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Simulations Plus, Inc. — Director's Dealing 2018
Nov 30, 2018
33301_dirs_2018-11-30_6dd0eff3-d1c9-40dd-8e2e-c17b92e75e5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIMULATIONS PLUS INC (SLP)
CIK: 0001023459
Period of Report: 2018-11-28
Reporting Person: Ralph David L. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-28 | Common Stock | A | 16000 | — | Acquired | 20379 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-28 | Stock option (grant date 8/31/2012) | $4.46 | C | 2000 | Disposed | Common Stock (2000) | Direct | |
| 2018-11-28 | Stock option (grant date 8/31/2013) | $4.78 | C | 4000 | Disposed | Common Stock (4000) | Direct | |
| 2018-11-28 | Stock option (grant date 8/31/2014) | $6.72 | C | 5000 | Disposed | Common Stock (5000) | Direct | |
| 2018-11-28 | Stock option (grant date 8/31/2015) | $6.75 | C | 5000 | Disposed | Common Stock (5000) | Direct |
Footnotes
F1: Shares granted as independent director compensation, issued from the 2007 Stock Option Plan.
F2: Expiration dates from 8/31/2022 through 8/31/2026.
F3: Prices range from $4.46 to $6.75 per share.
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