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Simulations Plus, Inc. — Director's Dealing 2017
Sep 5, 2017
33301_dirs_2017-09-05_2e91c76c-0bef-43ba-9f25-c9e34235f453.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIMULATIONS PLUS INC (SLP)
CIK: 0001023459
Period of Report: 2017-08-31
Reporting Person: Paglia John Kenneth (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-31 | Stock Option (right to buy) | $14.50 | A | 3750 | Acquired | 2027-08-31 | Common Stock (3750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 828 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $ | Common Stock (8750) | 8750 | Direct |
Footnotes
F1: Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan.
F2: The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%.
F3: Exercise price range $6.75 to $8.62.
F4: Expirations date range from 8/31/2025 to 8/31/2026.
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