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Simulations Plus, Inc. — Director's Dealing 2021
Apr 2, 2021
33301_dirs_2021-04-01_f4e74cc0-fa43-402f-bc20-99d338887863.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Simulations Plus, Inc. (SLP)
CIK: 0001023459
Period of Report: 2021-03-25
Reporting Person: WOLTOSZ WALTER S (Director, 10% Owner)
Reporting Person: WOLTOSZ VIRGINIA E (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-25 | Common Stock | S | 4109 | $58.83 | Disposed | 4547726 | Direct |
| 2021-03-25 | Common Stock | S | 12529 | $59.85 | Disposed | 4535197 | Direct |
| 2021-03-25 | Common Stock | S | 4856 | $60.84 | Disposed | 4530341 | Direct |
| 2021-03-25 | Common Stock | S | 2506 | $61.44 | Disposed | 4527835 | Direct |
Footnotes
F1: This Amendment No. 1 ("Form 4/A") to the Form 4 filed by the reporting person on March 25, 2021 (the "Original Form 4") is being filed (i) to correctly characterize the transactions reported therein as dispositions, rather than acquisitions, as previously reported in error on the Original Form 4, and (ii) to aggregate only those sales falling within a $1.00 price range in a single transaction line item. This Form 4/A amends and restates in its entirety the Original Form 4.
F2: The sales reported in this Form 4/A were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (4), (5), (6) and (7) of this Form 4/A. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.
F4: These shares were sold in multiple transactions at prices ranging from $58.29 to $59.23, inclusive.
F5: These shares were sold in multiple transactions at prices ranging from $59.29 to $60.27, inclusive.
F6: These shares were sold in multiple transactions at prices ranging from $60.36 to $61.35, inclusive.
F7: These shares were sold in multiple transactions at prices ranging from $61.37 to $61.51, inclusive.