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Simulations Plus, Inc. — Director's Dealing 2023
Mar 6, 2023
33301_dirs_2023-03-06_88f67f4b-e97d-46a4-b573-841a1d9e60bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Simulations Plus, Inc. (SLP)
CIK: 0001023459
Period of Report: 2023-03-02
Reporting Person: DiBella John Anthony II (Division President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-02 | Common Stock | M | 15000 | $6.85 | Acquired | 59840 | Direct |
| 2023-03-02 | Common Stock | M | 1352 | $10.05 | Acquired | 61192 | Direct |
| 2023-03-02 | Common Stock | S | 16352 | $38.34 | Disposed | 44840 | Direct |
| 2023-03-03 | Common Stock | M | 12442 | $10.05 | Acquired | 57282 | Direct |
| 2023-03-03 | Common Stock | S | 8120 | $39.05 | Disposed | 49162 | Direct |
| 2023-03-03 | Common Stock | S | 4322 | $39.54 | Disposed | 44840 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-02 | Stock Options (Right to Buy) | $6.85 | M | 15000 | Disposed | 2024-08-28 | Common Stock (15000.0) | Direct |
| 2023-03-02 | Stock Options (Right to Buy) | $10.05 | M | 1352 | Disposed | 2027-02-23 | Common Stock (1352.0) | Direct |
| 2023-03-03 | Stock Options (Right to Buy) | $10.05 | M | 12442 | Disposed | 2027-02-23 | Common Stock (12442.0) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.
F2: These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), and (5) of this Form 4. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.
F3: These shares were sold in multiple transactions at prices ranging from $37.97 to $38.62, inclusive.
F4: These shares were sold in multiple transactions at prices ranging from $38.45 to $39.44, inclusive.
F5: These shares were sold in multiple transactions at prices ranging from $39.45 to $39.63, inclusive.
F6: Fully Vested.