplemented. If your application has been accepted, it cannot be revoked or withdrawn. For this purpose, acceptance of applications which are not rejected will be constituted by notification in the publication of the results of allocation, and where such basis of allocation is subject to certain conditions or provides for allocation by ballot, such acceptance will be subject to the satisfaction of such condition or results of the ballot respectively. 4. If the allotment of Hong Kong Public Offer Shares is void: The allotment of the Hong Kong Public Offer Shares to HKSCC Nominees will be void if the Listing Committee of the Hong Kong Stock Exchange does not grant permission to list the H Shares either: • within 3 weeks from the closing date of the application lists; or • within a longer period of up to 6 weeks if the Listing Committee of the Hong Kong Stock Exchange notifies the Company of that longer period within 3 weeks of the closing date of the application lists. Refund of your money If you do not receive any Hong Kong Public Offer Shares for any reason, the Company will refund your application monies, including the related brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005%. No interest will be paid thereon. If you application is accepted only in part or if the Offer Price finally determined is less than the maximum offer price paid on application, the Company will refund to you the appropriate portion of your application monies, including brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% without interest. If the Offer Price as finally determined is less than the initial offer price per H Share (excluding brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% thereon) paid on application, the Company will refund to you the surplus application monies, together with brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% without interest. All such interest accrued on such monies prior to the date of despatch of e- Refund payment instructions/refund cheques will be retained for the benefit of the Company. In a contingency situation involving a substantial over-subscription, at the discretion of the Company and the Joint Global Coordinators cheque(s) for applications for certain small denominations of Hong Kong Public Offer Shares on Application Forms (apart from successful applications) may not be cleared. Refund cheque(s) will be crossed “Account Payee Only”, in favour of the applicant, or, if you are joint applicants, to the first-named applicant on your Application Form. Part of your Hong Kong Identity Card number/passport number (or, in the case of joint applicants, part of the Hong Kong Identity Card number/passport number of the first-named applicant) provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification for your Hong Kong Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/passport number may lead to delay in encashment of, or may invalidate, your refund cheque. If you have applied for 1,000,000 Hong Kong Public Offer Shares or above and have indicated on your Application Form that you wish to collect your refund cheque in person, you may collect it from: Computershare Hong Kong Investor Services Limited Shops 1712-1716 17th Floor, Hopewell Centre 183 Queen’s Road East Wanchai Hong Kong between 9:00 a.m. and 1:00 p.m. on Wednesday, May 22, 2013 or any other place and date notified by the Company in thenewspaper as the place and date of dispatch of refund cheque(s). The date of despatch is expected to be Wednesday, May 22, 2013. Personal Information Collection Statement The main provisions of the Personal Data (Privacy) Ordinance (the “Ordinance”) came into effect in Hong Kong on December 20, 1996. This Personal Information Collection Statement informs the applicant for and holder of Hong Kong Public Offer Shares of the policies and practices of the Company and the H Share Registrar in relation to personal data and the Ordinance. 1. Reasons for the collection of your personal data From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct personal data to the Company and the H Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the H Share Registrars. Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company and the H Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfer of the Hong Kong Public Offer Shares which you have successfully applied for and/or the despatch of the H Share certificate(s) and/or refund cheque(s) to which you are entitled. It is important that holders of securities inform the Companyand the H Share Registrar immediately of any inaccuracies in the personal data supplied. 2. Purpose The personal data of the holders of securities may be used, held and/or stored (by whatever means) for the following purposes: • processing of your application and refund cheque, where applicable, and verifications of compliance with the terms and application procedures set outin this Application Form and the Prospectus and announcing results of allocations of Hong Kong Public Offer Shares; • enabling compliance with allapplicable laws and regulations in Hong Kong and elsewhere; • registering new issues or transfers into or out of the names of holders of securities including, where applicable, in the name of HKSCC Nominees; • maintaining or updating the register of holders of securities of the Company; • conducting or assisting the conduct of signature verifications, any other verification or exchange of information; • establishing benefit entitlements of holders of securities of the company, such as dividends, rights issues and bonus issues, etc; • distributing communications from the Company and its subsidiaries; • compiling statistical information and shareholder profiles; • making disclosures as required by laws, rules or regulations; • disclosing relevant information to facilitate claims on entitlements; and • any other incidental or associated purposes relating to the above and/or to enable the Company and the H Share Registrar to discharge their obligations to holders of securities and/or regulators and/or any otherpurpose to which the holders of securities may from time to time agree. 3. Transfer of personal data Personal data held by the Company and the H Share Registrar relating to the applicants and the holders of securities will be kept confidential but the Company and the H Share Registrar may, to the extent necessary for achievingthe above purposes or any of them, make such enquiries as they consider necessary to confirm the accuracy of the personaldata and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to, from or with any and all of the following persons and entities: ~~•~~ the Company or its appointed agents such as financial advisers, receiving bankers and overseas principal registrars; • where applicants for securities request deposit into CCASS, HKSCCand HKSCC Nominees, who will use the personal data for the purposes of operating the CCASS; • any agents, contractors or third-party service providers who offeradministrative, telecommunications, computer, payment or other services to the Company or the H Share Registrar in connection with the operation of their respective businesses; ~~•~~ any regulatory or governmental bodies (including the Hong Kong Stock Exchange and the SFC); and • any other persons or institutions with which the holders ofsecurities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers, etc. 4. Access to and correction of personal data The Ordinance provides the holders of securities with rights to ascertain whether the Company or the H Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Companyandthe H Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests foraccess to data or correction of data orfor information regarding policies and practices and the kinds of data held should be addressed to the Company, at its registered address disclosed in the “Corporate Information” section in the Prospectus or as notified from timeto time in accordance withapplicable law, for the attention of the Company Secretary or (as the case may be) the H Share Registrarfor the attention of thePrivacy Compliance Officer. By signing this Application Form or givingelectronic instruction applications to HKSCC, you agree to all of the above. How to make your application 1. Use the table set out below to calculate how much you must pay for the number of HongKong Public Offer Shares you want to subscribe for. Your application must be for a minimum of 500 Hong Kong Public Offer Shares. Applications must be in one of the numbers set out in the table below. No application for any other number of Hong KongPublic Offer Shares will be considered and any such application is liable to be rejected. The table also sets out the total amount payable for such numbers of Hong Kong Public Offer Shares up to 33,200,000 Hong Kong Public Offer Shares. On application, you must pay the maximum offer price of HK$13.10 per H Share, plus brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005%. The table below sets out the total amount payable for certain numbersof Hong Kong Public Offer Shares. 2. You, as the applicant(s), must complete this Application Form as indicated below and sign on the first page of the application form. Only written signatures will be accepted. If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse the Application Form with its company chop (bearing its company name) and insert its participant I.D. in the appropriatebox in the Application Form. If you are applying as an individual CCASS Investor Participant: • the Application Form must contain your name and Hong Kong Identity Card number; and • you must insert your participant I.D. in the appropriate box in the Application Form. If you are applying as a joint individual CCASS Investor Participant: • the Application Form must contain all joint CCASS Investor Participants’ names and the Hong Kong Identity Card number of all of the joint CCASS Investor Participants; and • your participant I.D. must be insertedin the appropriate box in the Application Form. If you are applying as a corporate CCASS Investor Participant: • the Application Form must contain CCASS Investor Participant’s company name and Hong Kong Business Registration number; and • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box in the Application Form. Incorrect or incomplete details of the CCASS Participant or the omission or inadequacy of participant I.D. or other similar matters may render your application invalid. 3. Each application must be accompanied by either one cheque or one banker’s cashier order. 4. Staple your cheque or banker’s cashier order to the form. You must pay for the Hong Kong Public Offer Shares applied for byone chequeor byone banker’s cashier order. If you pay by cheque, the cheque must: • be in Hong Kong dollars; • be drawn on your Hong Kong dollar bank account in Hong Kong; • thecheque must bear an account name (or, in the case of joint applicants, the name of the first-named applicant) (either preprinted on the cheque or endorsed on the reverse of the cheque by any authorized signatory of the bank on which it is drawn), which must be the same as the name on your Application Form (or, in the case of jointapplicants, the name of the first-named applicant). If the cheque is drawn on a joint account, one of the joint account names must be the same as the name of the first-named applicant; • be made payable to “Bank of China (Hong Kong) Nominees Limited – SEG Public Offer”; • be crossed “Account Payee Only”; and • the cheque must not be post-dated. Your application will be rejected if your cheque: ~~•~~ does not meet all these requirements; or ~~•~~ is dishonoured on its first presentation. If you pay by banker’s cashier order: ~~•~~ the banker’s cashier order must be in Hong Kong dollars; ~~•~~ the banker’s cashier order must be issued by licensed banks in HongKong, and have your name certified on the back by a person authorized by the bank. The name on the back ofthe banker’s cashier order and the name on the Application Form must be the same. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the name of the first-named applicant; • the banker’s cashier order must be made payable to “Bank of China (Hong Kong) Nominees Limited – SEG Public Offer”; • the banker’s cashier order must be crossed “Account Payee Only”; and • the banker’s cashier order must not be post-dated. Your application will be rejected if your banker’s cashier order does not meet all these requirements. 5. Tear off the Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following branches of: Bank of China (Hong Kong) Limited: Branch Name Address Hong Kong Island: Bank of China Tower Branch 3/F, 1 Garden Road Central District (Wing On House) Branch 71 Des Voeux Road Central Sheung Wan Branch 252 Des Voeux Road Central 409 Hennessy Road Branch 409-415 Hennessy Road, Wan Chai Chai Wan Branch Block B, Walton Estate, 341-343 Chai Wan Road, Chai Wan North Point (King's Centre) Branch 193-209 King's Road, North Point Aberdeen Branch 25 Wu Pak Street, Aberdeen Kowloon: Mong Kok Branch 589 Nathan Road, Mong Kok Humphrey’s Avenue Branch 4-4A Humphrey’s Avenue, Tsim Sha Tsui Kwun Tong Branch 20-24 Yue Man Square, Kwun Tong Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom Wang Kwun Road Branch Unit G1, Nan Fung Commercial Centre, Wang Kwun Road, Kowloon Bay Metro City Branch Shop 209, Level 2, Metro City Phase 1, Tseung Kwan O Wong Tai Sin Branch Shop G13, Wong Tai Sin Plaza, Wong Tai Sin Kowloon Plaza Branch Unit 1, Kowloon Plaza, 485 Castle Peak Road New Territories: Kau Yuk Road Branch 18-24 Kau Yuk Road, Yuen Long Lucky Plaza Branch Lucky Plaza, Wang Pok Street, Sha Tin Tuen Mun Town Plaza Branch Shop 2, Tuen Mun Town Plaza Phase II Sheung Shui Branch Securities Services Centre 136 San Fung Avenue, Sheung Shui Citywalk Branch Shop 65, G/F, Citywalk, 1 Yeung Uk Road, Tsuen Wan 6. Your application form can be lodged at these times: Friday, May 10, 2013 — 9:00 a.m. to 5:00 p.m. Saturday, May 11, 2013 — 9:00 a.m. to 1:00 p.m. Monday, May 13, 2013 — 9:00 a.m. to 5:00 p.m. Tuesday, May 14, 2013 — 9:00 a.m. to 5:00 p.m. Wednesday, May 15, 2013 — 9:00 a.m. to 12:00 noon 7. The latest time for lodging your application is 12:00 noon on Wednesday, May 15, 2013, or if the application lists are not open on that day then by 12:00 noon on the next day the lists are open. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions. The application lists will not open if there is: • a tropical cyclone warning signal number 8 or above, or • a “black” rainstorm warning signal in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on Wednesday, May 15, 2013. Instead they will be open between 11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon. Business day means a day that is not a Saturday, Sunday or public holiday in Hong Kong. 8. The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be presented for payment before 12:00 noon on Wednesday, May 15, 2013. The Company will not give you a receipt for your payment. The Company shall keep all interest accrued on your application monies. The right is also reserved to retain any H Share certifi cates and/or any surplus application monies or refunds pending clearance of your cheque or banker’s cashier order. NUMBER OF HONG KONG PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS Sample 樣版 |
• either of the Hong Kong Underwriting Agreement or the International Underwriting Agreement is terminated in accordance with its respective terms; • the Company, the Joint Sponsors, the Joint Global Coordinators, the Joint Bookrunners, the Underwriters or the Joint Lead Managers believe that by accepting your application, they would violate applicable securities or other laws, rules or regulations of the jurisdiction in which your application is completed, received or signed or your address is located; or • your application is for more than 33,200,000 H Shares, being the maximum number of the Hong Kong Public Offer Shares initially being offered for subscription in pool B. 3. If your application is revoked or withdrawn By completing and submitting this Application Form you agree that you cannot revoke your application on or before Monday, June 10, 2013. The agreement will take effect as a collateral contract with the Company, and will become binding when you lodge your Application Form. This collateral contract will be in consideration of the Company agreeing that it will not offer any Hong Kong Public Offer Shares to any person on or before Monday, June 10, 2013 except by means of one of the procedures referred to in the Prospectus. Your application may only be revoked on or before Monday, June 10, 2013 if a person responsible for the Prospectus under section 40 of the Companies Ordinance (as applied by section 342E of the Companies Ordinance) gives a public notice under that section which excludes or limits the responsibility of that person for the Prospectus. If any supplement to the Prospectus is issued, applicant(s) who have already submitted an application may or may not (depending on the information contained in the supplement) be notified that they can withdraw their applications. If applicant(s) have not been so notified, or if applicant(s) have been notified but have not withdrawn their applications in accordance with the procedure to be notified, all applications that have been submitted remain valid and may be accepted. Subject to the above, an application once made is irrevocable and applicants shall be deemed to have applied on the basis of the Prospectus as supplemented. If your application has been accepted, it cannot be revoked or withdrawn. For this purpose, acceptance of applications which are not rejected will be constituted by notification in the publication of the results of allocation, and where such basis of allocation is subject to certain conditions or provides for allocation by ballot, such acceptance will be subject to the satisfaction of such condition or results of the ballot respectively. 4. If the allotment of Hong Kong Public Offer Shares is void: The allotment of the Hong Kong Public Offer Shares to HKSCC Nominees will be void if the Listing Committee of the Hong Kong Stock Exchange does not grant permission to list the H Shares either: • within 3 weeks from the closing date of the application lists; or • within a longer period of up to 6 weeks if the Listing Committee of the Hong Kong Stock Exchange notifies the Company of that longer period within 3 weeks of the closing date of the application lists. Refund of your money If you do not receive any Hong Kong Public Offer Shares for any reason, the Company will refund your application monies, including the related brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005%. No interest will be paid thereon. If you application is accepted only in part or if the Offer Price finally determined is less than the maximum offer price paid on application, the Company will refund to you the appropriate portion of your application monies, including brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% without interest. If the Offer Price as finally determined is less than the initial offer price per H Share (excluding brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% thereon) paid on application, the Company will refund to you the surplus application monies, together with brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% without interest. All such interest accrued on such monies prior to the date of despatch of e- Refund payment instructions/refund cheques will be retained for the benefit of the Company. In a contingency situation involving a substantial over-subscription, at the discretion of the Company and the Joint Global Coordinators cheque(s) for applications for certain small denominations of Hong Kong Public Offer Shares on Application Forms (apart from successful applications) may not be cleared. Refund cheque(s) will be crossed “Account Payee Only”, in favour of the applicant, or, if you are joint applicants, to the first-named applicant on your Application Form. Part of your Hong Kong Identity Card number/passport number (or, in the case of joint applicants, part of the Hong Kong Identity Card number/passport number of the first-named applicant) provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification for your Hong Kong Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/passport number may lead to delay in encashment of, or may invalidate, your refund cheque. If you have applied for 1,000,000 Hong Kong Public Offer Shares or above and have indicated on your Application Form that you wish to collect your refund cheque in person, you may collect it from: Computershare Hong Kong Investor Services Limited Shops 1712-1716 17th Floor, Hopewell Centre 183 Queen’s Road East Wanchai Hong Kong between 9:00 a.m. and 1:00 p.m. on Wednesday, May 22, 2013 or any other place and date notified by the Company in thenewspaper as the place and date of dispatch of refund cheque(s). The date of despatch is expected to be Wednesday, May 22, 2013. Personal Information Collection Statement The main provisions of the Personal Data (Privacy) Ordinance (the “Ordinance”) came into effect in Hong Kong on December 20, 1996. This Personal Information Collection Statement informs the applicant for and holder of Hong Kong Public Offer Shares of the policies and practices of the Company and the H Share Registrar in relation to personal data and the Ordinance. 1. Reasons for the collection of your personal data From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct personal data to the Company and the H Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the H Share Registrars. Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company and the H Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfer of the Hong Kong Public Offer Shares which you have successfully applied for and/or the despatch of the H Share certificate(s) and/or refund cheque(s) to which you are entitled. It is important that holders of securities inform the Companyand the H Share Registrar immediately of any inaccuracies in the personal data supplied. 2. Purpose The personal data of the holders of securities may be used, held and/or stored (by whatever means) for the following purposes: • processing of your application and refund cheque, where applicable, and verifications of compliance with the terms and application procedures set outin this Application Form and the Prospectus and announcing results of allocations of Hong Kong Public Offer Shares; • enabling compliance with allapplicable laws and regulations in Hong Kong and elsewhere; • registering new issues or transfers into or out of the names of holders of securities including, where applicable, in the name of HKSCC Nominees; • maintaining or updating the register of holders of securities of the Company; • conducting or assisting the conduct of signature verifications, any other verification or exchange of information; • establishing benefit entitlements of holders of securities of the company, such as dividends, rights issues and bonus issues, etc; • distributing communications from the Company and its subsidiaries; • compiling statistical information and shareholder profiles; • making disclosures as required by laws, rules or regulations; • disclosing relevant information to facilitate claims on entitlements; and • any other incidental or associated purposes relating to the above and/or to enable the Company and the H Share Registrar to discharge their obligations to holders of securities and/or regulators and/or any otherpurpose to which the holders of securities may from time to time agree. 3. Transfer of personal data Personal data held by the Company and the H Share Registrar relating to the applicants and the holders of securities will be kept confidential but the Company and the H Share Registrar may, to the extent necessary for achievingthe above purposes or any of them, make such enquiries as they consider necessary to confirm the accuracy of the personaldata and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to, from or with any and all of the following persons and entities: ~~•~~ the Company or its appointed agents such as financial advisers, receiving bankers and overseas principal registrars; • where applicants for securities request deposit into CCASS, HKSCCand HKSCC Nominees, who will use the personal data for the purposes of operating the CCASS; • any agents, contractors or third-party service providers who offeradministrative, telecommunications, computer, payment or other services to the Company or the H Share Registrar in connection with the operation of their respective businesses; ~~•~~ any regulatory or governmental bodies (including the Hong Kong Stock Exchange and the SFC); and • any other persons or institutions with which the holders ofsecurities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers, etc. 4. Access to and correction of personal data The Ordinance provides the holders of securities with rights to ascertain whether the Company or the H Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Companyandthe H Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests foraccess to data or correction of data orfor information regarding policies and practices and the kinds of data held should be addressed to the Company, at its registered address disclosed in the “Corporate Information” section in the Prospectus or as notified from timeto time in accordance withapplicable law, for the attention of the Company Secretary or (as the case may be) the H Share Registrarfor the attention of thePrivacy Compliance Officer. By signing this Application Form or givingelectronic instruction applications to HKSCC, you agree to all of the above. How to make your application 1. Use the table set out below to calculate how much you must pay for the number of HongKong Public Offer Shares you want to subscribe for. Your application must be for a minimum of 500 Hong Kong Public Offer Shares. Applications must be in one of the numbers set out in the table below. No application for any other number of Hong KongPublic Offer Shares will be considered and any such application is liable to be rejected. The table also sets out the total amount payable for such numbers of Hong Kong Public Offer Shares up to 33,200,000 Hong Kong Public Offer Shares. On application, you must pay the maximum offer price of HK$13.10 per H Share, plus brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005%. The table below sets out the total amount payable for certain numbersof Hong Kong Public Offer Shares. 2. You, as the applicant(s), must complete this Application Form as indicated below and sign on the first page of the application form. Only written signatures will be accepted. If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse the Application Form with its company chop (bearing its company name) and insert its participant I.D. in the appropriatebox in the Application Form. If you are applying as an individual CCASS Investor Participant: • the Application Form must contain your name and Hong Kong Identity Card number; and • you must insert your participant I.D. in the appropriate box in the Application Form. If you are applying as a joint individual CCASS Investor Participant: • the Application Form must contain all joint CCASS Investor Participants’ names and the Hong Kong Identity Card number of all of the joint CCASS Investor Participants; and • your participant I.D. must be insertedin the appropriate box in the Application Form. If you are applying as a corporate CCASS Investor Participant: • the Application Form must contain CCASS Investor Participant’s company name and Hong Kong Business Registration number; and • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box in the Application Form. Incorrect or incomplete details of the CCASS Participant or the omission or inadequacy of participant I.D. or other similar matters may render your application invalid. 3. Each application must be accompanied by either one cheque or one banker’s cashier order. 4. Staple your cheque or banker’s cashier order to the form. You must pay for the Hong Kong Public Offer Shares applied for byone chequeor byone banker’s cashier order. If you pay by cheque, the cheque must: • be in Hong Kong dollars; • be drawn on your Hong Kong dollar bank account in Hong Kong; • thecheque must bear an account name (or, in the case of joint applicants, the name of the first-named applicant) (either preprinted on the cheque or endorsed on the reverse of the cheque by any authorized signatory of the bank on which it is drawn), which must be the same as the name on your Application Form (or, in the case of jointapplicants, the name of the first-named applicant). If the cheque is drawn on a joint account, one of the joint account names must be the same as the name of the first-named applicant; • be made payable to “Bank of China (Hong Kong) Nominees Limited – SEG Public Offer”; • be crossed “Account Payee Only”; and • the cheque must not be post-dated. Your application will be rejected if your cheque: ~~•~~ does not meet all these requirements; or ~~•~~ is dishonoured on its first presentation. If you pay by banker’s cashier order: ~~•~~ the banker’s cashier order must be in Hong Kong dollars; ~~•~~ the banker’s cashier order must be issued by licensed banks in HongKong, and have your name certified on the back by a person authorized by the bank. The name on the back ofthe banker’s cashier order and the name on the Application Form must be the same. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the name of the first-named applicant; • the banker’s cashier order must be made payable to “Bank of China (Hong Kong) Nominees Limited – SEG Public Offer”; • the banker’s cashier order must be crossed “Account Payee Only”; and • the banker’s cashier order must not be post-dated. Your application will be rejected if your banker’s cashier order does not meet all these requirements. 5. Tear off the Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following branches of: Bank of China (Hong Kong) Limited: Branch Name Address Hong Kong Island: Bank of China Tower Branch 3/F, 1 Garden Road Central District (Wing On House) Branch 71 Des Voeux Road Central Sheung Wan Branch 252 Des Voeux Road Central 409 Hennessy Road Branch 409-415 Hennessy Road, Wan Chai Chai Wan Branch Block B, Walton Estate, 341-343 Chai Wan Road, Chai Wan North Point (King's Centre) Branch 193-209 King's Road, North Point Aberdeen Branch 25 Wu Pak Street, Aberdeen Kowloon: Mong Kok Branch 589 Nathan Road, Mong Kok Humphrey’s Avenue Branch 4-4A Humphrey’s Avenue, Tsim Sha Tsui Kwun Tong Branch 20-24 Yue Man Square, Kwun Tong Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom Wang Kwun Road Branch Unit G1, Nan Fung Commercial Centre, Wang Kwun Road, Kowloon Bay Metro City Branch Shop 209, Level 2, Metro City Phase 1, Tseung Kwan O Wong Tai Sin Branch Shop G13, Wong Tai Sin Plaza, Wong Tai Sin Kowloon Plaza Branch Unit 1, Kowloon Plaza, 485 Castle Peak Road New Territories: Kau Yuk Road Branch 18-24 Kau Yuk Road, Yuen Long Lucky Plaza Branch Lucky Plaza, Wang Pok Street, Sha Tin Tuen Mun Town Plaza Branch Shop 2, Tuen Mun Town Plaza Phase II Sheung Shui Branch Securities Services Centre 136 San Fung Avenue, Sheung Shui Citywalk Branch Shop 65, G/F, Citywalk, 1 Yeung Uk Road, Tsuen Wan 6. Your application form can be lodged at these times: Friday, May 10, 2013 — 9:00 a.m. to 5:00 p.m. Saturday, May 11, 2013 — 9:00 a.m. to 1:00 p.m. Monday, May 13, 2013 — 9:00 a.m. to 5:00 p.m. Tuesday, May 14, 2013 — 9:00 a.m. to 5:00 p.m. Wednesday, May 15, 2013 — 9:00 a.m. to 12:00 noon 7. The latest time for lodging your application is 12:00 noon on Wednesday, May 15, 2013, or if the application lists are not open on that day then by 12:00 noon on the next day the lists are open. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions. The application lists will not open if there is: • a tropical cyclone warning signal number 8 or above, or • a “black” rainstorm warning signal in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on Wednesday, May 15, 2013. Instead they will be open between 11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon. Business day means a day that is not a Saturday, Sunday or public holiday in Hong Kong. 8. The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be presented for payment before 12:00 noon on Wednesday, May 15, 2013. The Company will not give you a receipt for your payment. The Company shall keep all interest accrued on your application monies. The right is also reserved to retain any H Share certifi cates and/or any surplus application monies or refunds pending clearance of your cheque or banker’s cashier order. NUMBER OF HONG KONG PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS Sample 樣版 |
• either of the Hong Kong Underwriting Agreement or the International Underwriting Agreement is terminated in accordance with its respective terms; • the Company, the Joint Sponsors, the Joint Global Coordinators, the Joint Bookrunners, the Underwriters or the Joint Lead Managers believe that by accepting your application, they would violate applicable securities or other laws, rules or regulations of the jurisdiction in which your application is completed, received or signed or your address is located; or • your application is for more than 33,200,000 H Shares, being the maximum number of the Hong Kong Public Offer Shares initially being offered for subscription in pool B. 3. If your application is revoked or withdrawn By completing and submitting this Application Form you agree that you cannot revoke your application on or before Monday, June 10, 2013. The agreement will take effect as a collateral contract with the Company, and will become binding when you lodge your Application Form. This collateral contract will be in consideration of the Company agreeing that it will not offer any Hong Kong Public Offer Shares to any person on or before Monday, June 10, 2013 except by means of one of the procedures referred to in the Prospectus. Your application may only be revoked on or before Monday, June 10, 2013 if a person responsible for the Prospectus under section 40 of the Companies Ordinance (as applied by section 342E of the Companies Ordinance) gives a public notice under that section which excludes or limits the responsibility of that person for the Prospectus. If any supplement to the Prospectus is issued, applicant(s) who have already submitted an application may or may not (depending on the information contained in the supplement) be notified that they can withdraw their applications. If applicant(s) have not been so notified, or if applicant(s) have been notified but have not withdrawn their applications in accordance with the procedure to be notified, all applications that have been submitted remain valid and may be accepted. Subject to the above, an application once made is irrevocable and applicants shall be deemed to have applied on the basis of the Prospectus as supplemented. If your application has been accepted, it cannot be revoked or withdrawn. For this purpose, acceptance of applications which are not rejected will be constituted by notification in the publication of the results of allocation, and where such basis of allocation is subject to certain conditions or provides for allocation by ballot, such acceptance will be subject to the satisfaction of such condition or results of the ballot respectively. 4. If the allotment of Hong Kong Public Offer Shares is void: The allotment of the Hong Kong Public Offer Shares to HKSCC Nominees will be void if the Listing Committee of the Hong Kong Stock Exchange does not grant permission to list the H Shares either: • within 3 weeks from the closing date of the application lists; or • within a longer period of up to 6 weeks if the Listing Committee of the Hong Kong Stock Exchange notifies the Company of that longer period within 3 weeks of the closing date of the application lists. Refund of your money If you do not receive any Hong Kong Public Offer Shares for any reason, the Company will refund your application monies, including the related brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005%. No interest will be paid thereon. If you application is accepted only in part or if the Offer Price finally determined is less than the maximum offer price paid on application, the Company will refund to you the appropriate portion of your application monies, including brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% without interest. If the Offer Price as finally determined is less than the initial offer price per H Share (excluding brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% thereon) paid on application, the Company will refund to you the surplus application monies, together with brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% without interest. All such interest accrued on such monies prior to the date of despatch of e- Refund payment instructions/refund cheques will be retained for the benefit of the Company. In a contingency situation involving a substantial over-subscription, at the discretion of the Company and the Joint Global Coordinators cheque(s) for applications for certain small denominations of Hong Kong Public Offer Shares on Application Forms (apart from successful applications) may not be cleared. Refund cheque(s) will be crossed “Account Payee Only”, in favour of the applicant, or, if you are joint applicants, to the first-named applicant on your Application Form. Part of your Hong Kong Identity Card number/passport number (or, in the case of joint applicants, part of the Hong Kong Identity Card number/passport number of the first-named applicant) provided by you may be printed on your refund cheque, if any. Such data would also be transferred to a third party for refund purpose. Your banker may require verification for your Hong Kong Identity Card number/passport number before encashment of your refund cheque. Inaccurate completion of your Hong Kong Identity Card number/passport number may lead to delay in encashment of, or may invalidate, your refund cheque. If you have applied for 1,000,000 Hong Kong Public Offer Shares or above and have indicated on your Application Form that you wish to collect your refund cheque in person, you may collect it from: Computershare Hong Kong Investor Services Limited Shops 1712-1716 17th Floor, Hopewell Centre 183 Queen’s Road East Wanchai Hong Kong between 9:00 a.m. and 1:00 p.m. on Wednesday, May 22, 2013 or any other place and date notified by the Company in thenewspaper as the place and date of dispatch of refund cheque(s). The date of despatch is expected to be Wednesday, May 22, 2013. Personal Information Collection Statement The main provisions of the Personal Data (Privacy) Ordinance (the “Ordinance”) came into effect in Hong Kong on December 20, 1996. This Personal Information Collection Statement informs the applicant for and holder of Hong Kong Public Offer Shares of the policies and practices of the Company and the H Share Registrar in relation to personal data and the Ordinance. 1. Reasons for the collection of your personal data From time to time it is necessary for applicants for securities or registered holders of securities to supply their latest correct personal data to the Company and the H Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the H Share Registrars. Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company and the H Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfer of the Hong Kong Public Offer Shares which you have successfully applied for and/or the despatch of the H Share certificate(s) and/or refund cheque(s) to which you are entitled. It is important that holders of securities inform the Companyand the H Share Registrar immediately of any inaccuracies in the personal data supplied. 2. Purpose The personal data of the holders of securities may be used, held and/or stored (by whatever means) for the following purposes: • processing of your application and refund cheque, where applicable, and verifications of compliance with the terms and application procedures set outin this Application Form and the Prospectus and announcing results of allocations of Hong Kong Public Offer Shares; • enabling compliance with allapplicable laws and regulations in Hong Kong and elsewhere; • registering new issues or transfers into or out of the names of holders of securities including, where applicable, in the name of HKSCC Nominees; • maintaining or updating the register of holders of securities of the Company; • conducting or assisting the conduct of signature verifications, any other verification or exchange of information; • establishing benefit entitlements of holders of securities of the company, such as dividends, rights issues and bonus issues, etc; • distributing communications from the Company and its subsidiaries; • compiling statistical information and shareholder profiles; • making disclosures as required by laws, rules or regulations; • disclosing relevant information to facilitate claims on entitlements; and • any other incidental or associated purposes relating to the above and/or to enable the Company and the H Share Registrar to discharge their obligations to holders of securities and/or regulators and/or any otherpurpose to which the holders of securities may from time to time agree. 3. Transfer of personal data Personal data held by the Company and the H Share Registrar relating to the applicants and the holders of securities will be kept confidential but the Company and the H Share Registrar may, to the extent necessary for achievingthe above purposes or any of them, make such enquiries as they consider necessary to confirm the accuracy of the personaldata and in particular, they may disclose, obtain, transfer (whether within or outside Hong Kong) the personal data of the applicants and the holders of securities to, from or with any and all of the following persons and entities: ~~•~~ the Company or its appointed agents such as financial advisers, receiving bankers and overseas principal registrars; • where applicants for securities request deposit into CCASS, HKSCCand HKSCC Nominees, who will use the personal data for the purposes of operating the CCASS; • any agents, contractors or third-party service providers who offeradministrative, telecommunications, computer, payment or other services to the Company or the H Share Registrar in connection with the operation of their respective businesses; ~~•~~ any regulatory or governmental bodies (including the Hong Kong Stock Exchange and the SFC); and • any other persons or institutions with which the holders ofsecurities have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers, etc. 4. Access to and correction of personal data The Ordinance provides the holders of securities with rights to ascertain whether the Company or the H Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. In accordance with the Ordinance, the Companyandthe H Share Registrar have the right to charge a reasonable fee for the processing of any data access request. All requests foraccess to data or correction of data orfor information regarding policies and practices and the kinds of data held should be addressed to the Company, at its registered address disclosed in the “Corporate Information” section in the Prospectus or as notified from timeto time in accordance withapplicable law, for the attention of the Company Secretary or (as the case may be) the H Share Registrarfor the attention of thePrivacy Compliance Officer. By signing this Application Form or givingelectronic instruction applications to HKSCC, you agree to all of the above. How to make your application 1. Use the table set out below to calculate how much you must pay for the number of HongKong Public Offer Shares you want to subscribe for. Your application must be for a minimum of 500 Hong Kong Public Offer Shares. Applications must be in one of the numbers set out in the table below. No application for any other number of Hong KongPublic Offer Shares will be considered and any such application is liable to be rejected. The table also sets out the total amount payable for such numbers of Hong Kong Public Offer Shares up to 33,200,000 Hong Kong Public Offer Shares. On application, you must pay the maximum offer price of HK$13.10 per H Share, plus brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005%. The table below sets out the total amount payable for certain numbersof Hong Kong Public Offer Shares. 2. You, as the applicant(s), must complete this Application Form as indicated below and sign on the first page of the application form. Only written signatures will be accepted. If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse the Application Form with its company chop (bearing its company name) and insert its participant I.D. in the appropriatebox in the Application Form. If you are applying as an individual CCASS Investor Participant: • the Application Form must contain your name and Hong Kong Identity Card number; and • you must insert your participant I.D. in the appropriate box in the Application Form. If you are applying as a joint individual CCASS Investor Participant: • the Application Form must contain all joint CCASS Investor Participants’ names and the Hong Kong Identity Card number of all of the joint CCASS Investor Participants; and • your participant I.D. must be insertedin the appropriate box in the Application Form. If you are applying as a corporate CCASS Investor Participant: • the Application Form must contain CCASS Investor Participant’s company name and Hong Kong Business Registration number; and • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box in the Application Form. Incorrect or incomplete details of the CCASS Participant or the omission or inadequacy of participant I.D. or other similar matters may render your application invalid. 3. Each application must be accompanied by either one cheque or one banker’s cashier order. 4. Staple your cheque or banker’s cashier order to the form. You must pay for the Hong Kong Public Offer Shares applied for byone chequeor byone banker’s cashier order. If you pay by cheque, the cheque must: • be in Hong Kong dollars; • be drawn on your Hong Kong dollar bank account in Hong Kong; • thecheque must bear an account name (or, in the case of joint applicants, the name of the first-named applicant) (either preprinted on the cheque or endorsed on the reverse of the cheque by any authorized signatory of the bank on which it is drawn), which must be the same as the name on your Application Form (or, in the case of jointapplicants, the name of the first-named applicant). If the cheque is drawn on a joint account, one of the joint account names must be the same as the name of the first-named applicant; • be made payable to “Bank of China (Hong Kong) Nominees Limited – SEG Public Offer”; • be crossed “Account Payee Only”; and • the cheque must not be post-dated. Your application will be rejected if your cheque: ~~•~~ does not meet all these requirements; or ~~•~~ is dishonoured on its first presentation. If you pay by banker’s cashier order: ~~•~~ the banker’s cashier order must be in Hong Kong dollars; ~~•~~ the banker’s cashier order must be issued by licensed banks in HongKong, and have your name certified on the back by a person authorized by the bank. The name on the back ofthe banker’s cashier order and the name on the Application Form must be the same. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the name of the first-named applicant; • the banker’s cashier order must be made payable to “Bank of China (Hong Kong) Nominees Limited – SEG Public Offer”; • the banker’s cashier order must be crossed “Account Payee Only”; and • the banker’s cashier order must not be post-dated. Your application will be rejected if your banker’s cashier order does not meet all these requirements. 5. Tear off the Application Form, fold the form once and lodge it in one of the special collection boxes at any one of the following branches of: Bank of China (Hong Kong) Limited: Branch Name Address Hong Kong Island: Bank of China Tower Branch 3/F, 1 Garden Road Central District (Wing On House) Branch 71 Des Voeux Road Central Sheung Wan Branch 252 Des Voeux Road Central 409 Hennessy Road Branch 409-415 Hennessy Road, Wan Chai Chai Wan Branch Block B, Walton Estate, 341-343 Chai Wan Road, Chai Wan North Point (King's Centre) Branch 193-209 King's Road, North Point Aberdeen Branch 25 Wu Pak Street, Aberdeen Kowloon: Mong Kok Branch 589 Nathan Road, Mong Kok Humphrey’s Avenue Branch 4-4A Humphrey’s Avenue, Tsim Sha Tsui Kwun Tong Branch 20-24 Yue Man Square, Kwun Tong Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom Wang Kwun Road Branch Unit G1, Nan Fung Commercial Centre, Wang Kwun Road, Kowloon Bay Metro City Branch Shop 209, Level 2, Metro City Phase 1, Tseung Kwan O Wong Tai Sin Branch Shop G13, Wong Tai Sin Plaza, Wong Tai Sin Kowloon Plaza Branch Unit 1, Kowloon Plaza, 485 Castle Peak Road New Territories: Kau Yuk Road Branch 18-24 Kau Yuk Road, Yuen Long Lucky Plaza Branch Lucky Plaza, Wang Pok Street, Sha Tin Tuen Mun Town Plaza Branch Shop 2, Tuen Mun Town Plaza Phase II Sheung Shui Branch Securities Services Centre 136 San Fung Avenue, Sheung Shui Citywalk Branch Shop 65, G/F, Citywalk, 1 Yeung Uk Road, Tsuen Wan 6. Your application form can be lodged at these times: Friday, May 10, 2013 — 9:00 a.m. to 5:00 p.m. Saturday, May 11, 2013 — 9:00 a.m. to 1:00 p.m. Monday, May 13, 2013 — 9:00 a.m. to 5:00 p.m. Tuesday, May 14, 2013 — 9:00 a.m. to 5:00 p.m. Wednesday, May 15, 2013 — 9:00 a.m. to 12:00 noon 7. The latest time for lodging your application is 12:00 noon on Wednesday, May 15, 2013, or if the application lists are not open on that day then by 12:00 noon on the next day the lists are open. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions. The application lists will not open if there is: • a tropical cyclone warning signal number 8 or above, or • a “black” rainstorm warning signal in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon on Wednesday, May 15, 2013. Instead they will be open between 11:45 a.m. and 12:00 noon on the next business day which does not have either of those warnings in force in Hong Kong at any time between 9:00 a.m. and 12:00 noon. Business day means a day that is not a Saturday, Sunday or public holiday in Hong Kong. 8. The right is reserved to present all or any remittances for payment. However, your cheque or banker’s cashier order will not be presented for payment before 12:00 noon on Wednesday, May 15, 2013. The Company will not give you a receipt for your payment. The Company shall keep all interest accrued on your application monies. The right is also reserved to retain any H Share certifi cates and/or any surplus application monies or refunds pending clearance of your cheque or banker’s cashier order. NUMBER OF HONG KONG PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS Sample 樣版 |
|---|---|---|---|---|
| Number of Hong Kong Amount payable Number of Hong Kong Amount payable |
Number of Hong Kong Amount payable Number of Hong Kong Amount payable |
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| Public Offer Shares on application Public Offer Shares on application |
Public Offer Shares on application Public Offer Shares on application |
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| applied for HK$ applied for HK$ |
applied for HK$ applied for HK$ |
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| 500 6,616.03 9,000 119,088.44 |
90,000 1,190,884.32 4,000,000 52,928,192.00 |
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| 1,000 13,232.05 10,000 132,320.48 |
100,000 1,323,204.80 5,000,000 66,160,240.00 |
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| 1,500 19,848.07 15,000 198,480.73 |
200,000 2,646,409.60 6,000,000 79,392,288.00 |
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| 2,000 26,464.10 20,000 264,640.96 |
300,000 3,969,614.40 7,000,000 92,624,336.00 |
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| 2,500 33,080.12 25,000 330,801.21 |
400,000 5,292,819.20 8,000,000 105,856,384.00 |
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| 3,000 39,696.15 30,000 396,961.44 |
500,000 6,616,024.00 9,000,000 119,088,432.00 |
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| 3,500 46,312.17 35,000 463,121.69 |
600,000 7,939,228.80 10,000,000 132,320,480.00 |
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| 4,000 52,928.19 40,000 529,281.92 |
700,000 9,262,433.60 20,000,000 264,640,960.00 |
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| 4,500 59,544.22 45,000 595,442.17 |
800,000 10,585,638.40 30,000,000 396,961,440.00 |
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| 5,000 66,160.25 50,000 661,602.40 |
900,000 11,908,843.20 33,200,000(1) 439,303,993.60 |
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| 6,000 79,392.29 60,000 793,922.88 |
1,000,000 13,232,048.00 |
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| 7,000 92,624.34 70,000 926,243.36 |
2,000,000 26,464,096.00 (1) Maximum number of Hong Kong |
Public Offer | ||
| 8,000 105,856.38 80,000 1,058,563.84 |
3,000,000 39,696,144.00 Shares you may apply for. |
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如欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義獲配發香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」), 以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者的股份戶口內,請使用本表格。 中石化煉化工程(集團)股份有限公司 SINOPEC Engineering (Group) Co., Ltd. (於中華人民共和國註冊成立的股份有限公司) 全球發售*
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申請條件 ‧ 承諾 、 確認 及 聲明 閣下(如為閣下利益作出認購申請) 或閣下為其利益作 出是項認購申請的人士並無 除另有註明外,以下條件所用詞彙具有招股章程賦予的相同涵義。 申請或認購或表示有意認購或收取或獲配售或分配( 包括有條件及╱或暫定 ),亦將不會申請、認購 或表示有意認購國際發售項下的任何發售股份或 以任何其他形式已經或將會 參與國際發售;
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甲、 申請人資格 ‧ 同意 閣下的認購申請、對本申請的任何接納及由 此而產生的合約,均受香港法例管 轄,並須按其詮釋; 1. 閣下作為申請人及閣下為其利益作出申請的任何人士必須年滿18歲或以上並須有香港地址。 ‧ 保證 閣下申請所載的資料真實準確; 2. 如閣下屬 商號 ,則須以個人股東而非以商號的名義作出認購申請。 ‧ 同意 向本公司及╱或其H股證券登記處、 收款銀行、聯席保薦人、聯席全球協調人 、承銷商、聯席 3. 如閣下屬 法人團體 ,申請表格須蓋上顯示公司名稱的公司印鑑及由該法人團體正式授權的人員簽 賬簿管理人、聯席牽頭經辦人及彼等各 自的顧問和代理披露其所需任何有關閣下或閣下 為其利益提 署,並須註明簽署人的職銜。 出申請的人士的個人資料及任何資料 ;
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- 除上市規則准許或獲得香港聯交所准許的情況外,倘閣下為下列人士或為下列任何人士的利益而提 ‧ 向本公司(為其本身及代表本公司 各股東及本公司各董事、監事、經理及其他高級人員的利 益)表示 ‧出申請,‧‧‧ 不得 本公司或其任何子公司的最高行政人員、董事或監事;上述任何人士的聯繫人(定義見上市規則);本公司或其任何子公司的關連人士(定義見上市規則)或緊隨全球發售完成後將成為本公本公司股份的現有實益擁有人;申請認購任何香港公開發售股份: 同意 司各董事、監事、管理人員意):(a) (而通過接納全部或部分此將公司章程或引致的一切 有關本公司事務的分歧及申索,按公司章程規定進行仲裁;中國公司法或其他有關法律及行政法規所賦予或施加的任何權利或義務所及其他高級人員向發出項申請,本公司將被視為為其本身及代表本公司各股東,以及 電子認購指示 的各中央結算系統參與者表示 本公同
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- ‧聯名申請人總數不得超過四名。‧‧‧‧ 並無香港地址的人士。訂)於填寫及提交本申請表格時身處美國境內的美國人士(定義見司的關連人士的人士;有意認購國際發售項下的發售股份的人士;中國(不包括香港、澳門和台灣)的法人或自然人(惟合資格境內機構投資者除外);美國人士(定義見已獲配發或將收到國際發售項下的任何發售股份或已經以其他方式參與國際發售或表示S條例);或 1933年美國證券法(經修訂)S條例); 1933年美國證券法(經修 ‧‧‧‧ 向本公司及本 授權 及履 聲明 受香港或其他地方適用法律限制,而閣下並非身處美國(定義見 司法、特別(b)(c)向本公司 、 本 行公司章程所規定其對股東應盡的責任; 保證 公司代表閣下與本公司各董事、監事、經理及高級職員訂立合約,據此各有關人士承諾及本公司各股東表示 該仲裁中仲裁 及規定及公司章程; 承諾 公司各股東表示庭可進行公開聆訊及公佈裁決結果;(a)作出的任何裁決為最終及不可推翻;及閣下提出本申請、支付任何申請股款、獲配發或認購任何香港公開發 同意同意 ,而本公司亦向其各股東表示同意遵守及符合公司條例、中國公,本公司的H股可由持有人自由轉讓;1933年美國證券法 (經修訂)售股份不遵守S條
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乙、 如閣下為代名人 ~~例)~~ ;且閣下將會在離岸交易(定義見1933年美國證券法(經修訂)S條例)購買香港公 開發售股份; 如閣下為代名人,則閣下可透過以下方式遞交超過一份申請:(1)(如閣下為中央結算系統參與者)經中央結算 或(b)閣下為合資格機構買家(定義見1933年美國證券法(經修訂)144A規則); 系統向香港結算發出 電子認購指示 ;或(2)使用 白色 或 黃色 申請表格以本身名義代表不同實益擁有人遞交超過 ‧ 授權 本公司將香港結算代理人的名稱列入本公司股東名冊內,登記為任何將分 配予閣下的香港公開 一份申請。閣下必須於本申請表格上「由代名人遞交」一欄填寫每名實益擁有人(如屬聯名實益擁有人,則須填 發售股份的持有人,並由本公司及╱或其代理人將任何H股股票直接存入中 央結算系統,並按申請 ‧‧寫每名相關實益擁有人)的:其他身份識別編碼。賬戶號碼;或 表格上所示地址以普通郵遞方式向閣下或(如屬聯名申請人)於申請表格名退款支票(如適用),郵誤風險概由閣下承擔(除非閣下申請並已於閣下的申請表格上表明擬親自領取任何退款支票(如適用),則1,000,000股 閣下可親自於或以上香港公開發售股份,列首位之申請人寄發任何2013年5月22日 如未有列明以上資料,則該份申請將視作為閣下本身利益而遞交。 (星期三)上午九時正至下午一時正,到香港中央證券登記有限公 司領取退款支票(如適用)); 代表他人遞交本申請表格的代名人被視作已向本公司、聯席保薦人、聯席全球協調人、承銷商、聯席賬簿管 ‧ 明白 本公司、聯席保薦人、聯席全球協調人、承銷商、聯席賬簿 管理人及聯席牽頭經辦人將依賴上 理人及聯席牽頭經辦人聲明及承諾其已獲正式授權。 述聲明及陳述,以決定是否就閣下提出的申請分配任何香港公 開發售股份及閣下可能會因作出虛假
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丙、 僅可為閣下本身(或閣下與任何聯名申請人)的利益提交一份申請 聲明而遭檢控; 重複申請或疑屬重複的申請概不受理。除非符合上文乙項所述的規定,如閣下或閣下連同閣下的聯名申請人 ‧ 確認 閣下同意受招股章程及本申請表格所載條款及條件 及申請手續約束; 作出以下任何一項行為,則閣下的所有申請(包括香港結算代理人根據 電子認購指示 提出的申請所包含的部 ‧ 承諾 及 同意 接納所申請的香港公開發售股份或根據是 項申請向閣下所分配較少數目的股份;及 分)將會視為重複申請而不獲受理: ‧ 倘香港以外任何地區的法律適用於閣下的申請,則 閣下 同意 及 保證 已遵從一切有關法律,而本公 ‧ ( 不論個別或與他人共同)以 白色 或 黃色 申請表格或透過中央結算系統( 如閣下為中央結算系統投 司、聯席保薦人、聯席全球協調人、承銷商、聯 席賬簿管理人、聯席牽頭經辦人及彼等各自的任何 資者戶口持有人或透過中央結算系統結算參與者或託管商參與者提出申請)向香港結算或透過 白表 高級職員或顧問將不會因閣下的購買要約被接 受或閣下根據招股章程所載條款及條件所享有的權利 eIPO 服務 ( www.eipo.com.hk )發出 電子認購指示 遞交超過一份認購申請; 與承擔的責任所引起的任何訴訟而違反香港 以外地區的任何法律。
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‧ (不論個別或與他人共同)同時以一份 白色 及一份 黃色 申請表格或以一份 白色 或一份 黃色 申請表格 及 本公司、聯席保薦人、聯席全球協調人、承銷商、 聯席全球協調人、聯席賬簿管理人、聯席牽頭經辦人及彼 透過中央結算系統(如閣下為中央結算系統投資者戶口持有人或透過中央結算系統結算參與者 或託 等各自的董事、高級職員、僱員、合夥人、代理 人、顧問及參與全球發售的任何其他各方均有權依賴閣下在 管商參與者提出申請)向香港結算或透過 白表 eIPO 服務 ( www.eipo.com.hk )發出 電子認購指示 提出 本申請表格上作出的任何保證、陳述或聲明。 如為聯名申請人提出的申請,表示由聯名申請人作出、提供、 申請; 承擔或被施加的所有保證、陳述、聲明及責 任應視作由聯名申請人共同及個別作出、提供、承擔或被施加。
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‧ (不論個別或與他人共同)以一份 白色 或 黃色 申請表格或透過中央結算系統(如閣下為中 央結算系統 投資者戶口持有人或透過中央結算系統結算參與者或託管商參與者提出申請)向香港 結算或透過 白 庚、 授權書 表 eIPO 服務 ( www.eipo.com.hk )發出 電子認購指示 申請超過33,200,000股H股(即乙 組初步發售的香 如閣下透過經有效授權書獲得正式授 權的人士提出申請,本公司或作為其代理人的聯席全球協調人(或彼等各 港公開發售股份數目上限);或 自的代理人及代名人) 可 在符合彼等 當中任何一方認為適當的任何條件的情況下,包括出示閣下的代表已獲授
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‧ 已經申請或認購或表明有意認購或已經或將會獲配售或分配(包括有條件及╱ 或暫定)國際發售的發 權的證明,酌情接納有關申請。 本公司、聯席全球協調人、白表eIPO服務供應商或其各自的代理人或代名人 售股份。 可全權酌情拒絕或接納任何 申請的全部或部分而毋須解釋任何理由。
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非上市公司法定控制權 ‧‧則認購申請將視作為閣下本身利益提出。請所包含的部分),則閣下所有認購申請均將視作重複的認購申請而不獲受理。如除上述各項外,如接獲超過一份為閣下利益提出的認購申請(包括香港結算代理人根‧‧‧ 部分)。持有該公司一半以上已發行股本(不計及無權參與控制該公司一半以上投票權;或控制該公司董事會的組成;該公司僅從事證券買賣業務;及閣下對該公司行使法定控制權指其股本證券並沒有在香港聯交所上市的公司。指閣下: 分派超過某個特定金額的溢利或資本的任何股本申請人為非上市公司,且:據 電子認購指示 提出的申 辛、 (即每股《南華早報》(以年另加請股款可不計息退回成功發售價預期由聯席全球協調人(代報》(以中文)及香港聯交請最後日期早上或之 發售價及╱或發售股份數目的釐定 ( www.segroup.cn 5月1%20經紀佣金、日H(股星期一)協定。申請9.80港 英文)及《香港經濟日報》(以中文)及香港聯交所的網站)上刊登調減發售股份數目及╱或指示性發售價範圍的通告。申請人應留意,任何調減發售股元至 0.003% 前隨時調減根據全球發售提呈發售的發售股份數目及╱或招股章程所述指示性發售價範圍13.10所網站上公佈。聯席全球協調人(代表承銷商)經本公司同意可於遞交香港公開發售申申請人。發售價將於 證 監會交易徵費及港元)。在此情況下,本公司將會不遲於遞交香港公開發售申請最後日期早上在香港公開發售股份的申請人於申請時須支付每股表承銷商)與本公司於0.005%2013年香港聯交所交易費,倘發售價低於5月201322日(星期三)在《南華早報》(以英文)及《香港經濟日年5月16日(星期四)或前後且無論如何不遲於 www.hkexnews.hk H股的最高發售價13.10港元,則多繳的申及本公司網站13.10港元,2013 份數目及╱ 或指示性發售價範圍的公告可能會直至該時限方作出。倘因任何原因聯席全球協調人(代表承銷商)
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丁、 香港公開發售股份的分配-甲組及乙組 與本公司 未能與於2013年5月20日(星期一)前協定發售價,全球發售(包括香港公開發售)將不會進行及將告失 就分配而言,根據香港公開發售初步提呈供公眾人士 認購的香港公開發售股份66,400,000股(已計入國際發售 效。 及香港公開發售之間所分配的任何發售股份數目的 調整),將分為兩組:甲組及乙組。因此,甲組及乙組初步 發售的香港公開發售股份數目上限分別為33,20 0,000股及33,200,000股。甲組的H股將按公平基準分配予申請 配發香港公開發售股份 總認購額為五百萬港元(不包括應付的1%經 紀佣金、0.003%證監會交易徵費及0.005%香港聯交所交易費)或 在認購申 請的登記結束前, 不會處理任何香港公開發售股份的申請, 亦不會配發任何該等香港公開發售股份。本公司 以下的發售股份成功申請人。乙組的H股將 按公平基準分配予申請總認購額為五百萬港元(不包括應付的1%經 預期於 2013年5月22日(星期三)在《南華早報》(以英文)及《香港經濟日報》(以中文)及香港聯交所網站 www.hkexnews.hk 紀佣金、下應注意,甲組與乙組申請所獲的分0.003%證監會交易徵費及0.005 配比例可能有所不同。如任何一組(並非兩組)的發售股份出現認購不足%香港聯交所交易費)以上及不高於乙組總價值的H股成功申請人。閣 及本發 售股份的配發基準。公司網站 www.segroup.cn 公佈有意認購國際發售股份的踴躍程度、認購香港公開發售股份的踴躍程度以及香港公開 的情況,則剩餘的發售股份將轉撥 往另一組,以滿足該組的需求,並作適當分配。僅就本段而言,發售股份 的「價格」指申請認購時應付的價 格(不考慮最終釐定的發售價)。閣下僅可獲分配甲組或乙組的發售股份而不 香港公開發售項下的成功申請人的香港身份證╱護照╱香港商業登記證號碼將按招股章程「如何申請認購香港公開發售 可從兩組獲分配發售股份。此 外,重複申請或疑屬重複的申請及認購33,200,000股發售股份(即香港公開發售 股份-公佈結果」一節所述方式公佈。 乙組初步發售的發售股份數 目上限)以上的申請,可遭拒絕受理。申請人如申請超過原本分配予乙組的香港公 開發售股份數目總數,則 該項申請概不受理。根據香港公開發售分配予投資者的發售股份(甲組及乙組),將 倘成功申請香港公開發售股份(全部或部分) 純粹按所接獲的香港公 開發售有效申請的數量而定。每一組的分配基準可依據各申請人有效申請的香港公 開 如閣下的申請全部或部分獲接納,閣下的H股股票(前提是其在香港公開發售成為無條件,並於2013年5月23日(星期四) 發售股份數目而有所 不同。雖然分配發售股份可能(如適用)涉及抽籤,而這意味着部分申請人獲分配的 香港 上午八時正前並無終止的情況下成為有效的所有權憑證)將以香港結算代理人名義發行,並於2013年5月22日(星期三), 公開發售股份數目 可能較其他申請相同數目的人士為高,而未獲抽中的申請人則可能不獲發任何香港 公開發 或在特殊情況下,由香港結算或香港結算代理人所指定的其他日期,直接存入中央結算系統,以記存於閣下在本申請表 售股份。 格上指示的中央結算系統投資者戶口持有人股份戶口或閣下所指定的中央結算系統參與者的股份戶口內。
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戊、 補充資料 ‧ 如閣下是透過指定的中央結算系統參與者(中央結算系統投資者戶口持有人除外)提出申請: 如招股章 程須刊發任何補充文件,可通知或不通知(視乎補充文件所載資料而定)已遞交申請 的申請人,其申 就香港公開發售股份記存於閣下所指定的中央結算系統參與者(中央結算系統投資者戶口持有人除外)的股份 請可予請仍 屬有效及可被接納。在上文及下文的規限下,申請一經提出即不可撤回,而申請人撤回。倘申請人未獲知會或倘申請人已獲知會但未有根據所通知的手續撤回申請, 應視作根據已增補的則所有已遞交的申 ‧ 戶口而言,閣下可向該中央結算系統參與者查詢閣下獲配發的香港公開發售股份數目。 如閣下是以中央結算系統投資者戶口持有人身份提出申請; 招 股章程提出申請。 本公司預期將於2013年5月22日(星期三)按招股章程「如何申請認購香港公開發售股份-公佈結果」一節所述之 方式公佈中央結算系統投資者戶口持有人的申請結果及香港公開發售的結果。閣下請核對本公司發表的公
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己、 填妥及遞交本申請表格的效用 佈,如發覺任何差誤,請於2013年5月22日(星期三)下午五時正前或由香港結算或香港結算代理人所指定的其 本申請表格一經填妥及遞交,即表明閣下(如屬聯名申請人,即閣下共同及個別 )為本身或以代理或代名人的 他日期前通知香港結算。緊隨香港公開發售股份記存於閣下的中央結算系統投資者戶口持有人股份戶口後, ‧身份,代表閣下為其作為代理或代名人的每位人士: 指示 及 授權 本公司及╱或作為本公司代理人的聯席全球協調人(或 其各自的代理人或代名人)代表閣 閣下可透過「結算通」電話系統或中央結算系統互聯網系統(根據當時生效的香港結算「投資者戶口持有人操作簡介」內所載程序)查詢閣下賬戶的新結餘。香港結算亦會向閣下發出列明記存於閣下的股份戶口內的香港公 下簽立任何轉讓表格、成交單據或其他文件及代表閣下辦理一 切必需手續,以香港結算代理人的名 開發售股份數目的活動結單。 義按照本公司的公司章程規定登記任何配發予閣下的香港公 開發售股份,及使招股章程及本申請表 本公司將不會就 H 股發出臨時所有權文件。
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‧ 格所述的各項安排生效; 承諾 簽署所有必需文件及辦理所有必需手續, 使香港 結算代理人的名義可按照公司章程的規定, 港公開發售-終止理由」一段所述的終止權利並無獲行使的情況下,方會於H股股票僅在香港公開發售於2013年5月23日(星期四)上午八時正在各方面已成為無條件,以及招股章程「承銷」一節「香2013年5月23日(星期四)上午八時正前後成為 ‧ 登記成為閣下獲分配的香港公開發售股份持有人; 同意 存於已代該人士輸入戶口持有人的股份戶口;將獲配發的香港公開發售股份以香港結算代理 電子認購指示 的中央結算系 統參與者股份戶口或該人士的中央結算系統投資者人的名義發行,並直接存入中央結算系統,以記 有效的所有權憑證。概不會就申請時支付的款項發出收據。如最終所定發售價低於閣下支付的每股香港公開發售股份價格,則多收的認購申請款項(包括多繳款額應佔的金、0.003%證監會交易徵費及0.005%香港聯交所交易費)將不計利息退還予成功申請人。 1%經紀佣 ‧ 同意 義發統;概由閣下以排名首位方式寄往閣下 行的該等已配發的香港公開發售股份香港結算及香港結算代理人均可保留 (2) 使該等獲配發的香港公開發售承擔;及的申請人的名義)發行申請表格上所示(3)使該等已配發 地址(郵誤風險概由閣下承擔)或可供閣下親身領取;及在該情況下,獲配發的香港公開發售股份的股票將以普通郵遞的香港公開發售股份以閣下的名義(或如閣下屬聯名申請人,則股份從中央結算系統提取,並轉往閣下名下,惟風險及費用或不接納該等已配發的香港公開發售股份存入中央結算系其絕對酌情權(1)不接納任何或部分以香港結算代理人名 導致閣下不獲配發香港公開發售股份的情況 閣下可能因下列任何一個原因不獲配發香港公開發售股份:1. 本公司、聯席全球協調人、白表認購申請: 本公司及聯席全球協調人(作為本公司代理人)及白表eIPO 服務供應商(如適用)及其代理人或代名人可全權決定拒絕或接納閣下的 eIPO服務供應商(如適用)或彼等各自的代理人及代名 ‧ 同意 香港結算及 香港結算代 理人各自均可調整以香港結算代理人名義發行的已配發香港公開發售股 人,可全權酌情決定拒絕或接納任何認購申請,或僅接納任何認購申請的一部分。 份數目; 拒絕或接納申請均毋須解釋任何理由。
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‧ 同意 香港結算及香港結算代理人均毋須就未載於招股章程及本申請表格的資料及陳述負上任何責 2. 如閣下的申請遭拒絕︰ ‧‧ 任; 同意確認 香港結算及香港結算代理人均毋須對閣下承擔任何責任;閣下已收到及╱或閱覽招股章程,以及在作出認購申請時,僅依據招股章程載列的資料及陳 在下列情況下,閣下將不獲配發股份︰‧‧ 閣下或閣下為其利益作出申請的人士已申請或認購或表示有意認購或已經或即將獲得配售或分配閣下的申請為重複或疑屬重複作出的申請; 述,及除招股章程任何補充文件所載者外不會倚賴任何其他資料或陳述; (包括有條件及╱或暫定)香港公開發售股份及╱或國際發售的發售股份。填寫任何 白色 或 黃色 申請
- ‧ (包括有條件及╱或暫定)香港公開發售股份及╱或國際發售的發售股份。填寫任何 白色 或 黃色 申請 表格或向香港結算或透過 白表 eIPO 服務 發出 電子認購指示 提出申請,即表示閣下同意不會申請國 際發售的發售股份。本公司將採取合理措施,識別並拒絕已在國際發售中獲得發售股份的投資者所 提出的香港公開發售申請,並將識別且拒絕已在香港公開發售中獲得香港公開發售股份的投資者表 示有意申請認購國際發售的意向;
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‧ 同意 本公司、聯席保薦人、聯席全球協調人、承銷商、聯席賬簿管理人、聯席牽頭經辦人及其各自 的任何董事、僱員、合夥人、代理人或顧問及參與全球發售的任何其他各方毋須或將不會對任何並 非招股章程及本申請表格或招股章程的任何補充文件所載的資料或聲明負責;
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‧ 同意 (在不影響閣下可能擁有的任何其他權利的情況下)是項申請一經接納,便不可因非故意作出的 失實陳述而將其撒銷,惟按照招股章程的規定撤銷者則除外;
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‧ (如是項申請是為閣下本身的利益提出) 承諾、確認 及 聲明 這是為閣下本身利益以 白色 或 黃色 申請表 格或透過中央結算系統向香港結算或透過 白表 eIPO 服務 ( www.eipo.com.hk )發出 電子認購指示 為閣 下的利益及閣下代為申請的人士的利益已作出或將會作出的唯一及閣下擬作出的唯一認購申請;
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‧ 閣下未有根據申請表格上的指示正確地填妥申請表格(如閣下以申請表格提出申請); ‧ 閣下未按規定方式付款; ‧ 閣下以支票或銀行本票付款,但該支票或銀行本票在首次過戶時不獲兌現; ‧ 香港承銷協議或國際承銷協議未能成為無條件; ‧ 香港承銷協議或國際承銷協議根據其各自的條款終止;
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‧ (如是項申請是由代理人代表閣下提出) 承諾、確認 及 聲明 閣下已有效及不可撤回地向閣下的代理人 轉授提出是項申請所需的一切權力及授權;
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‧ 本公司、聯席保薦人、聯席全球協調人、聯席賬簿管理人、承銷商或聯席牽頭經辦人相信閣下的申 請一經接納,彼等會違反閣下填妥、收取或簽署申請表格或閣下地址所在司法管轄區的適用證券或 其他法律、規則或法規;或
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‧ 閣下申請的股份總數超過33,200,000股H股,即乙組初步提呈可供認購的香港公開發售股份最高數目。
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‧ (如閣下為其他人士的代理人或代名人) 承諾、確認 及 聲明 已向有關人士作出合理查詢,證實這是為 該人士利益以 白色 或 黃色 申請表格或透過中央結算系統向香港結算或透過 白表 eIPO 服務 ( www.eipo.com.hk )發出 電子認購指示 已作出或將會作出的唯一認購申請,而閣下已獲正式授權, 以該人士代理人的身份簽署本申請表格;
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僅供識別
如欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義獲配發香港公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」), 以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者的股份戶口內,請使用本表格。
個人資料
- 如閣下的認購申請被撤銷或撤回 申請表格一經填妥及遞交,即表明閣下同意不得於2013年6月10日(星期一)或之前撤銷認購申請。該項同意將 成為與本公司訂立的附屬合約,當閣下呈交申請表格時,本協議即具有約束力。作為本附屬合約的代價,本 公司同意,除按招股章程所指的其中一項程序外,不會於2013年6月10日(星期一)或之前向任何人士提呈發售 任何香港公開發售股份。
個人資料收集聲明
個人資料(私隱)條例(「條例」)中的主要條文於1996年12月20日在香港生效,此個人資料收集聲明是向香港公開發售股份 申請人及持有人說明本公司及H股證券登記處就個人資料及條例而制訂的政策及措施。
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閣下僅可在根據公司條例第40條(引用公司條例第342E條)對招股章程負責的人士按該條文發出公告,免除或 1. 收集閣下個人資料的原因
限制其對招股章程須負責任的情況下,於2013年6月10日(星期一)或之前撤銷閣下的申請。 證券申請人申請認購證券時或證券登記持有人將證券轉往其名下,或將證券轉讓予他人,或要求H股證券登記
如招股章程須刊發任何補充文件,可通知或不通知(視乎補充文件所載資料而定)已遞交申請的申請人其申請可予撤回。倘申請人未獲知會或倘申請人已獲知會但未有根據所通知的手續撤回申請,則所有已遞交的申請仍屬有效及可能被接納。在上文的規限下,申請一經提出即不可撤回,而申請人應視作根據經補充的招股章 處提供服務時,須不時向本公司及若未能提供所需資料,可能會導致閣下證券的認購申請遭拒絕受理或延誤或本公司及H股證券登記處提供其最新的準確個人資料。 H股證券登記處無法進行
程提出申請。 過戶或提供服務,亦可能妨礙或延誤閣下成功申請認購的香港公開發售股份的登記或過戶及╱或寄發閣下有
閣下的申請一經接納,概不得撤銷或撤回。就此而言,公佈的分配結果,即構成對未遭拒絕申請的接納,而 權收取的H股股票及╱或退款支票。
倘分配的基準須受若干條件規限或規定以抽籤方式作出分配,則接納須待該等條件達成後方可作實或以抽籤 證券持有人所提供的個人資料如有任何不準確,必須即時知會本公司及H股證券登記處。
4. 結果為準。 如所獲配發的香港公開發售股份作廢: 2. 資料用途
‧如香港聯交所上市委員會在下列期間並未批准辦理登記申請截止登記後3星期內;或H股上市,向香港結算代理人配發的香港公開發售股份將會作廢: 證券持有人的個人資料可以任何方式採用、持有及╱或保存,以作下列用途:‧ 處理閣下的認購申請及退款支票(如適用)及核實是否遵守本 申請表 格及招股章程所載條款及申請手
‧ 香港聯交所上市委員會在辦理登記申請截止登記後3星期內知會本公司的較長期限內,該期限最長 續,以及公佈香港公開發售股份的分配結果;
不超過6個星期。 ‧ 使香港及其他地區的所有適用法律及規定得到遵守;
‧ 登記新發行的股份或為證券持有人登記轉往其名下 或由其名下轉讓予他人的 證券,包括(如適用)以
退還款項 香港結算代理人的名義登記;
如閣下因任何原因而未獲得任何香港公開發售股份,本公司將不計利息退還申請款項,連同相關的 1%經紀佣金, ‧ 保存或更新本公司證券持有人名冊;
0.003%證監會交易徵費和0.005%香港聯交所交易費。 ‧ 核對或協助核對簽名或核對任何其他資料 或交換資料;
如閣下的申請只獲部分接納,或如最終釐定的發售價少於在申請時所支付的最高發售價,本公司將不計利息退還閣下的 ‧ 確定本公司證券持有人可獲取利益、例 如股息、供股及紅股等資格;
申請款項的適當部分,包括1%經紀佣金、0.003%證監會交易徵費和0.005%香港聯交所交易費。如最終釐定的發售價低 ‧ 寄發本公司及其子公司的公司通訊;
於申請人於申請時支付的每股H股初步發售價(不包括1%經紀佣金、0.003%證監會交易徵費及0.005%香港聯交所交易 ‧ 編製統計資料及股東資料;
費), 則本公司將不計利息退還閣下多繳的申請款項,連同1%經紀佣金、0.003%證監會交易徵費及0.005%香港聯交所 ‧ 遵照法例、規則或規例的規定 作出披露;
交易費。於發出電子退款指示/退款支票日期前該等款項應計的一切利息將撥歸本公司所有。假如出現涉及大量超額認 ‧ 披露有關資料以便作出權利 申索;及
購的情況,按本公司及聯席全球協調人的酌情決定,若干以申請表格作出的小額香港公開發售股份申請(不包括成功申 ‧ 與上述有關的任何其他附 帶或相關用途及╱或致使本公司及H股證券登記處能夠履行其對證券持有
請)的支票可能不會過戶。 人及╱或監管機構的責 任及╱或證券持有人不時同意的任何其他用途。
退款支票將劃線註明「只准入抬頭人賬戶」,並以申請人作為收款人,或如屬聯名申請人,則以閣下申請表格上排名首位
的申請人為收款人。閣下所提供的閣下香港身份證╱護照號碼的一部分(如屬聯名申請人,則排名首位的申請人香港身 3. 轉交個人資料
份證╱護照號碼的一部分)或會印於閣下的退款支票(如有)。有關資料亦會轉交予第三方作退款用途。在兌現退款支票 本公司及H股證券登記處會 對證券申請人及持有人的個人資料保密,但本公司及H股證券登記處可能會作出必
前,閣下的銀行或會要求核實閣下的香港身份證╱護照號碼。閣下的香港身份證╱護照號碼填寫不正確或會導致閣下的 要的查詢以確定個人資 料的準確性,以便資料可用作上述任何用途,尤其可能會向下列任何或所有人士及機
退款支票兌現延誤或失效。 構披露、獲取或轉交 證券申請人及持有人的個人資料(不論在香港或外地):
倘閣下申請年5月22日(星期三)上午九時正至下午一時正期間,親自前往以下地點領取:香港中央證券登記有限公司1,000,000股或以上的香港公開發售股份,且已在閣下的申請表格上表明擬親自領取退款支票,閣下可於2013 ‧‧ 本公司當申 請人要求將證券存入中央結算系統時,香港結算及香港結算代理人(其須為運作中央結或其委任的代理人,例如財務顧問、收款銀行及海外主要過戶登記處; 算系統
香港灣仔 ‧ 而 任何向本公司或使用個人資料);H股證券登記處提供與其各自業務運作有關的行政、電信、電腦、付款 或其他服務
皇后大道東 183 號 的代理人、承包商或第三方服務供應商;
合和中心 17 樓 ‧ 任何監管或政府機關(包括香港聯交所及證監會);及
1712-1716 室 ‧ 與證券持有人有業務往來或擬有業務往來的任何其他人士或機構,例如銀行、 律師、會計師或股票
或在本公司於報章上公佈有關寄發退款支票之其他地點及日期,領取退款支票。寄發支票的日期預計為2013年5月22日2013年5月22日年5月22日5月22日月22日22日日 經紀等。
(星期三)。
如閣下為選擇親自領取的個人申請人,則閣下不得授權任何其他人士代為領取。閣下必須於領取退款支票(如適用及/ 4. 查閱及更正個人資料
或各份H股股票)時出示身份證明文件(必須為獲香港中央證券登記有限公司接納的身份證明文件)。如閣下為選擇親自領 條例賦予證券持有人權利以確定本公司或H股證券登記處是否持有其個人資料 ,並索取該資料副本及更正任何
取的公司申請人,則閣下必須由授權代表帶同蓋上公司印章的授權書領取。有關授權代表須於領取時出示獲得香港中央 不準確資料。根據條例規定,本公司及H股證券登記處有權就處理任何查閱 資料的要求收取合理費用,所有關
證券登記有限公司接納的身份證明文件。 於查閱資料或更正資料或查詢資料政策及慣例及所持有資料類別的要求 ,應按照招股章程「公司資料」一節中
如閣下未有於指定領取時間內親自領取閣下的退款支票(如適用)及/或各份H股股票(如適用),該支票(如適用)將以普 披露的本公司註冊地址或根據適用法律不時通知的地址向公司秘書或 H股證券登記處屬下的私隱權條例事務主
通郵遞方式寄往本申請表格所示地址,郵誤風險概由閣下承擔。 任(視情況而定)提出。
如閣下申請認購少於1,000,000股香港公開發售股份或如閣下申請認購1,000,000股或以上香港公開發售股份,但並無在 簽署本申請表格或向香港結算發出電子認購指示後,即表示閣下 同意上述各項。
閣下的申請表格上表明擬親自領取退款支票(如適用)及/或各份H股股票(如適用),則退款支票(如適用)及/或各份H
股股票(如適用)將於2013年5月22日(星期三)或之前以普通郵遞方式寄往閣下申請表格上所示地址,郵誤風險概由閣下
承擔。
在適當情況下,本公司擬作出特別安排,以避免不當延遲退還申請款項。
申請手續 5. 撕下申請表格,對摺一次,然後投 入下列任何一間銀行分行的特設收集箱內:
1. 請按照下表計算閣下擬申請認購的香港公開發售股份數目所應繳的認購申請款項。申請 股數最少須為500股香 中國銀行(香港)有限公司:
港公開發售股份,並須按照下表載列的其中一個數目作出申請。申請任何其他數目的 香港公開發售股份將不
予考慮,而任何有關申請將概不受理。下表亦列出按上述數目申請認購不多於33,20 0,000股香港公開發售股份 分行名稱 地址
的應付款項總額。申請人須於申請時繳付每股H股的最高發售價13.10港元,另加 1%經紀佣金、0.003%證監會 香港島: 中銀大廈分 行 花園道1號3樓
2. 閣下作為申請人,必須按下文所示填妥本申請表格,並於本申請表格首頁交易徵費及0.005%香港聯交所交易費。下表列出申請認購若干數目香港公開 簽署。只接納親筆簽名。發售股份的應繳股款總額。 中環永安上環分 行集團大廈分行 德輔道中德輔道中71252號號
‧ 如閣下透過指定的中央結算系統參與者(中央結算系統投資者戶口持有人除外)提出申請:如閣下以個人中央結算系統投資者戶口持有人名義提出申請: 該指定的中央結算系統參與者必須在申請表格上加蓋其公司格適當空格內填上其參與者編號。 印章(印章須有公司名稱),並在申請表 北角英皇中心分行 柴軒尼 灣分行詩道409號分行 柴灣道北角英皇道灣仔軒尼詩道341-343193-209409-415號宏德居號號B座
‧ 申請表格必須填上閣下的姓名及香港身份證號碼; 及 香港仔分行 香港仔湖北街25號
‧ 閣下必須在申請表格適當空格內填上閣下的參與 者編號。 九龍: 旺角分行 旺角彌敦道589號
‧ 如閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請: 申請表格必須填上所有聯名中央結算系統投 資者戶口持有人的姓名及所有聯名中央結算系統投資者 堪富利士道分行觀塘分行 尖沙咀堪富利士道觀塘裕民坊20-24號4-4A
‧ 在適當空格內必須填上閣下的參與者戶口持有人的香港身份證號碼;及 編號。 黃埔花園分行宏冠道分行 九龍灣宏冠道南豐商業中心紅磡黃埔花園第一期商場G8BG1號
‧‧ 如閣下以公司中央結算系統投資者戶口持有人名義提出申請: 申請表格必須填上中央結算系統在申請表格的適當空格內必須 填上閣下的參與者編號及加蓋公司印章(印章須有公司名稱)。投資者戶口持有人公司名稱及香港商業登記號碼;及 新都城分行黃大仙分行九龍廣場分行 將軍澳新都城一期二樓黃大仙中心地下青山道485號九龍廣場G13號1209號 號
中央結算系統參與者資料不正確或不 完整或參與者編號有遺漏或不足或其他類似事宜均可令閣下的申請無
效。 新界: 教育路分行 元朗教育路18-24號
3. 每份申請必須附有一張支票或一 張銀行本票。 好運中心分行 沙田橫壆街好運中心
4. 閣下的支票或銀行本票須緊釘 於表格上。閣下必須以 一張支票 或 一張銀行本票 支付香港公開發售股份的認購 屯門市廣場分行 屯門市廣場第二期商場2號
申請款項。 上水分行證券服務中心 上水新豐路136號
如以支票付款,該支票必須: 荃新天地分行 荃灣楊屋道1號荃新天地地下65號舖
‧ 為港元支票;
‧ 從閣下在 香港的港元銀行賬戶付款; 6. 閣下可於下列時間內遞交申請表格:
‧ 支票必 須附有賬戶名稱(如屬聯名申請人,則為名列首位之申請人名稱),名稱須預先印在支 票上或 2013 年 5 月 10 日(星期五) — 上午九時正至下午五時正
由付 款銀行的任何授權簽署人在支票背書,而且該名稱必須與申請表格上的名稱相同(如 屬聯名申 2013 年 5 月 11 日(星期六) — 上午九時正至下午一時正
請 人,則為名列首位之申請人名稱)。如果支票由聯名戶口開出,則聯名戶口的其中一 個名稱,必 2013 年 5 月 13 日(星期一) — 上午九時正至下午五時正
‧‧ 須與名列首位之申請人名稱相同;註明收款人為「劃線註明「只准入抬頭人賬戶」;及 中國銀行(香港)代理人有限公司-中石化煉化工程公開發售 」; 20132013 年年 55 月月 1415 日(星期二)日(星期三) —— 上午九時正至中午十二時正上午九時正至下午五時正
‧ 該支票不得為期票。 7. 申請最遲須於2013年5月15日(星期三)中午十二時正或(如該日並無開始辦理申請登記)下一個開始辦理登記申
下列情況將導致閣下的申請不獲接納: 請的日期中午十二時正遞交。本公司將於當日上午十一時四十五分至中午十二時正期間辦理登記申請,惟須
‧ 支票未能符合所有上述規定;或 視乎當日天氣情況而定。如下列警告信號在2013年5月15日(星期三)上午九時正至中午十二時正期間內任何時
‧ 支票首次過戶不能兌現。 間在香港懸掛,將不會辦理登記申請:
如以銀行本票付款: ‧ 八號或以上熱帶氣旋警告信號;或
‧ 銀行本票必須為港元本票; ‧ 「黑色」暴雨警告信號
‧ 銀行本票必須由本港持牌銀行發出,並由發出銀行本票的銀 行授權的人士在銀行本票背面簽署核證 而將改為在下一個上午九時正至中午十二時正期間任何時間在香港並無懸掛上述任何警告信號的營業日於上
閣下的姓名。銀行本票背面所示的姓名必須與申請表格中 的申請人的姓名相同。如屬聯名申請,則 午十一時四十五分至中午十二時正期間進行認購申請登記。
‧‧‧ 在銀行本票背面的姓名必須與名列首位的申請人的姓名必須註明銀行本票收款人為「必須在銀行本票上劃線註明「只准入抬頭人賬戶」銀行本票不得為期票。 中國銀行(香港)代理人有限公司-中石化煉化工程公開發售 ;及 相同; 」; 8. (星期三)中午十二時正前過戶。本公司不會向閣下發出付款收據。本公司將保留閣下的申請認購款項的所有 營業日指星期六、星期日或香港公眾假期以外的日子。 本公司保留將所有或任何認購申請款項過戶的權利,惟閣下的付款支票或銀行本票將不會於利息。本公司亦有權在閣下的支票或銀行本票過戶之前保留任何 H 股股票及╱或任何多繳的申請認購款項或退 2013 年 5 月 15 日
如閣下的銀行本票不符合所有上述要求,閣下的申請將概不獲受理。 款。
可申請認購的香港公 開 發售股 份 數目 及 應繳款項
申請香港公開發售 申請時應繳款項 申請香港公開發售 申請時應繳款項 申請香港公開發售 申請時應繳款項 申請香港公開發售 申請時應繳款項
股份數目 港元 股份數目 港元 股份數目 港元 股份數目 港元
500 6,616.03 9,000 119,088.44 90,000 1,190,884.32 4,000,000 52,928,192.00
1,000 13,232.05 10,000 132,320.48 100,000 1,323,204.80 5,000,000 66,160,240.00
1,500 19,848.07 15,000 198,480.73 200,000 2,646,409.60 6,000,000 79,392,288.00
2,000 26,464.10 20,000 264,640.96 300,000 3,969,614.40 7,000,000 92,624,336.00
2,500 33,080.12 25,000 330,801.21 400,000 5,292,819.20 8,000,000 105,856,384.00
3,000 39,696.15 30,000 396,961.44 500,000 6,616,024.00 9,000,000 119,088,432.00
3,500 46,312.17 35,000 463,121.69 600,000 7,939,228.80 10,000,000 132,320,480.00
4,000 52,928.19 40,000 529,281.92 700,000 9,262,433.60 20,000,000 264,640,960.00
4,500 59,544.22 45,000 595,442.17 800,000 10,585,638.40 30,000,000 396,961,440.00
5,000 66,160.25 50,000 661,602.40 900,000 11,908,843.20 33,200,000 [(1)] 439,303,993.60
6,000 79,392.29 60,000 793,922.88 1,000,000 13,232,048.00
7,000 92,624.34 70,000 926,243.36 2,000,000 26,464,096.00 (1) 閣下可申請認購的香港公開發售股份最高數目。
8,000 105,856.38 80,000 1,058,563.84 3,000,000 39,696,144.00
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- 或在本公司於報章上公佈有關寄發退款支票之其他地點及日期,領取退款支票。寄發支票的日期預計為2013年5月22日2013年5月22日年5月22日5月22日月22日22日日 (星期三)。