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Simulations Plus, Inc. — Director's Dealing 2020
Dec 1, 2020
33301_dirs_2020-11-30_ce41d4eb-e4c1-411f-8c44-f5efb165a8d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIMULATIONS PLUS INC (SLP)
CIK: 0001023459
Period of Report: 2020-11-30
Reporting Person: OCONNOR SHAWN (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-30 | Common Stock | S | 6381 | $56.50 | Disposed | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $23.75 | 2028-06-26 | Common Stock (20000) | 20000 | Direct |
| Stock Option (Right to Buy) | $36.11 | 2029-08-31 | Common Stock (20000) | 20000 | Direct |
| Stock Option (Right to Buy) | $59.97 | 2030-09-03 | Common Stock (25000) | 25000 | Direct |
Footnotes
F1: Vested with 40% on August 31, 2019, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.
F2: Vested with 40% on September 1, 2020, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.
F3: Vested with 40% on September 5, 2021, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.
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