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Simulations Plus, Inc. Director's Dealing 2019

Nov 4, 2019

33301_dirs_2019-11-04_2d145add-4152-44c9-8dba-deb82069d154.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIMULATIONS PLUS INC (SLP)
CIK: 0001023459
Period of Report: 2019-11-01

Reporting Person: Paglia John Kenneth (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-01 Common Stock A 409 $38.82 Acquired 2521 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $ Common Stock (22500) 22500 Direct

Footnotes

F1: Stock granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

F2: Options granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

F3: Exercise price range $6.75 to $34.23.

F4: The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%.

F5: Expiration dates range from 8/31/2025 to 7/19/2029.