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Simulations Plus, Inc. — Director's Dealing 2021
Jan 21, 2021
33301_dirs_2021-01-20_ef42d2ed-a03b-446e-8eb7-b1171b1c0975.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIMULATIONS PLUS INC (SLP)
CIK: 0001023459
Period of Report: 2021-01-19
Reporting Person: Ralph David L. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-20 | Common Stock | S | 3750 | $72.99 | Disposed | 16581 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-19 | Stock Options (Right to Buy) | $14.50 | M | 3750 | Disposed | 2029-07-19 | Common Stock (3750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20331 | Direct |
Footnotes
F1: Options granted as independent director compensation issued from the 2017 Equity Incentive Plan.
F2: The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%.
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