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Simulations Plus, Inc. — Director's Dealing 2019
Jul 30, 2019
33301_dirs_2019-07-30_7517149d-cce4-4a84-a259-b44ff6767686.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIMULATIONS PLUS INC (SLP)
CIK: 0001023459
Period of Report: 2019-07-29
Reporting Person: Paglia John Kenneth (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-29 | Common Stock | S | 3083 | — | Disposed | 2467 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $ | Common Stock (22500) | 22500 | Direct |
Footnotes
F1: Options granted as independent director compensation, issued from the 2017 Equity Incentive Plan.
F2: The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%.
F3: Exercise price range $6.75 to $34.23.
F4: Expirations date range from 8/31/2025 to 7/19/2029.
F5: Sale prices range from $39.55 to $39.64 per share
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