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Simulations Plus, Inc. — Director's Dealing 2019
Aug 1, 2019
33301_dirs_2019-08-01_42f5cb46-6c2d-4da3-8d94-4baf328ecbee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIMULATIONS PLUS INC (SLP)
CIK: 0001023459
Period of Report: 2019-07-31
Reporting Person: WEINER DANIEL L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-31 | Common Stock | S | 2339 | — | Disposed | 3211 | Direct |
| 2019-08-01 | Common Stock | A | 335 | $38.82 | Disposed | 3546 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $ | Common Stock (10416) | 10416 | Direct |
Footnotes
F1: Sale price range from $39.60 to $39.71
F2: Stock granted as independent director compensation, issued from the 2017 Equity Incentive Plan.
F3: Options granted as independent director compensation, issued from the 2017 Equity Incentive Plan.
F4: Exercise prices range $6.75 to $34.23.
F5: The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%.
F6: Expiration dates range from 8/31/2025 to 7/19/2029.