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Simulations Plus, Inc. — Director's Dealing 2019
Sep 4, 2019
33301_dirs_2019-09-04_46ac955a-016b-4a9b-87b7-cb913d3f41ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIMULATIONS PLUS INC (SLP)
CIK: 0001023459
Period of Report: 2019-09-01
Reporting Person: OCONNOR SHAWN (Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-01 | Stock Option (Right to Buy) | $36.11 | A | 20000 | Acquired | 2029-08-31 | Common Stock (20000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $23.75 | 2028-06-26 | Common Stock (40000) | 40000 | Direct |
Footnotes
F1: Vested with 40% on August 31, 2019, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.
F2: Vested with 40% on September 1, 2020, the first anniversary of the date of grant and continuing to vest on the 2nd and 3rd anniversary dates thereafter at 30%.
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