Simulations Plus, Inc. — Director's Dealing 2020

Nov 25, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIMULATIONS PLUS INC (SLP)
CIK: 0001023459
Period of Report: 2020-11-23

Reporting Person: OCONNOR SHAWN (Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-23	Common Stock	S	5500	$56.247	Disposed	6381	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$23.75	2028-06-26	Common Stock (20000)	20000	Direct
Stock Option (Right to Buy)	$36.11	2029-08-31	Common Stock (20000)	20000	Direct
Stock Option (Right to Buy)	$59.97	2030-09-03	Common Stock (25000)	25000	Direct

Footnotes

F1: Vested with 40% on August 31, 2019, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.

F2: Vested with 40% on September 1, 2020, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.

F3: Vested with 40% on September 5, 2021, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.