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Simulations Plus, Inc. — Director's Dealing 2021
Jan 29, 2021
33301_dirs_2021-01-29_d6b87154-69ab-4100-8043-0698c3f49155.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIMULATIONS PLUS INC (SLP)
CIK: 0001023459
Period of Report: 2021-01-27
Reporting Person: WEINER DANIEL L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-27 | Common Stock | M | 416 | $14.50 | Acquired | 5658 | Direct |
| 2021-01-27 | Common Stock | F | 75 | $80.18 | Disposed | 5583 | Direct |
| 2021-01-27 | Common Stock | M | 4000 | $34.23 | Acquired | 9583 | Direct |
| 2021-01-27 | Common Stock | F | 1708 | $80.18 | Disposed | 7875 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-27 | Stock Option (Right to Buy) | $14.50 | M | 416 | Disposed | 2027-08-31 | Common Stock (416) | Direct |
| 2021-01-27 | Stock Option (Right to Buy) | $34.23 | M | 4000 | Disposed | 2029-07-19 | Common Stock (4000) | Direct |
Footnotes
F1: Fully Vested
F2: The option is vested over a three year period with 40% on the first anniversary of the date of grant and
continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%.
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