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Simulations Plus, Inc. Director's Dealing 2017

Sep 5, 2017

33301_dirs_2017-09-05_2e91c76c-0bef-43ba-9f25-c9e34235f453.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIMULATIONS PLUS INC (SLP)
CIK: 0001023459
Period of Report: 2017-08-31

Reporting Person: Paglia John Kenneth (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-31 Stock Option (right to buy) $14.50 A 3750 Acquired 2027-08-31 Common Stock (3750) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 828 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $ Common Stock (8750) 8750 Direct

Footnotes

F1: Shares granted as independent director compensation, issued from the 2017 Equity Incentive Plan.

F2: The option is vested over a three year period with 40% on the first anniversary of the date of grant and continuing to vest as to the 2nd and 3rd installment on the 2nd and 3rd anniversary date thereafter at 30%.

F3: Exercise price range $6.75 to $8.62.

F4: Expirations date range from 8/31/2025 to 8/31/2026.