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SIMS LIMITED — Major Shareholding Notification 2023
Mar 5, 2023
65780_rns_2023-03-05_dece2538-5b33-44d2-82b0-39dfdb516206.pdf
Major Shareholding Notification
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605 Page 1 of 3
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme SIMS LTD ACN/ARSN/ ABN 69 114 838 630
1. Details of substantial holder (1)
Name JPMorgan Chase & Co. and its affiliates
ACN/ARSN (if applicable) NA
The holder ceased to be a substantial holder on 01/03/2023 The previous notice was given to the company on 23/08/2022 The previous notice was dated 19/08/2022
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (4) | Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Appendix |
JPMORGAN CHASE BANK,N.A |
Securities on Loan as Agent Lender |
See Appendix | 221,165 (Ordinary) |
221,165 (Ordinary) |
| See Appendix |
J.P. MORGAN SECURITIES PLC |
Holder of securities subject to an obligation to return under a securities lending agreement |
See Appendix | 474,008 (Ordinary) |
474,008 (Ordinary) |
| See Appendix |
J.P. MORGAN SECURITIES PLC |
Purchase and sales of securities in its capacity as Principal/Proprietary |
See Appendix |
9,147,167 (Ordinary) |
9,147,167 (Ordinary) |
| See Appendix |
J.P. MORGAN SECURITIES PLC |
Rehypothecation of client securities under a Prime Brokerage Agreement |
See Appendix |
1,997 (Ordinary) |
1,997 (Ordinary) |
| See Appendix |
J.P. MORGAN SECURITIES LLC |
Rehypothecation of client securities under a Prime Brokerage Agreement |
See Appendix |
39,685 (Ordinary) |
39,685 (Ordinary) |
| See Appendix |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Holder of securities subject to an obligation to return under a securities lending agreement |
See Appendix | 514,829 (Ordinary) |
514,829 (Ordinary) |
| See Appendix |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED |
Purchase and sales of securities in its capacity as Principal/Proprietary |
See Appendix |
524,189 (Ordinary) |
524,189 (Ordinary) |
| See Appendix |
J.P. MORGAN MARKETS LTD |
Purchase and sales of securities in its capacity as Principal/Proprietary |
See Appendix |
148 (Ordinary) |
148 (Ordinary) |
| See Appendix |
J.P. MORGAN INVESTMENT MANAGEMENT INC. |
In its capacity as investment manager or in various other related capacities |
See Appendix |
67,854 (Ordinary) |
67,854 (Ordinary) |
605 Page 2 of 3
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| J.P. MORGAN SECURITIES LLC | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES PLC | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN MARKETS LTD | Subsidiary of JPMorgan Chase & Co. |
| JPMORGAN CHASE BANK, N.A. | Subsidiary of JPMorgan Chase & Co. |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| JPMorgan Chase & Co. | 383 Madison Avenue, New York, New York, NY, 10179, United States |
| J.P. MORGAN SECURITIES LLC | 383 Madison Ave., New York, New York, NY, 10179, United States |
| J.P. MORGAN SECURITIES PLC | 25 Bank Street, Canary Wharf, London, E14 5JP, England |
| J.P. MORGAN SECURITIES AUSTRALIA LIMITED | LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia |
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | 383 Madison Avenue, New York, New York, NY, 10179, United States |
| J.P. MORGAN MARKETS LTD | 25 Bank Street, Canary Wharf, London, E14 5JP, England |
| JPMORGAN CHASE BANK, N.A. | 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States |
Signature
| print name sign here |
Vasim Pathan capacity Compliance Officer |
|---|---|
| date 03/03/2023 |
605 Page 3 of 3
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
-
(2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(3) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(4) Include details of:
-
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, aor may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional n the happening or onot of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the aacquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
-
(6) The voting shares of a company constitute one class unless divided into separate classes.
-
(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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Appendix
Product Type Type of Transaction Quantity Price (AUD) Consideration
12,669,404
Equity Adjustment (2,034) - $ -
Equity Adjustment (6,933) - $ -
Equity Adjustment (143) - $ -
Equity Buy 1,084 15.38 $ 16,671.92
Equity Buy 4,110 15.38 $ 63,211.80
Equity Sell (643) 15.55 $ 9,995.44
Equity Buy 1,268 15.49 $ 19,643.52
Equity Buy 426 15.40 $ 6,560.16
Equity Sell (123) 15.42 $ 1,897.25
Equity Sell (1,790) 15.39 $ 27,549.55
Equity Sell (719) 15.71 $ 11,295.49
Equity Buy 5,700 15.38 $ 87,666.00
Equity Sell (1,296) 15.38 $ 19,932.48
Equity Sell (21) 15.38 $ 322.98
Equity Sell (6,987) 15.38 $ 107,460.06
Equity Borrow Return (400) - $ -
Equity Borrow Return (1,000) - $ -
Equity Borrow Return (296) - $ -
Equity Buy 681 15.32 $ 10,432.92
Equity Sell (1,487) 15.32 $ 22,780.84
Equity Borrow Return (1,516) - $ -
Equity Borrow 14,196 - $ -
Equity Sell (59) 15.37 $ 907.12
Equity Sell (457) 15.35 $ 7,016.36
Equity Buy 1,720 15.27 $ 26,263.12
Equity Sell (1,051) 15.18 $ 15,954.18
Equity Buy 299 15.31 $ 4,576.97
Equity Buy 292 15.38 $ 4,490.96
Equity Sell (10) 15.38 $ 153.80
Equity Sell (14,912) 15.32 $ 228,451.84
Equity Sell (5,746) 15.32 $ 88,028.72
Equity Buy 10 15.32 $ 153.20
Equity Sell (27) 15.32 $ 413.64
Equity Sell (28) 15.32 $ 428.96
Equity Sell (1,628) 15.38 $ 25,038.64
Equity Borrow 15,800 - $ -
Equity Borrow Return (3,542) - $ -
Equity Borrow Return (15,430) - $ -
Equity Borrow 1,000 - $ -
Equity Buy 671 15.41 $ 10,340.11
Equity Buy 6,494 15.41 $ 100,072.54
Equity Buy 119 15.43 $ 1,836.17
Equity Sell (118) 15.44 $ 1,821.77
Equity Sell (40) 15.32 $ 612.80
Equity Buy 10 15.32 $ 153.20
Equity Sell (9,135) 15.41 $ 140,770.35
Equity Sell (2,040) 15.41 $ 31,436.40
Equity Buy 8,113 15.41 $ 125,021.33
Equity Borrow Return (2,630) - $ -
Equity Buy 1,251 15.65 $ 19,578.15
Equity Borrow 26,647 - $ -
Equity Sell (7,398) 15.64 $ 115,680.06
Equity Sell (46) 15.53 $ 714.26
Equity Buy 277 15.47 $ 4,284.07
Equity Sell (15,127) 15.65 $ 236,737.55
Equity Buy 183 15.62 $ 2,858.46
Equity Buy 4 15.41 $ 61.64
Equity Buy 1,221 15.52 $ 18,949.92
Equity Sell (1,253) 15.52 $ 19,446.56
Equity Buy 1,253 15.50 $ 19,421.50
Equity Sell (1,253) 15.50 $ 19,421.50
Equity Buy 1,253 15.51 $ 19,434.03
Equity Buy 1,453 15.61 $ 22,681.33
Equity Sell (2,558) 15.65 $ 40,032.70
Equity Sell (811) 15.65 $ 12,692.15
Equity Sell (32) 15.41 $ 493.12
Equity Buy 29 15.65 $ 453.85
Equity Buy 1,220 15.65 $ 19,093.00
Equity Sell (329) 15.65 $ 5,148.85
Equity Borrow 2,068 - $ -
Equity Borrow 2,500 - $ -
Equity Buy 915 16.00 $ 14,640.00
Equity Borrow 10,000 - $ -
Equity Buy 6,850 16.00 $ 109,600.00
Equity Sell (3,756) 15.96 $ 59,945.76
Equity Sell (1) 15.97 $ 15.97
Equity Sell (714) 16.00 $ 11,424.00
Equity Sell (1,096) 16.00 $ 17,536.00
Equity Buy 30,720 16.00 $ 491,520.00
Equity Sell (30,645) 16.00 $ 490,320.00
Equity Sell (96) 16.00 $ 1,536.00
Equity Sell (136) 15.80 $ 2,148.27
Equity Buy 16,013 15.81 $ 253,230.77
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1/31
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Appendix
Equity Buy 250 15.98 $ 3,996.03
Equity Sell (57) 15.93 $ 907.76
Equity Sell (1,705) 15.65 $ 26,683.25
Equity Sell (53) 15.65 $ 829.45
Equity Sell (1,047) 16.00 $ 16,752.00
Equity Borrow Return (4,950) - $ -
Equity Buy 1,544 15.41 $ 23,793.04
Equity Sell (1,369) 15.50 $ 21,219.50
Equity Sell (6,846) 15.41 $ 105,496.86
Equity Sell (192) 15.42 $ 2,961.18
Equity Buy 1,417 15.44 $ 21,878.58
Equity Sell (72) 15.38 $ 1,107.66
Equity Sell (14,392) 15.42 $ 221,885.80
Equity Buy 1,965 15.44 $ 30,344.35
Equity Buy 6,125 15.41 $ 94,386.25
Equity Sell (250) 16.00 $ 4,000.00
Equity Sell (1,705) 15.38 $ 26,222.90
Equity Sell (1,965) 15.38 $ 30,221.70
Equity Buy 41 15.41 $ 631.81
Equity Sell (6,547) 15.41 $ 100,889.27
Equity Borrow 1,282 - $ -
Equity Borrow Return (12,196) - $ -
Equity Borrow 2,050 - $ -
Equity Borrow 1,109 - $ -
Equity Borrow 8,293 - $ -
Equity Borrow 820 - $ -
Equity Borrow 1,028 - $ -
Equity Borrow Return (123,050) - $ -
Equity Borrow 300 - $ -
Equity Buy 14,849 15.64 $ 232,238.36
Equity Buy 226 15.68 $ 3,544.49
Equity Sell (3,334) 15.65 $ 52,179.43
Equity Buy 323 15.70 $ 5,071.80
Equity Buy 13,672 15.68 $ 214,359.10
Equity Sell (222) 15.41 $ 3,421.02
Equity Sell (45) 15.41 $ 693.45
Equity Sell (29) 15.64 $ 453.56
Equity Sell (13) 15.64 $ 203.32
Equity Sell (3,425) 15.64 $ 53,567.00
Equity Sell (3) 15.64 $ 46.92
Equity Buy 14 15.64 $ 218.96
Equity Buy 378 15.67 $ 5,924.21
Equity Borrow Return (3,110) - $ -
Equity Borrow 14,000 - $ -
Equity Buy 730 15.39 $ 11,234.70
Equity Buy 94 15.39 $ 1,446.66
Equity Buy 409 15.39 $ 6,294.51
Equity Buy 4,109 15.64 $ 64,264.76
Equity Buy 193 15.49 $ 2,988.77
Equity Buy 4,464 15.33 $ 68,452.77
Equity Sell (1,842) 15.34 $ 28,255.40
Equity Buy 7,533 15.39 $ 115,932.87
Equity Sell (323) 15.64 $ 5,051.72
Equity Sell (3,227) 15.39 $ 49,663.53
Equity Sell (26,062) 15.39 $ 401,094.18
Equity Sell (3,288) 15.39 $ 50,602.32
Equity Buy 830 15.39 $ 12,773.70
Equity Sell (709) 15.39 $ 10,911.51
Equity Borrow Return (17,850) - $ -
Equity Borrow Return (1,109) - $ -
Equity Borrow Return (8,293) - $ -
Equity Borrow Return (820) - $ -
Equity Borrow Return (2,186) - $ -
Equity Borrow Return (9,720) - $ -
Equity Buy 671 15.06 $ 10,105.26
Equity Buy 822 15.16 $ 12,461.52
Equity Buy 761 15.18 $ 11,550.85
Equity Buy 173 15.20 $ 2,629.60
Equity Buy 12,054 15.06 $ 181,533.24
Equity Buy 4,794 15.06 $ 72,197.64
Equity Sell (58) 15.39 $ 892.62
Equity Buy 26 15.06 $ 391.56
Equity Sell (26,310) 15.06 $ 396,228.60
Equity Sell (2,877) 15.06 $ 43,327.62
Equity Sell (193) 15.39 $ 2,970.27
Equity Sell (815) 15.39 $ 12,542.85
Equity Buy 222 15.06 $ 3,343.32
Equity Borrow Return (36,850) - $ -
Equity Borrow 2,186 - $ -
Equity Borrow 12,369 - $ -
Equity Sell (10) 14.62 $ 146.20
Equity Sell (400) 14.77 $ 5,909.56
Equity Sell (89) 14.76 $ 1,313.98
Equity Sell (35) 15.06 $ 527.10
Equity Buy 287 15.06 $ 4,322.22
Equity Sell (685) 14.85 $ 10,172.25
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2/31
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Appendix
Equity Sell (41) 14.87 $ 609.67
Equity Sell (55) 14.89 $ 818.95
Equity Sell (74) 14.62 $ 1,081.88
Equity Sell (125) 14.62 $ 1,827.50
Equity Sell (55) 14.62 $ 804.10
Equity Buy 4,038 14.62 $ 59,035.56
Equity Buy 72 14.62 $ 1,052.64
Equity Sell (4,518) 14.62 $ 66,053.16
Equity Sell (3,014) 14.62 $ 44,064.68
Equity Buy 74 14.62 $ 1,081.88
Equity Buy 10 14.62 $ 146.20
Equity Sell (497) 15.06 $ 7,484.82
Equity Borrow 10,000 - $ -
Equity Borrow 10,000 - $ -
Equity Borrow Return (570) - $ -
Equity Buy 638 14.88 $ 9,492.68
Equity Sell (642) 15.06 $ 9,668.52
Equity Buy 93 14.93 $ 1,388.49
Equity Borrow 617 - $ -
Equity Borrow 942 - $ -
Equity Borrow 200,000 - $ -
Equity Borrow Return (77,750) - $ -
Equity Borrow 122,558 - $ -
Equity Borrow 184,467 - $ -
Equity Borrow 23,116 - $ -
Equity Borrow 99,729 - $ -
Equity Sell (1,369) 14.93 $ 20,439.17
Equity Buy 90 14.89 $ 1,339.75
Equity Buy 479 14.87 $ 7,120.72
Equity Buy 645 14.81 $ 9,555.53
Equity Sell (88) 14.84 $ 1,306.25
Equity Sell (71) 14.78 $ 1,049.15
Equity Buy 31 14.62 $ 453.22
Equity Buy 69 14.62 $ 1,008.78
Equity Sell (3,475) 14.93 $ 51,881.75
Equity Sell (7,613) 14.93 $ 113,662.09
Equity Sell (1,370) 14.93 $ 20,454.10
Equity Buy 62 14.93 $ 925.66
Equity Sell (14) 14.93 $ 209.02
Equity Sell (76) 15.41 $ 1,171.16
Equity Borrow 2,000 - $ -
Equity Borrow Return (37,834) - $ -
Equity Borrow Return (50,000) - $ -
Equity Borrow Return (2,000) - $ -
Equity Borrow Return (21,091) - $ -
Equity Borrow Return (150,000) - $ -
Equity Borrow Return (10,000) - $ -
Equity Borrow Return (46,938) - $ -
Equity Borrow Return (100,071) - $ -
Equity Borrow Return (39,327) - $ -
Equity Borrow Return (45,433) - $ -
Equity Borrow Return (48,477) - $ -
Equity Borrow Return (19,083) - $ -
Equity Borrow 15,000 - $ -
Equity Borrow Return (10,000) - $ -
Equity Borrow 21,619 - $ -
Equity Borrow 30,000 - $ -
Equity Borrow 23,811 - $ -
Equity Borrow 15,695 - $ -
Equity Borrow Return (27,564) - $ -
Equity Borrow 26,792 - $ -
Equity Borrow 771 - $ -
Equity Borrow 1 - $ -
Equity Sell (3,720) 14.93 $ 55,539.60
Equity Buy 8,753 14.82 $ 129,719.46
Equity Sell (38) 14.85 $ 564.27
Equity Buy 142 14.81 $ 2,103.41
Equity Sell (278) 14.97 $ 4,162.01
Equity Buy 148 14.79 $ 2,188.42
Equity Buy 72 14.93 $ 1,074.96
Equity Sell (206) 14.93 $ 3,075.58
Equity Sell (1,620) 14.82 $ 24,008.40
Equity Sell (12,984) 14.82 $ 192,422.88
Equity Sell (3,425) 14.82 $ 50,758.50
Equity Sell (362) 14.93 $ 5,404.66
Equity Buy 1,027 14.82 $ 15,220.14
Equity Buy 124 14.82 $ 1,837.68
Equity Borrow 6,288 - $ -
Equity Buy 20,570 14.82 $ 304,847.40
Equity Buy 21,917 14.60 $ 319,988.20
Equity Buy 44 14.82 $ 652.08
Equity Sell (123) 14.82 $ 1,822.86
Equity Sell (20,193) 14.60 $ 294,817.80
Equity Sell (1,781) 14.60 $ 26,002.60
Equity Buy 177 14.60 $ 2,584.20
Equity Buy 3,051 14.67 $ 44,757.57
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3/31
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----- Start of picture text -----
Appendix
Equity Sell (3,819) 14.63 $ 55,861.41
Equity Buy 151 14.65 $ 2,211.90
Equity Buy 6,849 14.82 $ 101,502.18
Equity Sell (148) 14.82 $ 2,193.36
Equity Sell (151) 14.82 $ 2,237.82
Equity Sell (12) 14.60 $ 175.20
Equity Buy 28 14.60 $ 408.80
Equity Buy 13 14.60 $ 189.80
Equity Borrow 6,779 - $ -
Equity Borrow 1,000 - $ -
Equity Borrow Return (1,282) - $ -
Equity Borrow Return (10,000) - $ -
Equity Borrow Return (10,465) - $ -
Equity Sell (527) 14.75 $ 7,773.25
Equity Buy 157 14.78 $ 2,320.46
Equity Buy 1,213 14.78 $ 17,928.14
Equity Buy 7,671 14.75 $ 113,147.25
Equity Sell (1,625) 14.74 $ 23,948.86
Equity Buy 36 14.60 $ 525.60
Equity Buy 55 14.60 $ 803.00
Equity Sell (603) 14.63 $ 8,818.88
Equity Sell (7,000) 14.75 $ 103,250.00
Equity Sell (2,466) 14.75 $ 36,373.50
Equity Buy 2,577 14.75 $ 38,010.75
Equity Sell (78) 14.75 $ 1,150.50
Equity Borrow 4,000 - $ -
Equity Borrow 600 - $ -
Equity Borrow Return (2,535) - $ -
Equity Sell (959) 14.80 $ 14,193.20
Equity Buy 53 15.02 $ 796.06
Equity Sell (15,067) 15.02 $ 226,306.34
Equity Buy 84 14.75 $ 1,239.00
Equity Buy 41 14.75 $ 604.75
Equity Sell (15,748) 15.02 $ 236,534.96
Equity Sell (4,521) 15.02 $ 67,905.42
Equity Buy 268 15.02 $ 4,025.36
Equity Buy 56 15.00 $ 839.84
Equity Sell (1,013) 14.83 $ 15,022.59
Equity Buy 12 14.92 $ 179.09
Equity Borrow 1,071 - $ -
Equity Borrow 538 - $ -
Equity Borrow 3,293 - $ -
Equity Borrow 1,282 - $ -
Equity Buy 27,505 15.02 $ 413,125.10
Equity Sell (6,849) 14.60 $ 99,995.40
Equity Sell (56) 15.02 $ 841.12
Equity Sell (9,783) 14.60 $ 142,831.80
Equity Sell (3,425) 14.60 $ 50,005.00
Equity Buy 75 14.65 $ 1,098.81
Equity Sell (6,687) 14.55 $ 97,320.41
Equity Buy 7,402 15.24 $ 112,801.74
Equity Buy 140 14.55 $ 2,036.97
Equity Buy 744 14.80 $ 11,010.33
Equity Sell (56) 15.02 $ 841.12
Equity Sell (744) 14.93 $ 11,107.92
Equity Buy 217 14.60 $ 3,168.20
Equity Buy 7 14.60 $ 102.20
Equity Borrow Return (5,603) - $ -
Equity Buy 585 14.98 $ 8,763.30
Equity Sell (54) 14.98 $ 808.92
Equity Buy 20,645 14.60 $ 301,417.00
Equity Buy 4 14.60 $ 58.40
Equity Sell (41) 14.60 $ 598.60
Equity Sell (3,017) 14.98 $ 45,194.66
Equity Buy 1,279 14.93 $ 19,097.00
Equity Buy 313 14.83 $ 4,641.40
Equity Buy 577 14.95 $ 8,623.98
Equity Sell (9,632) 14.94 $ 143,898.87
Equity Buy 136 14.95 $ 2,033.81
Equity Buy 3,254 14.79 $ 48,135.49
Equity Buy 1,630 14.98 $ 24,417.40
Equity Buy 4,220 14.98 $ 63,215.60
Equity Sell (1,644) 14.98 $ 24,627.12
Equity Sell (262) 14.98 $ 3,924.76
Equity Buy 11 14.98 $ 164.78
Equity Buy 301 14.98 $ 4,508.98
Equity Sell (140) 14.60 $ 2,044.00
Equity Sell (313) 14.60 $ 4,569.80
Equity Borrow Return (6,580) - $ -
Equity Borrow Return (781) - $ -
Equity Borrow Return (219) - $ -
Equity Sell (190) 14.32 $ 2,721.25
Equity Sell (1,728) 14.32 $ 24,738.43
Equity Buy 239 14.48 $ 3,460.24
Equity Sell (7,477) 14.60 $ 109,183.39
Equity Buy 120 14.48 $ 1,737.29
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4/31
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Appendix
Equity Sell (1,370) 14.45 $ 19,796.50
Equity Sell (577) 14.98 $ 8,643.46
Equity Sell (38) 14.98 $ 569.24
Equity Sell (27,809) 14.45 $ 401,840.05
Equity Sell (5,742) 14.45 $ 82,971.90
Equity Buy 146 14.45 $ 2,109.70
Equity Sell (55) 14.45 $ 794.75
Equity Borrow 3,538 - $ -
Equity Borrow 12,183 - $ -
Equity Borrow 781 - $ -
Equity Borrow 60,940 - $ -
Equity Borrow 2 - $ -
Equity Sell (453) 14.05 $ 6,364.65
Equity Borrow Return (33,445) - $ -
Equity Borrow Return (6,334) - $ -
Equity Borrow 15,420 - $ -
Equity Buy 1,667 14.21 $ 23,688.07
Equity Buy 1,585 14.21 $ 22,522.85
Equity Buy 11,100 14.21 $ 157,731.00
Equity Buy 7,179 14.05 $ 100,864.95
Equity Sell (11,013) 14.45 $ 159,137.85
Equity Sell (1,085) 14.45 $ 15,678.25
Equity Sell (615) 14.30 $ 8,794.50
Equity Sell (5,206) 14.05 $ 73,144.30
Equity Sell (271) 14.05 $ 3,807.55
Equity Sell (10,643) 14.05 $ 149,534.15
Equity Buy 182 14.05 $ 2,557.10
Equity Buy 111 14.15 $ 1,571.14
Equity Sell (13,193) 14.28 $ 188,439.67
Equity Sell (26) 14.05 $ 365.30
Equity Buy 124 14.05 $ 1,742.20
Exchange Traded Derivatives - Option Sell (37,400) - $ -
Equity Borrow 73,383 - $ -
Equity Buy 114 14.03 $ 1,599.42
Equity Buy 6,659 14.03 $ 93,425.77
Equity Buy 487 14.03 $ 6,832.61
Equity Buy 1,510 14.03 $ 21,185.30
Equity Sell (17) 14.05 $ 238.85
Equity Buy 4,305 14.03 $ 60,399.15
Equity Buy 3,870 14.03 $ 54,296.10
Equity Buy 13,624 14.03 $ 191,144.72
Equity Sell (5,225) 13.96 $ 72,916.58
Equity Buy 182 14.02 $ 2,551.09
Equity Buy 402 14.03 $ 5,640.11
Equity Buy 188 14.05 $ 2,641.40
Equity Sell (39,775) 14.10 $ 560,827.50
Equity Buy 39,775 14.10 $ 560,827.50
Equity Sell (16,200) 14.03 $ 227,286.00
Equity Sell (33,171) 14.03 $ 465,389.13
Equity Sell (6,840) 14.03 $ 95,965.20
Equity Buy 2,115 14.02 $ 29,650.82
Equity Sell (1,069) 14.03 $ 14,998.07
Equity Buy 863 14.03 $ 12,107.89
Equity Borrow 2,724 - $ -
Equity Buy 33,062 14.03 $ 463,859.86
Equity Buy 10,597 14.03 $ 148,675.91
Equity Sell (3,399) 14.25 $ 48,435.75
Equity Buy 115 14.23 $ 1,636.82
Equity Sell (286) 14.31 $ 4,092.66
Equity Buy 13,597 14.03 $ 190,765.91
Equity Buy 13,597 14.03 $ 190,765.91
Equity Sell (19,275) 14.25 $ 274,668.75
Equity Sell (1,088) 14.25 $ 15,504.00
Equity Buy 36 14.25 $ 513.00
Equity Sell (19) 14.25 $ 270.75
Equity Sell (402) 14.03 $ 5,640.06
Equity Borrow 6,132 - $ -
Equity Borrow 3,868 - $ -
Equity Buy 7,509 14.57 $ 109,406.13
Equity Buy 930 14.57 $ 13,550.10
Equity Buy 24,400 14.57 $ 355,508.00
Equity Sell (2,200) 14.61 $ 32,136.78
Equity Buy 207 14.60 $ 3,022.66
Equity Sell (3,021) 14.64 $ 44,238.40
Equity Sell (2,700) 14.61 $ 39,453.84
Equity Buy 205 14.61 $ 2,995.78
Equity Buy 18 14.25 $ 256.50
Equity Sell (11,779) 14.57 $ 171,620.03
Equity Sell (7,516) 14.57 $ 109,508.12
Equity Buy 226 14.57 $ 3,292.82
Equity Buy 89 14.65 $ 1,303.85
Equity Sell (81) 14.57 $ 1,180.17
Equity Borrow 12,183 - $ -
Equity Borrow 3,600 - $ -
Equity Borrow 2,598 - $ -
Equity Borrow 2,080 - $ -
----- End of picture text -----
5/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Borrow 5,881 - $ -
Equity Borrow 14,214 - $ -
Equity Borrow Return (11,000) - $ -
Equity Borrow Return (1,000) - $ -
Equity Borrow Return (11,000) - $ -
Equity Borrow Return (14,000) - $ -
Equity Borrow Return (300) - $ -
Equity Borrow Return (2,598) - $ -
Equity Borrow Return (15,000) - $ -
Equity Borrow Return (2,068) - $ -
Equity Borrow Return (5,100) - $ -
Equity Borrow Return (15,000) - $ -
Equity Borrow Return (15,600) - $ -
Equity Borrow Return (3,538) - $ -
Equity Borrow Return (12,183) - $ -
Equity Borrow Return (781) - $ -
Equity Borrow Return (60,940) - $ -
Equity Borrow Return (2,724) - $ -
Equity Borrow Return (73,385) - $ -
Equity Buy 16,859 14.32 $ 241,420.88
Equity Buy 571 14.34 $ 8,185.30
Equity Buy 141 14.33 $ 2,020.97
Equity Buy 63 14.57 $ 917.91
Equity Sell (1,482) 14.32 $ 21,222.24
Equity Sell (11,426) 14.32 $ 163,620.32
Equity Sell (116) 14.32 $ 1,661.12
Equity Sell (207) 14.57 $ 3,015.99
Equity Sell (82) 14.32 $ 1,174.24
Equity Buy 46,593 14.32 $ 667,211.76
Equity Sell (46,593) 14.32 $ 667,211.76
Equity Buy 2,776 14.32 $ 39,752.32
Equity Borrow Return (5,667) - $ -
Equity Borrow Return (538) - $ -
Equity Borrow Return (7,512) - $ -
Equity Borrow Return (1,063) - $ -
Equity Borrow 5,667 - $ -
Equity Borrow 13,907 - $ -
Equity Borrow 538 - $ -
Equity Borrow 7,512 - $ -
Equity Borrow 1,063 - $ -
Equity In-kind transaction to receive the shares 1,638 - $ -
Equity Buy 18,559 14.01 $ 260,011.59
Equity Buy 225 13.97 $ 3,142.83
Equity Buy 39 13.96 $ 544.39
Equity Buy 16 14.01 $ 224.16
Equity Buy 75 14.01 $ 1,050.75
Equity Buy 50 14.32 $ 716.00
Equity Sell (1,360) 14.01 $ 19,053.60
Equity Sell (27,984) 14.01 $ 392,055.84
Equity Buy 193 14.01 $ 2,703.93
Equity Sell (110) 14.01 $ 1,541.10
Equity Sell (2,780) 14.01 $ 38,947.80
Equity Buy 4 14.01 $ 56.04
Equity Buy 14 14.01 $ 196.14
Equity Buy 227 13.97 $ 3,171.44
Equity Borrow 4,000 - $ -
Equity Borrow 889 - $ -
Equity Buy 8,648 13.49 $ 116,686.85
Equity Sell (9,376) 13.58 $ 127,355.87
Equity Sell (300) 13.57 $ 4,071.07
Equity Buy 164 13.58 $ 2,227.27
Equity Buy 126 13.55 $ 1,707.30
Equity Buy 499 13.62 $ 6,795.86
Equity Buy 14 14.01 $ 196.14
Equity Sell (15) 13.58 $ 203.70
Equity Sell (3,716) 13.58 $ 50,463.28
Equity Sell (126) 14.25 $ 1,795.50
Equity Buy 24 13.58 $ 325.92
Equity Buy 2,226 13.58 $ 30,238.37
Equity Borrow Return (13,173) - $ -
Equity Borrow Return (3,136) - $ -
Equity Borrow Return (2,080) - $ -
Equity Borrow Return (15,032) - $ -
Equity Borrow Return (6,132) - $ -
Equity Borrow Return (3,868) - $ -
Equity Buy 13 13.58 $ 176.54
Equity Sell (816) 13.73 $ 11,203.68
Equity Sell (12,882) 13.73 $ 176,869.86
Equity Sell (531) 13.73 $ 7,290.63
Equity Buy 143 13.73 $ 1,963.39
Equity Buy 17,675 13.73 $ 242,677.75
Equity Buy 104 13.77 $ 1,432.42
Equity Sell (300) 13.70 $ 4,110.00
Equity Sell (499) 13.58 $ 6,776.42
Equity Borrow 1,000 - $ -
Equity Sell (654) 13.47 $ 8,809.38
----- End of picture text -----
6/31
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----- Start of picture text -----
Appendix
Equity Buy 20,042 13.73 $ 275,176.66
Equity Sell (1,500) 13.55 $ 20,320.29
Equity Sell (2) 13.81 $ 27.62
Equity Buy 722 13.45 $ 9,712.80
Equity Sell (300) 13.56 $ 4,067.21
Equity Buy 20 13.50 $ 269.97
Equity Buy 13 13.73 $ 178.49
Equity Sell (544) 13.47 $ 7,327.68
Equity Sell (17,893) 13.47 $ 241,018.71
Equity Sell (3,053) 13.47 $ 41,123.91
Equity Buy 1,906 13.47 $ 25,673.82
Equity Buy 2,739 13.54 $ 37,074.72
Equity Buy 132 13.47 $ 1,778.04
Equity Borrow 13,637 - $ -
Equity Borrow 3,136 - $ -
Equity Borrow 2,080 - $ -
Equity Borrow 8,778 - $ -
Equity Borrow 5,000 - $ -
Equity Borrow 10,538 - $ -
Equity Borrow 123,356 - $ -
Equity Sell (488) 13.59 $ 6,631.92
Equity Sell (722) 13.47 $ 9,725.34
Equity Buy 22 13.47 $ 296.34
Equity Buy 10,197 13.59 $ 138,577.23
Equity Sell (637) 13.59 $ 8,656.83
Equity Sell (6,751) 13.59 $ 91,746.09
Equity Sell (7,100) 13.59 $ 96,489.00
Equity Buy 26 13.59 $ 353.34
Equity Sell (150) 13.59 $ 2,038.50
Equity Buy 138,200 13.59 $ 1,878,138.00
Equity Buy 248 13.65 $ 3,384.70
Equity Sell (1,700) 13.67 $ 23,233.52
Equity Sell (406) 13.75 $ 5,582.43
Equity Buy 77 13.65 $ 1,051.13
Equity Sell (138,200) 13.47 $ 1,861,554.00
Equity Borrow 1,657 - $ -
Equity Borrow Return (1,657) - $ -
Equity Borrow 147 - $ -
Equity Borrow Return (745) - $ -
Equity Borrow 598 - $ -
Equity Sell (723) 13.38 $ 9,673.74
Equity Buy 163 13.38 $ 2,180.94
Equity Buy 466 13.38 $ 6,235.08
Equity Buy 8,376 13.38 $ 112,070.88
Equity Sell (2,097) 13.43 $ 28,170.18
Equity Buy 88 13.42 $ 1,180.72
Equity Sell (900) 13.44 $ 12,094.57
Equity Buy 21 13.59 $ 285.39
Equity Sell (544) 13.38 $ 7,278.72
Equity Sell (11,642) 13.38 $ 155,769.96
Equity Sell (6,424) 13.38 $ 85,953.12
Equity Sell (4,263) 13.38 $ 57,038.94
Equity Sell (248) 13.59 $ 3,370.32
Equity Sell (497) 13.59 $ 6,754.23
Equity Buy 324 13.43 $ 4,351.90
Equity Buy 96 13.38 $ 1,284.48
Equity Borrow Return (4,000) - $ -
Equity Borrow Return (889) - $ -
Equity Borrow 135,000 - $ -
Equity Sell (394) 13.20 $ 5,200.80
Equity Buy 94 13.17 $ 1,238.29
Equity Sell (2,604) 13.15 $ 34,233.37
Equity Buy 285 13.24 $ 3,773.16
Equity Sell (225) 13.26 $ 2,983.03
Equity Buy 1,728 13.14 $ 22,713.13
Equity Buy 14 13.38 $ 187.32
Equity Sell (2,740) 13.20 $ 36,168.00
Equity Sell (9,974) 13.20 $ 131,656.80
Equity Sell (324) 13.38 $ 4,335.12
Equity Sell (769) 13.58 $ 10,443.02
Equity Sell (5) 13.58 $ 67.90
Equity Buy 602 13.16 $ 7,925.30
Equity Borrow Return (1,657) - $ -
Equity Borrow Return (17,971) - $ -
Equity Borrow Return (3,136) - $ -
Equity Borrow Return (423) - $ -
Equity Borrow Return (8,425) - $ -
Equity Borrow Return (598) - $ -
Equity Borrow Return (10,538) - $ -
Equity Borrow Return (123,356) - $ -
Equity Sell (50) 13.47 $ 673.50
Equity Buy 92 12.70 $ 1,168.40
Equity Sell (1,360) 12.70 $ 17,272.00
Equity Sell (7) 12.70 $ 88.90
Equity Sell (544) 13.47 $ 7,327.68
Equity Sell (8,005) 13.47 $ 107,827.35
----- End of picture text -----
7/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Sell (1,141) 13.47 $ 15,369.27
Equity Sell (3,322) 13.47 $ 44,747.34
Equity Buy 12 13.05 $ 156.60
Equity Sell (4,389) 13.28 $ 58,284.04
Equity Buy 115 13.26 $ 1,524.52
Equity Buy 6,502 13.10 $ 85,188.65
Equity Sell (26) 13.47 $ 350.22
Equity Buy 14,004 13.47 $ 188,633.88
Equity Sell (49) 13.20 $ 646.80
Equity Buy 9,909 13.24 $ 131,243.44
Equity Borrow Return (6,288) - $ -
Equity Borrow 406 - $ -
Equity Borrow 674 - $ -
Equity Borrow 3,136 - $ -
Equity Borrow 2,723 - $ -
Equity Borrow 14,538 - $ -
Equity Borrow 5,739 - $ -
Equity Borrow 41,723 - $ -
Equity Sell (5) 13.00 $ 65.00
Equity Borrow Return (200,000) - $ -
Equity Borrow Return (122,558) - $ -
Equity Borrow Return (70,932) - $ -
Equity Borrow Return (25,572) - $ -
Equity Borrow Return (30,000) - $ -
Equity Borrow Return (26,647) - $ -
Equity Borrow Return (28,601) - $ -
Equity Borrow Return (23,116) - $ -
Equity Borrow Return (184,467) - $ -
Equity Borrow Return (33,466) - $ -
Equity Borrow Return (99,729) - $ -
Equity Borrow Return (27,000) - $ -
Equity Borrow Return (29,944) - $ -
Equity Borrow Return (23,811) - $ -
Equity Borrow Return (26,792) - $ -
Equity Borrow Return (21,619) - $ -
Equity Borrow Return (15,000) - $ -
Equity Borrow Return (13,000) - $ -
Equity Borrow Return (15,695) - $ -
Equity Borrow Return (14,196) - $ -
Equity Borrow Return (12,369) - $ -
Equity Borrow Return (1) - $ -
Equity Borrow Return (15,420) - $ -
Equity Borrow Return (771) - $ -
Equity Borrow Return (13,281) - $ -
Equity Borrow Return (13,666) - $ -
Equity Borrow Return (8,566) - $ -
Equity Borrow Return (14,054) - $ -
Equity Borrow Return (10,000) - $ -
Equity Borrow Return (3,809) - $ -
Equity Borrow Return (617) - $ -
Equity Borrow Return (9,940) - $ -
Equity Borrow Return (5,885) - $ -
Equity Borrow Return (2,186) - $ -
Equity Borrow Return (2,148) - $ -
Equity Borrow Return (942) - $ -
Equity Sell (571) 13.06 $ 7,459.77
Equity Buy 1,300 13.12 $ 17,056.76
Equity Buy 240 13.08 $ 3,138.78
Equity Buy 476 12.97 $ 6,175.04
Equity Sell (71,531) 13.11 $ 938,115.12
Equity Buy 13 13.47 $ 175.11
Equity Sell (1,088) 13.00 $ 14,144.00
Equity Sell (17,963) 13.00 $ 233,519.00
Equity Buy 50 13.00 $ 650.00
Equity Sell (2,720) 13.00 $ 35,360.00
Equity Sell (12) 13.00 $ 156.00
Equity Sell (1,300) 13.47 $ 17,511.00
Equity Buy 10,029 13.00 $ 130,377.00
Equity Buy 4,451 13.00 $ 57,863.00
Equity Buy 3,148 13.03 $ 41,029.18
Equity Borrow Return (14,135) - $ -
Equity Borrow 3,300 - $ -
Equity Borrow 5,274 - $ -
Equity Borrow 492 - $ -
Equity Buy 601 13.20 $ 7,933.20
Equity Buy 30 13.00 $ 390.00
Equity Buy 199 13.22 $ 2,631.04
Equity Buy 1,453 13.10 $ 19,037.66
Equity Sell (6,902) 13.19 $ 91,057.76
Equity Sell (1,198) 13.30 $ 15,932.08
Equity Buy 5,912 13.19 $ 77,995.74
Equity Buy 27,194 13.20 $ 358,960.80
Equity Buy 2,396 13.20 $ 31,627.20
Equity Buy 241 13.20 $ 3,181.20
Equity Buy 19,307 13.13 $ 253,481.76
Equity Sell (5,185) 13.20 $ 68,442.00
----- End of picture text -----
8/31
==> picture [557 x 682] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Sell (476) 13.00 $ 6,188.00
Equity Sell (273) 13.00 $ 3,549.00
Equity Buy 1,709 13.22 $ 22,587.96
Equity Sell (158) 13.20 $ 2,085.60
Equity Borrow 24,000 - $ -
Equity Borrow 2,000 - $ -
Equity Borrow 69,000 - $ -
Equity Sell (544) 12.82 $ 6,974.08
Equity Sell (14,666) 12.82 $ 188,018.12
Equity Buy 381 12.87 $ 4,904.51
Equity Buy 280 12.93 $ 3,620.40
Equity Sell (4,531) 13.00 $ 58,903.39
Equity Buy 333 12.89 $ 4,293.79
Equity Buy 14 12.82 $ 179.48
Equity Sell (3) 12.82 $ 38.46
Equity Sell (135) 12.82 $ 1,731.01
Equity Sell (1,458) 12.80 $ 18,661.07
Equity Buy 10,877 12.82 $ 139,443.14
Equity Borrow 4,700 - $ -
Equity Borrow 424 - $ -
Equity Borrow Return (424) - $ -
Equity Borrow 35,686 - $ -
Equity Borrow 1,364,314 - $ -
Equity Buy 11 12.82 $ 141.02
Equity Sell (13,225) 13.10 $ 173,247.50
Equity Sell (1,630) 13.10 $ 21,353.00
Equity Sell (4,992) 13.10 $ 65,395.20
Equity Sell (20) 13.10 $ 262.00
Equity Sell (381) 12.82 $ 4,884.42
Equity Buy 189 13.05 $ 2,465.89
Equity Buy 276 13.08 $ 3,610.18
Equity Sell (280) 12.63 $ 3,536.40
Equity Sell (1,428) 12.69 $ 18,121.32
Equity Buy 5,438 13.10 $ 71,237.80
Equity Borrow 2,000 - $ -
Equity Borrow 2,500 - $ -
Equity Borrow Return (69,000) - $ -
Equity Borrow Return (1,300,492) - $ -
Equity Borrow 9,000 - $ -
Equity Borrow Return (1,000) - $ -
Equity Borrow Return (9,382) - $ -
Equity Borrow Return (9,864) - $ -
Equity Buy 12 13.10 $ 157.20
Equity Sell (24) 13.08 $ 313.80
Equity Sell (12,037) 12.98 $ 156,240.26
Equity Sell (1,360) 12.98 $ 17,652.80
Equity Buy 47 12.98 $ 610.06
Equity Buy 559 13.06 $ 7,299.38
Equity Sell (5,439) 13.10 $ 71,250.90
Equity Buy 26 12.98 $ 337.48
Equity Buy 25,834 12.98 $ 335,325.32
Equity Sell (276) 13.10 $ 3,615.60
Equity Sell (3,185) 13.10 $ 41,723.50
Equity Sell (35) 13.10 $ 458.50
Equity Buy 9,616 13.08 $ 125,797.70
Equity Buy 35 13.12 $ 459.20
Equity Borrow Return (674) - $ -
Equity Borrow Return (12,063) - $ -
Equity Borrow Return (3,300) - $ -
Equity Borrow Return (3,136) - $ -
Equity Borrow Return (7,997) - $ -
Equity Borrow Return (24,000) - $ -
Equity Borrow 13,000 - $ -
Equity Borrow Return (2,000) - $ -
Equity Borrow 10,056 - $ -
Equity Buy 163 12.88 $ 2,098.69
Equity Buy 719 12.85 $ 9,239.92
Equity Buy 1,600 12.86 $ 20,577.75
Equity Buy 265 12.86 $ 3,407.53
Equity Buy 24 12.98 $ 311.52
Equity Buy 58 12.80 $ 742.40
Equity Sell (7,968) 12.80 $ 101,990.40
Equity Sell (1,360) 12.80 $ 17,408.00
Equity Buy 150,646 12.80 $ 1,928,268.80
Equity Sell (150,704) 12.80 $ 1,929,011.20
Equity Sell (34) 12.80 $ 435.20
Equity Buy 14 12.80 $ 179.20
Equity Sell (476) 12.76 $ 6,073.76
Equity Buy 7,479 12.80 $ 95,731.20
Equity Sell (1,600) 12.98 $ 20,768.00
Equity Buy 1,229 12.88 $ 15,831.81
Equity Borrow Return (2,000) - $ -
Equity Borrow 2,500 - $ -
Equity Borrow Return (2,500) - $ -
Equity Borrow Return (5,739) - $ -
Equity Borrow 5,739 - $ -
----- End of picture text -----
9/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Borrow Return (22,681) - $ -
Equity Buy 13,664 12.80 $ 174,899.20
Equity Buy 20 12.80 $ 256.00
Equity Sell (8,746) 12.80 $ 111,948.80
Equity Sell (1,088) 12.80 $ 13,926.40
Equity Sell (151) 12.80 $ 1,932.80
Equity Sell (1,489) 12.80 $ 19,059.20
Equity Sell (163) 12.80 $ 2,086.40
Equity Buy 186 12.86 $ 2,391.73
Equity Buy 3,052 12.85 $ 39,208.44
Equity Sell (1,931) 12.80 $ 24,708.99
Equity Buy 38 12.92 $ 490.96
Equity Sell (1,360) 12.86 $ 17,489.60
Equity Buy 5,030 12.80 $ 64,384.00
Equity Buy 1,434 12.89 $ 18,482.63
Equity Borrow 6,200 - $ -
Equity Borrow Return (13,000) - $ -
Equity Borrow Return (2,500) - $ -
Equity Sell (136) 13.11 $ 1,782.96
Equity Buy 14 12.80 $ 179.20
Equity Sell (188) 13.11 $ 2,464.68
Equity Sell (35) 13.11 $ 458.85
Equity Sell (1,131) 13.11 $ 14,827.85
Equity Buy 166 13.13 $ 2,179.86
Equity Buy 58 13.13 $ 761.43
Equity Buy 11,952 13.08 $ 156,369.83
Equity Buy 1,020 13.13 $ 13,392.60
Equity Buy 224 13.12 $ 2,938.32
Equity Buy 3,779 13.15 $ 49,677.76
Equity Borrow Return (3,357) - $ -
Equity Borrow Return (6,835) - $ -
Equity Buy 16 13.11 $ 209.76
Equity Sell (326) 12.90 $ 4,205.40
Equity Buy 1,395 12.87 $ 17,952.46
Equity Sell (1,226) 12.90 $ 15,817.68
Equity Buy 1,152 12.89 $ 14,845.25
Equity Buy 93 12.89 $ 1,198.44
Equity Sell (50) 12.90 $ 644.86
Equity Sell (389) 12.90 $ 5,017.12
Equity Buy 4,079 12.90 $ 52,619.10
Equity Sell (5,633) 12.90 $ 72,665.70
Equity Sell (136) 12.90 $ 1,754.40
Equity Borrow 2,000 - $ -
Equity Borrow 8,000 - $ -
Equity Borrow 10,500 - $ -
Equity Borrow 3,357 - $ -
Equity Borrow 27,000 - $ -
Equity Sell (67) 13.02 $ 872.34
Equity Buy 11 12.90 $ 141.90
Equity Buy 41 12.90 $ 528.90
Equity Sell (14) 12.90 $ 180.60
Equity Buy 6,618 13.02 $ 86,166.36
Equity Sell (2,676) 13.02 $ 34,841.52
Equity Sell (7) 13.02 $ 91.13
Equity Sell (688) 13.06 $ 8,984.59
Equity Buy 517 13.03 $ 6,736.01
Equity Buy 47,755 13.04 $ 622,590.24
Equity Buy 13,597 12.90 $ 175,401.30
Equity Sell (3,167) 13.02 $ 41,234.34
Equity Sell (13,428) 13.02 $ 174,832.56
Equity Buy 14 13.02 $ 182.28
Equity Sell (1,590) 12.90 $ 20,511.00
Equity Buy 1,503 13.05 $ 19,610.93
Equity Buy 955 13.05 $ 12,460.70
Equity Buy 4,526 13.01 $ 58,900.47
Equity Borrow Return (406) - $ -
Equity Borrow Return (1,000) - $ -
Equity Borrow Return (2,042) - $ -
Equity Borrow 3,800 - $ -
Equity Borrow 2,000 - $ -
Equity Borrow 13,025 - $ -
Equity Borrow Return (64,314) - $ -
Equity Borrow 1,600 - $ -
Equity Borrow 1,200 - $ -
Equity Sell (8) 12.98 $ 103.84
Equity Buy 11 13.02 $ 143.22
Equity Sell (30) 12.99 $ 389.70
Equity Buy 13,668 13.02 $ 177,957.36
Equity Buy 630 12.98 $ 8,177.40
Equity Sell (517) 13.02 $ 6,731.34
Equity Buy 475 13.01 $ 6,178.35
Equity Buy 593 12.99 $ 7,700.17
Equity Buy 2,039 12.98 $ 26,466.22
Equity Borrow 8,637 - $ -
Equity Borrow 4,263 - $ -
Equity Borrow 1,471 - $ -
----- End of picture text -----
10/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 20 12.98 $ 259.60
Equity Sell (1,188) 12.58 $ 14,945.04
Equity Sell (22,508) 12.58 $ 283,150.64
Equity Buy 66 12.58 $ 830.28
Equity Buy 29 12.60 $ 365.54
Equity Buy 1,014 12.66 $ 12,840.44
Equity Sell (1,489) 12.59 $ 18,743.44
Equity Sell (593) 12.98 $ 7,697.14
Equity Sell (1,828) 12.98 $ 23,727.44
Equity Buy 118 12.80 $ 1,510.40
Equity Buy 55 12.80 $ 704.00
Equity Buy 29,658 12.77 $ 378,742.83
Equity Sell (83) 12.58 $ 1,044.14
Equity Borrow Return (2,658) - $ -
Equity Borrow Return (8,000) - $ -
Equity Borrow Return (2,000) - $ -
Equity Sell (920) 12.52 $ 11,518.40
Equity Buy 1,717 12.52 $ 21,496.84
Equity Buy 18 12.58 $ 226.44
Equity Sell (3,813) 12.52 $ 47,738.76
Equity Sell (3,263) 12.52 $ 40,852.76
Equity Buy 165 12.52 $ 2,065.80
Equity Sell (273) 12.52 $ 3,417.96
Equity Sell (123) 12.52 $ 1,539.96
Equity Buy 994 12.53 $ 12,454.82
Equity Buy 3 12.55 $ 37.65
Equity Sell (1,191) 12.53 $ 14,923.23
Equity Sell (5,064) 12.58 $ 63,705.12
Equity Sell (8,158) 12.52 $ 102,138.16
Equity Buy 9,214 12.57 $ 115,807.72
Equity Buy 77 12.58 $ 968.85
Equity Borrow 1,464 - $ -
Equity Borrow 406 - $ -
Equity Borrow 20,774 - $ -
Equity Borrow 72,961 - $ -
Equity Borrow 14,944 - $ -
Equity Buy 70 12.52 $ 876.40
Equity Sell (1,620) 12.77 $ 20,687.40
Equity Sell (4) 12.77 $ 51.08
Equity Buy 42 12.76 $ 535.72
Equity Buy 276 12.80 $ 3,533.60
Equity Buy 81 13.00 $ 1,053.00
Equity Buy 463 13.00 $ 6,019.00
Equity Sell (5,439) 12.77 $ 69,456.03
Equity Buy 8,932 12.88 $ 115,041.15
Equity Borrow 2,000 - $ -
Equity Borrow Return (5,000) - $ -
Equity Borrow 56,000 - $ -
Equity Sell (697) 12.24 $ 8,531.28
Equity Sell (4) 12.24 $ 48.96
Equity Buy 37 12.77 $ 472.49
Equity Buy 1,360 12.24 $ 16,646.40
Equity Buy 7,431 12.24 $ 90,955.44
Equity Sell (1,360) 12.24 $ 16,646.40
Equity Sell (88) 12.24 $ 1,077.12
Equity Buy 127 12.22 $ 1,552.31
Equity Sell (17,302) 12.36 $ 213,767.78
Equity Buy 286 12.25 $ 3,504.61
Equity Buy 1,512 12.58 $ 19,021.79
Equity Sell (276) 12.77 $ 3,524.52
Equity Sell (42) 12.77 $ 536.34
Equity Buy 372 12.21 $ 4,542.88
Equity Borrow 28,000 - $ -
Equity Borrow Return (6,200) - $ -
Equity Borrow 5,000 - $ -
Equity Borrow Return (9,496) - $ -
Equity Borrow 1,200 - $ -
Equity Borrow Return (55,712) - $ -
Equity Borrow 9,873 - $ -
Equity Buy 10 12.24 $ 122.40
Equity Buy 13,598 12.24 $ 166,439.52
Equity Buy 9,519 12.66 $ 120,510.54
Equity Buy 2,319 12.66 $ 29,358.54
Equity Sell (816) 12.66 $ 10,330.56
Equity Sell (1,383) 12.50 $ 17,287.53
Equity Buy 1,586 12.69 $ 20,124.29
Equity Buy 61 12.66 $ 772.33
Equity Buy 8,683 12.46 $ 108,205.97
Equity Buy 178 12.57 $ 2,237.12
Equity Sell (286) 12.24 $ 3,500.64
Equity Buy 88 12.59 $ 1,108.29
Equity Borrow 28,746 - $ -
Equity Borrow Return (17,249) - $ -
Equity Borrow 2,954 - $ -
Equity Borrow Return (24,344) - $ -
Equity Sell (163) 12.66 $ 2,063.58
----- End of picture text -----
11/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Sell (3,394) 12.66 $ 42,968.04
Equity Sell (178) 12.66 $ 2,253.48
Equity Sell (1,586) 12.66 $ 20,078.76
Equity Sell (2,176) 12.83 $ 27,912.64
Equity Buy 25,919 12.76 $ 330,726.44
Equity Buy 14,323 12.82 $ 183,670.88
Equity Sell (4,948) 12.91 $ 63,867.75
Equity Buy 184 12.79 $ 2,354.15
Equity Buy 1,122 12.81 $ 14,369.08
Equity Buy 7,853 12.76 $ 100,204.28
Equity Sell (136) 12.76 $ 1,735.36
Equity Sell (1,586) 12.66 $ 20,078.76
Equity Sell (178) 12.66 $ 2,253.48
Equity Sell (1,789) 12.66 $ 22,648.74
Equity Buy 46 12.76 $ 586.96
Equity Borrow Return (1,464) - $ -
Equity Borrow Return (406) - $ -
Equity Borrow Return (22,774) - $ -
Equity Borrow 30,100 - $ -
Equity Borrow Return (10,056) - $ -
Equity Borrow Return (105,484) - $ -
Equity Borrow 9,757 - $ -
Equity Sell (1,095) 12.26 $ 13,424.70
Equity Buy 1,088 12.26 $ 13,338.88
Equity Buy 1,213 12.27 $ 14,883.51
Equity Sell (568) 12.27 $ 6,971.26
Equity Buy 59 12.28 $ 724.39
Equity Buy 2,683 12.28 $ 32,941.05
Equity Sell (1,333) 12.26 $ 16,342.58
Equity Sell (1,122) 12.76 $ 14,316.72
Equity Sell (227) 12.76 $ 2,896.52
Equity Borrow 26,000 - $ -
Equity Borrow Return (4,478) - $ -
Equity Borrow Return (2,000) - $ -
Equity Borrow Return (5,000) - $ -
Equity Borrow Return (1,200) - $ -
Equity Borrow Return (9,873) - $ -
Equity Borrow Return (19,115) - $ -
Equity Buy 882 12.22 $ 10,778.04
Equity Sell (909) 12.22 $ 11,107.98
Equity Buy 17 12.26 $ 208.42
Equity Buy 1,767 12.50 $ 22,087.50
Equity Buy 6,799 12.22 $ 83,083.78
Equity Buy 23,829 12.22 $ 291,190.38
Equity Buy 3,838 12.22 $ 46,900.36
Equity Sell (1,095) 12.22 $ 13,380.90
Equity Sell (1,980) 12.22 $ 24,195.60
Equity Buy 2,825 12.15 $ 34,335.55
Equity Buy 38 12.20 $ 463.45
Equity Buy 747 12.09 $ 9,030.49
Equity Sell (611) 12.13 $ 7,412.56
Equity Sell (308) 12.22 $ 3,763.76
Equity Sell (2,683) 12.26 $ 32,893.58
Equity Sell (4,845) 12.77 $ 61,870.65
Equity Buy 291 12.15 $ 3,536.76
Equity Borrow 2,000 - $ -
Equity Borrow 12,100 - $ -
Equity Borrow Return (6,622) - $ -
Equity Borrow 6,200 - $ -
Equity Borrow Return (2,954) - $ -
Equity Borrow 7,841 - $ -
Equity Borrow Return (5,444) - $ -
Equity Sell (105) 12.56 $ 1,318.80
Equity Sell (868) 12.56 $ 10,902.08
Equity Buy 43 12.22 $ 525.46
Equity Buy 178 12.22 $ 2,175.16
Equity Sell (13,598) 12.22 $ 166,167.56
Equity Sell (8,160) 12.56 $ 102,489.60
Equity Buy 22,216 12.56 $ 279,032.96
Equity Sell (293) 12.56 $ 3,680.08
Equity Buy 68 12.56 $ 854.08
Equity Buy 1,067 12.51 $ 13,352.08
Equity Sell (2,645) 12.50 $ 33,075.28
Equity Buy 1,136 12.50 $ 14,199.25
Equity Buy 1 12.56 $ 12.56
Equity Sell (2,825) 12.22 $ 34,521.50
Equity Sell (590) 12.22 $ 7,209.80
Equity Sell (16,215) 12.47 $ 202,259.42
Equity Borrow Return (17,646) - $ -
Equity Borrow 5,200 - $ -
Equity Borrow 9,800 - $ -
Equity Borrow Return (5,926) - $ -
Equity Sell (23) 12.56 $ 288.88
Equity Sell (857) 12.76 $ 10,935.32
Equity Sell (3,223) 12.76 $ 41,125.48
Equity Buy 1 12.76 $ 12.76
----- End of picture text -----
12/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Sell (21) 12.76 $ 267.96
Equity Buy 2,113 12.73 $ 26,904.36
Equity Buy 1,241 12.63 $ 15,673.83
Equity Buy 57 12.74 $ 725.95
Equity Sell (1,067) 12.56 $ 13,401.52
Equity Sell (3,587) 12.56 $ 45,052.72
Equity Borrow 32,000 - $ -
Equity Borrow 257,536 - $ -
Equity Borrow Return (10,928) - $ -
Equity Buy 5,839 12.73 $ 74,314.70
Equity Sell (1,278) 12.33 $ 15,757.74
Equity Buy 8 12.76 $ 102.08
Equity Sell (7,955) 12.31 $ 97,894.75
Equity Buy 1,357 12.34 $ 16,746.20
Equity Sell (239) 12.46 $ 2,977.94
Equity Buy 368 12.28 $ 4,517.92
Equity Buy 250 12.40 $ 3,100.00
Equity Sell (16,611) 12.33 $ 204,813.63
Equity Sell (1,904) 12.33 $ 23,476.32
Equity Sell (2,113) 12.76 $ 26,961.88
Equity Sell (5,897) 12.76 $ 75,245.72
Equity Sell (291) 12.76 $ 3,713.16
Equity Borrow 7,968 - $ -
Equity Borrow 2,032 - $ -
Equity Borrow 3,104 - $ -
Equity Borrow Return (161) - $ -
Equity Buy 229 12.33 $ 2,823.57
Equity Buy 42 12.33 $ 517.86
Equity Sell (7,072) 12.18 $ 86,101.73
Equity Sell (3,947) 12.17 $ 48,034.99
Equity Buy 132 12.17 $ 1,606.44
Equity Sell (289) 12.28 $ 3,547.81
Equity Sell (6,749) 12.41 $ 83,740.18
Equity Buy 35,575 12.18 $ 433,272.09
Equity Buy 1,109 12.23 $ 13,566.55
Equity Sell (28,823) 12.17 $ 350,775.91
Equity Buy 228 12.33 $ 2,811.62
Equity Sell (447) 12.33 $ 5,511.51
Equity Sell (250) 12.33 $ 3,082.50
Equity Sell (5,989) 12.33 $ 73,844.37
Equity Borrow 2,566 - $ -
Equity Borrow Return (7,968) - $ -
Equity Borrow 5,402 - $ -
Equity Buy 361 12.79 $ 4,617.19
Equity Sell (9) 12.17 $ 109.53
Equity Buy 2,726 12.79 $ 34,865.54
Equity Sell (1,673) 12.79 $ 21,397.67
Equity Buy 401 12.72 $ 5,102.46
Equity Buy 643 12.60 $ 8,104.64
Equity Sell (676) 12.17 $ 8,226.92
Equity Buy 447 12.22 $ 5,462.34
Equity Buy 18,952 12.61 $ 238,984.38
Equity Buy 102 12.79 $ 1,304.58
Equity Buy 191 12.79 $ 2,442.89
Equity Buy 13 12.79 $ 166.27
Equity Buy 1,478 11.55 $ 17,070.90
Equity Sell (679) 11.55 $ 7,842.45
Equity Buy 13,984 11.55 $ 161,515.20
Equity Borrow Return (10,124) - $ -
Equity Borrow Return (5,440) - $ -
Equity Borrow Return (6,039) - $ -
Equity Borrow Return (7,841) - $ -
Equity Sell (3,807) 11.55 $ 43,970.85
Equity Buy 78 11.56 $ 901.52
Equity Buy 5,049 11.63 $ 58,699.63
Equity Buy 11,046 11.31 $ 124,924.98
Equity Buy 169 11.49 $ 1,941.32
Equity Sell (9,521) 11.23 $ 106,916.21
Equity Buy 38 11.62 $ 441.56
Equity Borrow Return (2,000) - $ -
Equity Borrow 376 - $ -
Equity Borrow 1,624 - $ -
Equity Borrow Return (4,434) - $ -
Equity Sell (276) 12.13 $ 3,347.88
Equity Buy 5 11.55 $ 57.75
Equity Sell (6,799) 12.13 $ 82,471.87
Equity Buy 14,598 12.13 $ 177,073.74
Equity Buy 8,697 12.13 $ 105,494.61
Equity Sell (94) 12.13 $ 1,140.22
Equity Buy 322 11.89 $ 3,828.58
Equity Buy 70 12.01 $ 840.74
Equity Sell (234) 11.95 $ 2,795.31
Equity Sell (4,475) 12.04 $ 53,881.88
Equity Sell (1,239) 11.73 $ 14,527.28
Equity Buy 57 12.18 $ 694.03
Equity Buy 265 12.18 $ 3,226.64
----- End of picture text -----
13/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 9,269 11.94 $ 110,631.81
Equity Borrow 60,400 - $ -
Equity Borrow 1,000 - $ -
Equity Borrow 100 - $ -
Equity Borrow 1,464 - $ -
Equity Borrow 5,440 - $ -
Equity Borrow 6,200 - $ -
Equity Borrow 1,995 - $ -
Equity Borrow 7,741 - $ -
Equity Borrow Return (89,494) - $ -
Equity Borrow 259,919 - $ -
Equity Buy 1,184 11.61 $ 13,746.24
Equity Sell (2,176) 11.74 $ 25,546.24
Equity Buy 1,360 11.61 $ 15,789.60
Equity Sell (14,021) 11.61 $ 162,783.81
Equity Buy 816 11.61 $ 9,473.76
Equity Sell (678) 11.61 $ 7,868.73
Equity Buy 4,023 11.75 $ 47,279.91
Equity Buy 403 11.61 $ 4,680.74
Equity Sell (4,170) 11.73 $ 48,893.25
Equity Buy 27,812 11.61 $ 322,897.32
Equity Sell (82) 11.61 $ 952.02
Equity Buy 2,046 11.62 $ 23,765.69
Equity Borrow 25,500 - $ -
Equity Borrow 93,900 - $ -
Equity Borrow Return (200,493) - $ -
Equity Buy 587 12.37 $ 7,261.19
Equity Buy 194 12.37 $ 2,399.78
Equity Buy 391 12.17 $ 4,758.47
Equity Buy 212 12.15 $ 2,575.80
Equity Buy 7 12.15 $ 85.05
Equity Buy 1,957 12.15 $ 23,777.55
Equity Sell (576) 12.37 $ 7,125.12
Equity Sell (17,441) 12.37 $ 215,745.17
Equity Buy 76 12.28 $ 933.50
Equity Buy 860 12.00 $ 10,320.00
Equity Sell (1,073) 12.37 $ 13,273.01
Equity Buy 17,312 12.37 $ 214,149.44
Equity Buy 41,197 12.37 $ 509,606.89
Equity Sell (341) 12.37 $ 4,218.17
Equity Buy 137 12.37 $ 1,694.69
Equity Sell (860) 11.61 $ 9,984.60
Equity Buy 728 12.30 $ 8,952.42
Equity Borrow 8,000 - $ -
Equity Borrow 1,988 - $ -
Equity Borrow Return (123,329) - $ -
Equity Sell (1,909) 13.22 $ 25,236.98
Equity Buy 1,909 13.22 $ 25,236.98
Equity Sell (150) 13.22 $ 1,983.00
Equity Buy 590 13.22 $ 7,799.80
Equity Buy 13 12.37 $ 160.81
Equity Sell (16,576) 13.22 $ 219,134.72
Equity Sell (942) 13.22 $ 12,453.24
Equity Sell (2,849) 13.22 $ 37,663.78
Equity Sell (7,120) 13.27 $ 94,465.75
Equity Buy 144 13.16 $ 1,895.43
Equity Buy 6,707 13.22 $ 88,647.06
Equity Buy 939 13.15 $ 12,349.99
Equity Sell (2,660) 13.22 $ 35,165.20
Equity Buy 370 13.16 $ 4,868.05
Equity Buy 305 13.16 $ 4,012.67
Equity Buy 1,104 13.16 $ 14,523.12
Equity Borrow Return (32,000) - $ -
Equity Borrow 90,000 - $ -
Equity Buy 404 12.82 $ 5,179.28
Equity Sell (2,334) 12.82 $ 29,921.88
Equity Buy 2,420 12.82 $ 31,024.40
Equity Sell (1,614) 13.22 $ 21,337.08
Equity Sell (7,363) 13.22 $ 97,338.86
Equity Buy 303 12.82 $ 3,884.07
Equity Buy 1,124 13.05 $ 14,669.47
Equity Buy 12,598 13.22 $ 166,545.56
Equity Sell (12,649) 13.22 $ 167,219.78
Equity Buy 1,700 12.82 $ 21,794.00
Equity Buy 3,210 12.82 $ 41,152.20
Equity Buy 389 12.82 $ 4,986.98
Equity Sell (14) 12.82 $ 179.48
Equity Sell (27) 12.82 $ 346.14
Equity Borrow Return (2,566) - $ -
Equity Borrow Return (1,968) - $ -
Equity Borrow Return (2,032) - $ -
Equity Borrow Return (3,170) - $ -
Equity Borrow 37,021 - $ -
Equity Borrow 2,032 - $ -
Equity Sell (21) 12.63 $ 265.23
Equity Sell (810) 12.63 $ 10,230.30
----- End of picture text -----
14/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 449 12.63 $ 5,670.87
Equity Buy 55 12.82 $ 705.10
Equity Sell (328) 12.82 $ 4,204.96
Equity Sell (177) 12.82 $ 2,269.14
Equity Sell (762) 12.65 $ 9,636.02
Equity Buy 584 12.65 $ 7,389.55
Equity Buy 199 12.66 $ 2,519.34
Equity Sell (147) 12.65 $ 1,859.99
Equity Buy 8,783 12.66 $ 111,155.30
Equity Buy 10,743 12.67 $ 136,085.05
Equity Sell (10,702) 12.67 $ 135,630.03
Equity Buy 1,225 12.65 $ 15,497.84
Equity Sell (303) 12.82 $ 3,884.46
Equity Sell (4,910) 12.82 $ 62,946.20
Equity Borrow Return (21,919) - $ -
Equity Borrow Return (1,976) - $ -
Equity Borrow Return (100) - $ -
Equity Borrow Return (1,464) - $ -
Equity Borrow Return (6,200) - $ -
Equity Borrow Return (1,995) - $ -
Equity Borrow Return (1,293) - $ -
Equity Buy 493 12.43 $ 6,127.99
Equity Sell (26) 12.63 $ 328.38
Equity Sell (21,757) 12.60 $ 274,138.20
Equity Sell (16,712) 12.43 $ 207,730.16
Equity Sell (544) 12.43 $ 6,761.92
Equity Buy 15,644 12.43 $ 194,454.92
Equity Buy 609 12.34 $ 7,514.29
Equity Buy 3,437 12.40 $ 42,626.66
Equity Sell (852) 12.53 $ 10,674.86
Equity Buy 100 12.37 $ 1,237.24
Equity Sell (1,424) 12.63 $ 17,985.12
Equity Sell (584) 12.63 $ 7,375.92
Equity Sell (100) 12.63 $ 1,263.00
Equity Borrow Return (3,581) - $ -
Equity Borrow Return (15,645) - $ -
Equity Borrow 71,114 - $ -
Equity Buy 400 12.40 $ 4,960.00
Equity Sell (137) 12.43 $ 1,702.91
Equity Sell (1,360) 12.40 $ 16,864.00
Equity Sell (4) 12.40 $ 49.60
Equity Buy 1,982 12.40 $ 24,580.89
Equity Buy 186 12.42 $ 2,310.12
Equity Buy 500 12.43 $ 6,217.44
Equity Buy 446 12.43 $ 5,543.84
Equity Buy 6,712 12.44 $ 83,465.61
Equity Sell (80) 12.41 $ 993.02
Equity Sell (3,359) 12.46 $ 41,848.15
Equity Sell (609) 12.43 $ 7,569.87
Equity Sell (2,048) 12.43 $ 25,456.64
Equity Sell (500) 12.43 $ 6,215.00
Equity Borrow Return (44,755) - $ -
Equity Borrow Return (34,360) - $ -
Equity Borrow 2,566 - $ -
Equity Borrow 33,120 - $ -
Equity Borrow Return (35,686) - $ -
Equity Buy 531 12.26 $ 6,510.06
Equity Buy 19 12.40 $ 235.60
Equity Buy 151 12.29 $ 1,855.79
Equity Buy 544 12.47 $ 6,783.68
Equity Buy 13,266 12.26 $ 162,641.16
Equity Sell (732) 12.26 $ 8,974.32
Equity Sell (11,890) 12.26 $ 145,824.38
Equity Buy 8,313 12.16 $ 101,055.06
Equity Buy 2,808 12.17 $ 34,165.08
Equity Buy 263 12.18 $ 3,202.65
Equity Sell (240) 12.14 $ 2,913.60
Equity Sell (436) 12.26 $ 5,345.36
Equity Sell (39) 12.40 $ 483.60
Equity Sell (96) 12.26 $ 1,176.96
Equity Buy 46 12.23 $ 562.36
Equity Buy 3,989 12.23 $ 48,786.67
Equity Borrow 89,000 - $ -
Equity Borrow Return (14,070) - $ -
Equity Borrow 3,358 - $ -
Equity Borrow 69,336 - $ -
Equity Borrow Return (35,827) - $ -
Equity Buy 2 12.26 $ 24.52
Equity Buy 9,178 12.73 $ 116,835.94
Equity Buy 12,646 12.73 $ 160,983.58
Equity Buy 7,785 12.73 $ 99,103.05
Equity Buy 240 12.72 $ 3,052.80
Equity Buy 11,331 12.50 $ 141,686.88
Equity Sell (2,854) 12.73 $ 36,334.40
Equity Buy 700 12.60 $ 8,821.16
Equity Buy 821 12.72 $ 10,443.14
----- End of picture text -----
15/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 2,592 12.73 $ 32,996.16
Equity Sell (700) 12.26 $ 8,582.00
Equity Buy 3,297 12.73 $ 41,983.07
Equity Borrow Return (63,383) - $ -
Equity Borrow Return (9,170) - $ -
Equity Borrow 1,464 - $ -
Equity Borrow 2,466 - $ -
Equity Borrow 6,200 - $ -
Equity Borrow 1,393 - $ -
Equity Borrow Return (168,130) - $ -
Equity Buy 363 12.46 $ 4,522.98
Equity Buy 4 12.73 $ 50.92
Equity Sell (362,992) 12.60 $ 4,573,699.20
Equity Buy 362,992 12.60 $ 4,573,699.20
Equity Buy 340 13.02 $ 4,426.80
Equity Sell (5,576) 12.46 $ 69,476.96
Equity Sell (544) 12.46 $ 6,778.24
Equity Sell (398) 12.46 $ 4,959.08
Equity Buy 2,057 12.46 $ 25,630.22
Equity Buy 21 12.46 $ 261.66
Equity Sell (186) 12.65 $ 2,352.51
Equity Sell (106) 12.58 $ 1,333.91
Equity Buy 615 12.57 $ 7,729.63
Equity Sell (123) 12.46 $ 1,532.58
Equity Sell (28) 12.46 $ 348.88
Equity Buy 931 12.70 $ 11,828.21
Equity Borrow 11,500 - $ -
Equity Borrow Return (2,093) - $ -
Equity Borrow Return (4,263) - $ -
Equity Borrow Return (3,800) - $ -
Equity Borrow 1,000 - $ -
Equity Borrow 106,014 - $ -
Equity Sell (3) 12.46 $ 37.38
Equity Sell (1,360) 12.79 $ 17,394.40
Equity Buy 9,578 12.79 $ 122,502.62
Equity Sell (2,100) 12.79 $ 26,859.00
Equity Sell (56) 12.79 $ 716.24
Equity Buy 461 12.84 $ 5,918.57
Equity Sell (5,998) 12.69 $ 76,141.15
Equity Sell (48) 12.80 $ 614.24
Equity Buy 409 12.76 $ 5,220.72
Equity Borrow Return (6,544) - $ -
Equity Borrow Return (3,921) - $ -
Equity Borrow Return (33,130) - $ -
Equity Borrow 16,713 - $ -
Equity Borrow Return (204,178) - $ -
Equity Buy 53 12.79 $ 677.87
Equity Buy 14 12.79 $ 179.06
Equity Sell (680) 12.62 $ 8,581.60
Equity Buy 10,054 12.62 $ 126,881.48
Equity Buy 9 12.62 $ 113.58
Equity Sell (284) 12.69 $ 3,604.90
Equity Buy 92 12.69 $ 1,167.30
Equity Sell (68) 12.69 $ 862.92
Equity Buy 1,383 12.76 $ 17,650.56
Equity Sell (369) 12.67 $ 4,673.51
Equity Borrow Return (11,500) - $ -
Equity Borrow Return (21,413) - $ -
Equity Borrow 12,987 - $ -
Equity Borrow 12,987 - $ -
Equity Borrow Return (55,741) - $ -
Equity Borrow 28,000 - $ -
Equity Buy 320 12.71 $ 4,067.20
Equity Sell (3) 12.62 $ 37.86
Equity Sell (12,647) 12.71 $ 160,743.37
Equity Sell (491) 12.68 $ 6,227.59
Equity Sell (6,677) 12.66 $ 84,500.33
Equity Buy 16,515 12.71 $ 209,905.65
Equity Sell (2,543) 12.26 $ 31,177.18
Equity Borrow Return (1,000) - $ -
Equity Borrow Return (21,027) - $ -
Equity Borrow 8,637 - $ -
Equity Borrow 50,716 - $ -
Equity Borrow 4,263 - $ -
Equity Borrow 3,800 - $ -
Equity Borrow 35,000 - $ -
Equity Sell (1,755) 12.91 $ 22,657.05
Equity Sell (2) 12.71 $ 25.42
Equity Buy 4,216 12.91 $ 54,428.56
Equity Buy 5,333 12.91 $ 68,849.03
Equity Buy 526 12.91 $ 6,790.66
Equity Sell (5) 12.91 $ 64.55
Equity Sell (488) 12.91 $ 6,297.96
Equity Buy 10,174 12.86 $ 130,876.86
Equity Sell (1,871) 12.86 $ 24,057.97
Equity Sell (3,411) 12.91 $ 44,036.01
----- End of picture text -----
16/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 75 12.91 $ 968.25
Equity Borrow 46,000 - $ -
Equity Borrow Return (10,500) - $ -
Equity Borrow Return (6,200) - $ -
Equity Borrow 5,954 - $ -
Equity Borrow 40,000 - $ -
Equity Buy 1,859 12.99 $ 24,148.41
Equity Sell (1) 12.91 $ 12.91
Equity Buy 10 12.99 $ 129.90
Equity Buy 3,626 12.99 $ 47,101.74
Equity Buy 9,419 12.99 $ 122,352.81
Equity Buy 186 12.99 $ 2,416.14
Equity Sell (1,843) 12.95 $ 23,874.44
Equity Buy 149 13.07 $ 1,947.17
Equity Buy 8,465 12.99 $ 109,960.35
Equity Sell (3,870) 12.99 $ 50,271.30
Equity Borrow Return (194) - $ -
Equity Borrow Return (1,045) - $ -
Equity Borrow 662,900 - $ -
Equity Borrow 486,622 - $ -
Equity Sell (2,208) 13.50 $ 29,808.00
Equity Sell (1,020) 13.50 $ 13,770.00
Equity Sell (13) 13.50 $ 175.50
Equity Buy 4,560 13.50 $ 61,560.00
Equity Buy 255 13.46 $ 3,432.30
Equity Sell (1,823) 13.50 $ 24,601.68
Equity Sell (948) 13.46 $ 12,758.26
Equity Sell (1,257) 12.99 $ 16,328.43
Equity Buy 119 13.47 $ 1,602.47
Equity Borrow 11,984 - $ -
Equity Borrow Return (7,435) - $ -
Equity Borrow Return (1,988) - $ -
Equity Borrow 113,388 - $ -
Equity Borrow Return (744,874) - $ -
Equity Borrow 289,678 - $ -
Equity Borrow Return (63,000) - $ -
Equity Sell (11) 13.48 $ 148.28
Equity Sell (12) 13.48 $ 161.72
Equity Sell (125) 13.46 $ 1,683.00
Equity Buy 22 13.50 $ 297.00
Equity Buy 5,440 13.52 $ 73,548.80
Equity Sell (13,598) 13.50 $ 183,573.00
Equity Sell (1,778) 13.52 $ 24,038.56
Equity Buy 3,511 13.52 $ 47,468.72
Equity Buy 18,371 13.52 $ 248,375.92
Equity Sell (63) 13.52 $ 851.76
Equity Sell (38) 13.50 $ 512.84
Equity Sell (331) 13.50 $ 4,469.42
Equity Sell (1) 13.52 $ 13.52
Equity Buy 329 13.52 $ 4,448.08
Equity Sell (2,930) 13.49 $ 39,537.00
Equity Buy 54 13.52 $ 730.08
Equity Buy 14 13.52 $ 189.28
Equity Borrow 1,500 - $ -
Equity Borrow 13,000 - $ -
Equity Borrow 9,118 - $ -
Equity Borrow Return (24,710) - $ -
Equity Borrow Return (13,857) - $ -
Equity Borrow Return (287,135) - $ -
Equity Buy 332 13.55 $ 4,498.60
Equity Sell (6) 13.52 $ 81.12
Equity Sell (680) 13.55 $ 9,214.00
Equity Sell (6,740) 13.55 $ 91,319.32
Equity Buy 588 13.63 $ 8,012.92
Equity Buy 1,133 13.69 $ 15,508.58
Equity Sell (97) 12.71 $ 1,232.87
Equity Borrow Return (376) - $ -
Equity Borrow Return (66) - $ -
Equity Borrow Return (2,419) - $ -
Equity Borrow 3,000 - $ -
Equity Borrow 753 - $ -
Equity Borrow Return (113,388) - $ -
Equity Borrow Return (73,382) - $ -
Equity Borrow 104,000 - $ -
Equity Buy 526 13.62 $ 7,164.12
Equity Sell (4) 13.55 $ 54.20
Equity Buy 3,399 13.62 $ 46,294.38
Equity Buy 5,721 13.62 $ 77,920.02
Equity Sell (76) 13.61 $ 1,034.63
Equity Buy 3,722 13.67 $ 50,878.56
Equity Sell (36) 13.67 $ 492.10
Equity Sell (1,406) 13.76 $ 19,346.59
Equity Buy 2,720 13.55 $ 36,856.00
Equity Sell (13) 13.62 $ 177.06
Equity Borrow Return (1,500) - $ -
Equity Borrow Return (6,923) - $ -
----- End of picture text -----
17/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Borrow Return (1,464) - $ -
Equity Borrow Return (6,200) - $ -
Equity Borrow Return (10,646) - $ -
Equity Borrow Return (1,393) - $ -
Equity Borrow 30,068 - $ -
Equity Borrow Return (4,350) - $ -
Equity Borrow 86,000 - $ -
Equity Buy 13,983 13.62 $ 190,448.46
Equity Buy 680 13.62 $ 9,261.60
Equity Sell (41) 13.62 $ 558.42
Equity Buy 7,479 13.81 $ 103,284.99
Equity Sell (16,318) 13.62 $ 222,251.16
Equity Buy 1,967 13.78 $ 27,108.04
Equity Sell (274) 13.81 $ 3,783.94
Equity Sell (2,969) 13.77 $ 40,894.80
Equity Sell (111) 13.80 $ 1,531.92
Equity Buy 397 13.77 $ 5,465.71
Equity Sell (477) 13.62 $ 6,496.74
Equity Buy 37,294 13.81 $ 515,030.14
Equity Buy 10,021 13.81 $ 138,390.01
Equity Sell (5) 13.81 $ 69.05
Equity Sell (1,932) 13.81 $ 26,680.92
Equity Borrow 17,200 - $ -
Equity Borrow 31,122 - $ -
Equity Borrow 3,729 - $ -
Equity Borrow Return (17,246) - $ -
Equity Borrow Return (109,434) - $ -
Equity Borrow Return (12,987) - $ -
Equity Borrow 26,874 - $ -
Equity Borrow 34,746 - $ -
Equity Sell (877) 13.56 $ 11,892.12
Equity Buy 317 13.56 $ 4,298.52
Equity Buy 2,283 13.62 $ 31,094.46
Equity Buy 2,283 13.61 $ 31,071.63
Equity Sell (2,283) 13.57 $ 30,980.31
Equity Buy 109 13.52 $ 1,473.68
Equity Sell (109) 13.55 $ 1,476.95
Equity Buy 1,360 13.56 $ 18,441.60
Equity Buy 2,246 13.56 $ 30,455.76
Equity Sell (25) 13.56 $ 339.00
Equity Sell (381) 13.62 $ 5,189.22
Equity Sell (322) 13.57 $ 4,370.85
Equity Buy 5,913 13.65 $ 80,700.75
Equity Buy 191 13.56 $ 2,590.09
Equity Sell (1,468) 13.81 $ 20,273.08
Equity Borrow Return (3,000) - $ -
Equity Borrow Return (5,674) - $ -
Equity Borrow Return (30,560) - $ -
Equity Borrow 52,731 - $ -
Equity Borrow 13,738 - $ -
Equity Sell (13,598) 13.56 $ 184,388.88
Equity Sell (71) 13.70 $ 972.67
Equity Sell (330) 13.72 $ 4,528.89
Equity Buy 35 13.75 $ 481.25
Equity Sell (11) 13.56 $ 149.16
Equity Sell (1,938) 13.56 $ 26,279.28
Equity Buy 7,869 13.75 $ 108,198.75
Equity Buy 18,568 13.75 $ 255,310.00
Equity Buy 3,404 13.70 $ 46,642.29
Equity Borrow 1,500 - $ -
Equity Borrow 18,000 - $ -
Equity Borrow 5,720 - $ -
Equity Borrow 1,688 - $ -
Equity Borrow 1,292 - $ -
Equity Borrow 118,043 - $ -
Equity Sell (7,820) 13.55 $ 105,961.00
Equity Sell (148) 13.60 $ 2,012.80
Equity Sell (213) 13.57 $ 2,891.32
Equity Sell (290) 13.60 $ 3,944.79
Equity Sell (571) 13.55 $ 7,737.05
Equity Sell (14) 13.75 $ 192.50
Equity Buy 13 13.75 $ 178.75
Equity Buy 1,226 13.55 $ 16,612.30
Equity Buy 1,700 13.55 $ 23,035.00
Equity Sell (34) 13.55 $ 460.70
Equity Borrow Return (448) - $ -
Equity Borrow Return (13,034) - $ -
Equity Borrow Return (250) - $ -
Equity Borrow 5,000 - $ -
Equity Borrow 2,400 - $ -
Equity Borrow 18,426 - $ -
Equity Buy 317 13.76 $ 4,361.92
Equity Sell (437) 13.76 $ 6,013.12
Equity Sell (8,973) 13.76 $ 123,468.48
Equity Buy 1,900 13.79 $ 26,199.89
Equity Sell (155) 13.82 $ 2,141.84
----- End of picture text -----
18/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 2,200 13.79 $ 30,330.69
Equity Buy 16 13.76 $ 220.11
Equity Sell (3,602) 13.55 $ 48,807.10
Equity Sell (2,200) 13.55 $ 29,810.00
Equity Sell (1,900) 13.55 $ 25,745.00
Equity Buy 1 13.55 $ 13.55
Equity Sell (2,160) 13.76 $ 29,721.60
Equity Buy 1,700 13.76 $ 23,392.00
Equity Sell (1,257) 13.76 $ 17,296.32
Equity Buy 10,655 13.76 $ 146,612.80
Equity Buy 27 13.76 $ 371.52
Equity Borrow Return (4,161) - $ -
Equity Borrow Return (18,440) - $ -
Equity Borrow 17,516 - $ -
Equity Borrow Return (274) - $ -
Equity Borrow 274 - $ -
Equity Borrow 300 - $ -
Equity Borrow Return (8,637) - $ -
Equity Borrow Return (10,469) - $ -
Equity Borrow Return (4,263) - $ -
Equity Borrow Return (4,553) - $ -
Equity Borrow 419 - $ -
Equity Borrow 24,015 - $ -
Equity Borrow 35,138 - $ -
Equity Sell (1,751) 13.67 $ 23,936.17
Equity Sell (9) 13.67 $ 123.03
Equity Buy 409 13.56 $ 5,546.04
Equity Buy 4,080 13.67 $ 55,773.60
Equity Sell (6,799) 13.76 $ 93,554.24
Equity Sell (1,756) 13.76 $ 24,162.56
Equity Buy 6,718 13.66 $ 91,800.40
Equity Sell (755) 13.61 $ 10,271.79
Equity Sell (262) 13.66 $ 3,580.15
Equity Buy 300 13.66 $ 4,097.78
Equity Buy 300 13.66 $ 4,098.33
Equity Sell (300) 13.76 $ 4,128.00
Equity Sell (300) 13.76 $ 4,128.00
Equity Buy 9 13.76 $ 123.84
Equity Buy 180 13.53 $ 2,435.40
Equity Buy 126 13.70 $ 1,726.20
Equity Buy 9,213 13.74 $ 126,586.62
Equity Sell (54) 13.73 $ 741.42
Equity Buy 16,865 13.67 $ 230,544.55
Equity Sell (972) 13.67 $ 13,287.24
Equity Sell (132) 13.67 $ 1,804.44
Equity Buy 15 13.67 $ 205.05
Equity Sell (15) 13.67 $ 205.05
Equity Sell (6,799) 13.76 $ 93,554.24
Equity Sell (33,996) 13.76 $ 467,784.96
Equity Borrow Return (1,072) - $ -
Equity Borrow Return (18,088) - $ -
Equity Borrow Return (3,039) - $ -
Equity Borrow 2,300 - $ -
Equity Borrow Return (44,290) - $ -
Equity Borrow 44,708 - $ -
Equity Sell (350) 13.38 $ 4,683.00
Equity Sell (1,476) 13.45 $ 19,852.20
Equity Sell (7,955) 13.45 $ 106,994.75
Equity Buy 5,116 13.42 $ 68,677.11
Equity Sell (266) 13.34 $ 3,549.14
Equity Sell (324) 13.33 $ 4,320.47
Equity Sell (6,202) 13.67 $ 84,781.34
Equity Sell (2,074) 13.67 $ 28,351.58
Equity Buy 539 13.34 $ 7,189.99
Equity Sell (37,836) 13.39 $ 506,620.26
Equity Buy 3,525 13.42 $ 47,289.99
Equity Buy 3,356 13.46 $ 45,155.99
Equity Buy 850 13.39 $ 11,380.65
Equity Sell (3) 13.67 $ 41.01
Equity Buy 1,020 13.38 $ 13,647.60
Equity Borrow 8,900 - $ -
Equity Borrow 6,800 - $ -
Equity Sell (705) 13.10 $ 9,235.50
Equity Sell (4,244) 13.10 $ 55,596.40
Equity Buy 3,233 13.10 $ 42,352.30
Equity Buy 493 12.96 $ 6,389.28
Equity Buy 7 13.14 $ 91.98
Equity Sell (374) 13.10 $ 4,899.40
Equity Sell (1,677) 13.10 $ 21,968.70
Equity Sell (16,265) 13.10 $ 213,071.50
Equity Sell (312) 13.14 $ 4,100.12
Equity Buy 694 13.12 $ 9,106.43
Equity Buy 1,400 13.14 $ 18,395.21
Equity Sell (16) 13.23 $ 211.69
Equity Buy 900 13.15 $ 11,833.80
Equity Sell (106) 13.15 $ 1,393.85
----- End of picture text -----
19/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 19 13.11 $ 249.10
Equity Buy 138 13.38 $ 1,846.44
Equity Buy 69 13.06 $ 901.14
Equity Buy 4,458 13.10 $ 58,399.80
Equity Sell (134) 13.10 $ 1,755.40
Equity Buy 864 13.00 $ 11,235.20
Equity Buy 929 13.04 $ 12,114.35
Equity Sell (12,536) 13.38 $ 167,731.68
Equity Sell (4,760) 13.38 $ 63,688.80
Equity Sell (900) 13.38 $ 12,042.00
Equity Sell (1,400) 13.38 $ 18,732.00
Equity Buy 368 13.14 $ 4,836.81
Equity Borrow Return (428) - $ -
Equity Borrow Return (10,283) - $ -
Equity Borrow Return (235) - $ -
Equity Borrow 94 - $ -
Equity Borrow 18,906 - $ -
Equity Borrow 20,000 - $ -
Equity Buy 11,633 13.10 $ 152,392.30
Equity Buy 4,221 13.10 $ 55,295.10
Equity Sell (124) 13.20 $ 1,637.14
Equity Buy 66 13.24 $ 873.76
Equity Buy 400 13.21 $ 5,284.49
Equity Buy 700 13.21 $ 9,247.86
Equity Sell (372) 13.10 $ 4,873.20
Equity Sell (3,355) 13.10 $ 43,950.50
Equity Sell (700) 13.55 $ 9,485.00
Equity Sell (400) 13.55 $ 5,420.00
Equity Sell (81) 13.21 $ 1,070.01
Equity Buy 54 13.21 $ 713.34
Equity Buy 1,427 13.21 $ 18,855.01
Equity Borrow Return (48,566) - $ -
Equity Borrow 7,502 - $ -
Equity In-kind transaction to deliver the shares (3,616) - $ -
Equity Buy 5,414 12.98 $ 70,273.72
Equity Buy 2,390 13.07 $ 31,239.93
Equity Sell (190) 13.04 $ 2,478.31
Equity Buy 255 13.02 $ 3,318.88
Equity Buy 1,600 13.08 $ 20,920.80
Equity Sell (10) 13.21 $ 132.10
Equity Buy 116 12.98 $ 1,505.68
Equity Sell (246) 12.98 $ 3,193.08
Equity Buy 7,327 12.98 $ 95,104.46
Equity Buy 83 12.98 $ 1,077.34
Equity Buy 27 12.98 $ 350.46
Equity Sell (1,600) 13.21 $ 21,136.00
Equity Borrow 12,000 - $ -
Equity Borrow Return (8,949) - $ -
Equity Borrow 4,000 - $ -
Equity Borrow 10,000 - $ -
Equity Borrow 1,685 - $ -
Equity Borrow Return (30,210) - $ -
Equity Borrow Return (18,426) - $ -
Equity Borrow 27,368 - $ -
Equity Sell (334) 13.29 $ 4,438.86
Equity Buy 270 13.25 $ 3,577.50
Equity Sell (5,414) 13.29 $ 71,952.06
Equity Sell (2,973) 12.98 $ 38,589.54
Equity Buy 140 13.29 $ 1,860.24
Equity Sell (145) 13.28 $ 1,925.32
Equity Buy 2,779 13.31 $ 36,979.40
Equity Buy 344 13.29 $ 4,571.45
Equity Buy 100 13.26 $ 1,326.12
Equity Sell (100) 12.98 $ 1,298.00
Equity Buy 918 13.29 $ 12,198.66
Equity Buy 2,566 13.31 $ 34,149.61
Equity Buy 2,272 13.33 $ 30,279.85
Equity Sell (11) 12.98 $ 142.78
Equity Buy 709 13.18 $ 9,344.62
Equity Buy 3 13.20 $ 39.60
Equity Sell (9,475) 13.29 $ 125,875.38
Equity Sell (8) 13.29 $ 106.32
Equity Buy 2,677 13.29 $ 35,577.33
Equity Sell (26) 13.29 $ 345.54
Equity Sell (5) 13.29 $ 66.45
Equity Buy 2,358 13.26 $ 31,273.33
Equity Borrow 18,000 - $ -
Equity Borrow Return (1,510) - $ -
Equity Borrow Return (25,187) - $ -
Equity Borrow 6,158 - $ -
Equity Borrow 4,656 - $ -
Equity Sell (277) 13.23 $ 3,664.71
Equity Buy 5,415 13.23 $ 71,640.45
Equity Sell (8,675) 13.29 $ 115,290.75
Equity Buy 2,066 13.35 $ 27,578.71
Equity Buy 300 13.29 $ 3,988.20
----- End of picture text -----
20/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Sell (145) 13.28 $ 1,926.04
Equity Sell (101) 13.24 $ 1,337.25
Equity Sell (300) 13.29 $ 3,987.00
Equity Buy 98 13.31 $ 1,304.25
Equity Buy 190 13.38 $ 2,542.30
Equity Buy 1,598 13.36 $ 21,348.80
Equity Sell (48) 13.29 $ 637.92
Equity Buy 95 13.29 $ 1,262.55
Equity Sell (972) 13.23 $ 12,859.56
Equity Buy 11,752 13.23 $ 155,478.96
Equity Buy 339 13.23 $ 4,484.97
Equity Sell (10) 13.23 $ 132.30
Equity Sell (13) 13.23 $ 171.99
Equity Buy 2,319 13.23 $ 30,680.37
Equity Borrow Return (3,678) - $ -
Equity Sell (60) 13.23 $ 793.80
Equity Sell (1,353) 13.12 $ 17,751.36
Equity Buy 135 13.07 $ 1,764.35
Equity Sell (165) 13.08 $ 2,158.03
Equity Buy 2,406 13.08 $ 31,465.19
Equity Buy 600 13.08 $ 7,848.89
Equity Buy 142 13.07 $ 1,856.49
Equity Sell (3,952) 13.23 $ 52,284.96
Equity Sell (2,046) 13.23 $ 27,068.58
Equity Sell (600) 13.23 $ 7,938.00
Equity Buy 18 13.07 $ 235.22
Equity Buy 270 13.12 $ 3,542.40
Equity Buy 2,748 13.12 $ 36,053.76
Equity Sell (225) 13.12 $ 2,952.00
Equity Buy 115 13.12 $ 1,508.80
Equity Buy 22 13.12 $ 288.64
Equity Sell (2,559) 13.12 $ 33,574.08
Equity Buy 1,209 13.11 $ 15,846.60
Equity Borrow 1,000 - $ -
Equity Borrow Return (31,038) - $ -
Equity Borrow Return (17,426) - $ -
Equity Borrow Return (4,300) - $ -
Equity Sell (751) 13.15 $ 9,875.65
Equity Sell (1,353) 13.15 $ 17,791.95
Equity Sell (3) 13.12 $ 39.36
Equity Sell (4,451) 13.15 $ 58,530.65
Equity Sell (1,118) 13.15 $ 14,701.70
Equity Buy 211 13.08 $ 2,760.32
Equity Sell (242) 13.11 $ 3,172.74
Equity Buy 936 13.15 $ 12,307.42
Equity Buy 700 13.12 $ 9,185.27
Equity Sell (700) 13.12 $ 9,184.00
Equity Buy 34 13.15 $ 447.07
Equity Sell (96) 13.15 $ 1,262.40
Equity Buy 1,615 13.14 $ 21,219.97
Equity Sell (27) 13.15 $ 355.05
Equity Borrow 15,000 - $ -
Equity Borrow Return (7,656) - $ -
Equity In-kind transaction to receive the shares 2,688 - $ -
Equity Sell (481) 13.02 $ 6,262.62
Equity Buy 2,706 13.11 $ 35,475.66
Equity Sell (2,435) 13.11 $ 31,922.85
Equity Buy 5,182 13.02 $ 67,469.64
Equity Buy 1,187 13.05 $ 15,488.97
Equity Sell (46) 13.15 $ 604.90
Equity Buy 3,762 13.02 $ 48,981.24
Equity Buy 3,119 13.02 $ 40,609.38
Equity Buy 914 13.02 $ 11,901.30
Equity Sell (98) 13.01 $ 1,275.33
Equity Sell (552) 12.99 $ 7,170.81
Equity Buy 600 13.02 $ 7,812.39
Equity Buy 19 13.02 $ 247.38
Equity Buy 748 13.04 $ 9,751.38
Equity Sell (3,794) 13.15 $ 49,891.10
Equity Sell (600) 13.15 $ 7,890.00
Equity Buy 269 13.02 $ 3,501.28
Equity Buy 406 13.02 $ 5,286.12
Equity Sell (79) 13.02 $ 1,028.58
Equity Sell (27) 13.02 $ 351.54
Equity Borrow Return (5,361) - $ -
Equity Borrow Return (1,110) - $ -
Equity Borrow Return (44,928) - $ -
Equity Borrow Return (5,787) - $ -
Equity Borrow Return (13,393) - $ -
Equity Borrow 4,329 - $ -
Equity Borrow Return (7,308) - $ -
Equity Borrow 30,520 - $ -
Equity Sell (501) 13.09 $ 6,558.09
Equity Buy 4,059 13.09 $ 53,132.31
Equity Sell (3,118) 13.02 $ 40,596.36
Equity Sell (8,756) 13.02 $ 114,003.12
----- End of picture text -----
21/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 655 13.13 $ 8,598.81
Equity Sell (211) 13.13 $ 2,769.48
Equity Buy 1,865 13.14 $ 24,499.62
Equity Buy 247 13.17 $ 3,252.27
Equity Buy 1,195 13.14 $ 15,704.81
Equity Sell (18) 13.02 $ 234.36
Equity Buy 1,691 13.09 $ 22,135.19
Equity Buy 10,277 13.09 $ 134,525.93
Equity Buy 2,200 13.09 $ 28,798.00
Equity Sell (1) 13.09 $ 13.09
Equity Buy 1 13.09 $ 13.09
Equity Sell (1) 13.09 $ 13.09
Equity Sell (109) 13.09 $ 1,426.81
Equity Buy 574 13.17 $ 7,562.22
Equity Buy 54 13.09 $ 706.86
Equity Sell (4,289) 13.09 $ 56,143.01
Equity Borrow Return (6,639) - $ -
Equity Borrow Return (19,808) - $ -
Equity Borrow Return (9,994) - $ -
Equity Borrow 9,811 - $ -
Equity Sell (351) 13.12 $ 4,605.12
Equity Sell (1,130) 13.04 $ 14,735.20
Equity Buy 676 13.04 $ 8,815.04
Equity Buy 871 13.06 $ 11,378.63
Equity Sell (4,730) 13.04 $ 61,679.20
Equity Buy 7,981 13.05 $ 104,137.29
Equity Buy 2,322 12.92 $ 29,993.34
Equity Sell (484) 13.05 $ 6,315.81
Equity Sell (382) 13.02 $ 4,972.07
Equity Buy 738 13.01 $ 9,603.30
Equity Buy 287 13.04 $ 3,742.48
Equity Buy 27 13.04 $ 352.08
Equity Sell (219) 13.04 $ 2,855.76
Equity Buy 72 12.95 $ 932.09
Equity Borrow Return (1,000) - $ -
Equity Borrow 15,000 - $ -
Equity Sell (235) 13.57 $ 3,188.95
Equity Buy 57 13.22 $ 753.54
Equity Buy 754 13.22 $ 9,967.88
Equity Sell (9,999) 13.57 $ 135,686.43
Equity Buy 33 13.33 $ 439.89
Equity Buy 5,226 13.57 $ 70,916.82
Equity Buy 2,128 13.35 $ 28,398.69
Equity Buy 3,257 13.40 $ 43,642.25
Equity Sell (175) 13.44 $ 2,351.85
Equity Buy 40 13.29 $ 531.52
Equity Buy 404 13.38 $ 5,403.86
Equity Sell (2,322) 13.04 $ 30,278.88
Equity Sell (9,373) 13.04 $ 122,223.92
Equity Sell (1,556) 13.04 $ 20,290.24
Equity Buy 401 13.45 $ 5,395.35
Equity Buy 178 13.57 $ 2,415.46
Equity Buy 22,966 13.57 $ 311,648.62
Equity Sell (127) 13.57 $ 1,723.39
Equity Borrow Return (5,677) - $ -
Equity Borrow Return (399) - $ -
Equity Buy 2 13.52 $ 27.04
Equity Sell (50) 13.57 $ 678.50
Equity Buy 109 13.55 $ 1,476.95
Equity Buy 9,463 13.49 $ 127,655.87
Equity Buy 25 13.49 $ 337.25
Equity Buy 236 13.49 $ 3,183.64
Equity Buy 7,114 13.52 $ 96,181.28
Equity Sell (21,649) 13.52 $ 292,694.48
Equity Buy 385 13.61 $ 5,240.37
Equity Sell (54) 13.47 $ 727.62
Equity Buy 107 13.60 $ 1,455.20
Equity Buy 710 13.61 $ 9,661.40
Equity Sell (5,882) 13.57 $ 79,818.74
Equity Sell (47) 13.52 $ 635.44
Equity Buy 68 13.61 $ 925.20
Equity Buy 2 13.52 $ 27.04
Equity Borrow Return (6,662) - $ -
Equity Borrow Return (4,329) - $ -
Equity Sell (10,994) 13.52 $ 148,638.88
Equity Sell (3,163) 13.52 $ 42,763.76
Equity Sell (277) 13.87 $ 3,843.18
Equity Sell (1,047) 14.02 $ 14,678.94
Equity Buy 4,188 14.02 $ 58,715.76
Equity Sell (676) 14.02 $ 9,477.52
Equity Buy 30 14.02 $ 420.60
Equity Buy 122 14.02 $ 1,710.44
Equity Sell (20,296) 13.52 $ 274,401.92
Equity Borrow Return (2,661) - $ -
Equity Borrow Return (3,000) - $ -
Equity Borrow 13,457 - $ -
----- End of picture text -----
22/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 666 14.10 $ 9,390.60
Equity Sell (1,353) 14.10 $ 19,077.30
Equity Buy 4,118 14.10 $ 58,063.80
Equity Buy 88 14.10 $ 1,240.80
Equity Buy 176 14.11 $ 2,483.56
Equity Sell (181) 14.11 $ 2,553.62
Equity Sell (1,620) 14.10 $ 22,842.00
Equity Borrow Return (2,880) - $ -
Equity Borrow Return (7,463) - $ -
Equity Buy 759 14.13 $ 10,724.67
Equity Buy 2,030 14.13 $ 28,683.90
Equity Buy 80 14.23 $ 1,138.11
Equity Buy 4,301 14.13 $ 60,768.82
Equity Sell (214) 14.12 $ 3,021.84
Equity Buy 40 14.11 $ 564.33
Equity Buy 2,706 14.10 $ 38,154.60
Equity Sell (13,531) 14.10 $ 190,787.10
Equity Buy 3,105 14.13 $ 43,865.58
Equity Sell (176) 14.10 $ 2,481.60
Equity Sell (4,586) 14.10 $ 64,662.60
Equity Buy 1,258 14.12 $ 17,762.04
Equity Sell (13) 14.10 $ 183.30
Equity Sell (13,531) 14.13 $ 191,193.03
Equity Sell (817) 14.13 $ 11,544.21
Equity Buy 327 14.13 $ 4,620.51
Equity Sell (406) 14.13 $ 5,736.78
Equity Buy 406 14.13 $ 5,736.78
Equity Sell (287) 14.13 $ 4,055.31
Equity Buy 287 15.54 $ 4,460.84
Equity Buy 371 14.17 $ 5,257.44
Equity Sell (488) 14.13 $ 6,895.44
Equity Sell (329) 14.13 $ 4,648.77
Equity Sell (163) 14.13 $ 2,303.19
Equity Borrow 111,600 - $ -
Equity Buy 545 14.60 $ 7,957.00
Equity Sell (12) 14.13 $ 169.56
Equity Sell (548) 14.60 $ 8,000.80
Equity Sell (11) 14.60 $ 160.60
Equity Buy 9,998 14.55 $ 145,470.90
Equity Buy 2,187 14.47 $ 31,650.61
Equity Buy 9,787 14.61 $ 142,943.23
Equity Buy 45 14.58 $ 656.09
Equity Sell (938) 14.59 $ 13,683.80
Equity Sell (10,613) 14.59 $ 154,854.00
Equity Sell (249) 14.55 $ 3,623.09
Equity Buy 2,178 14.55 $ 31,692.11
Equity Sell (8,744) 14.13 $ 123,552.72
Equity Sell (40) 14.13 $ 565.20
Equity Sell (1,158) 14.13 $ 16,362.54
Equity Buy 1,919 14.47 $ 27,761.60
Equity Buy 256 14.58 $ 3,733.46
Equity Buy 3,766 14.52 $ 54,697.76
Equity Borrow 1,000 - $ -
Equity Borrow Return (2,120) - $ -
Equity Borrow Return (16,441) - $ -
Equity Borrow Return (47,807) - $ -
Equity Buy 698 14.71 $ 10,267.58
Equity Sell (294) 14.71 $ 4,324.74
Equity Sell (9) 14.60 $ 131.40
Equity Buy 2,436 14.70 $ 35,809.20
Equity Buy 19,260 14.71 $ 283,314.60
Equity Sell (199) 14.71 $ 2,927.29
Equity Buy 1,543 14.67 $ 22,640.44
Equity Sell (1,025) 14.81 $ 15,180.28
Equity Sell (212) 14.73 $ 3,123.32
Equity Buy 1,479 14.71 $ 21,752.74
Equity Buy 92 14.74 $ 1,355.80
Equity Buy 1,211 14.67 $ 17,760.23
Equity Buy 1,793 14.65 $ 26,272.11
Equity Sell (20,675) 14.60 $ 301,855.00
Equity Sell (45) 14.60 $ 657.00
Equity Buy 673 14.62 $ 9,841.09
Equity Buy 701 14.68 $ 10,293.55
Equity Borrow 2,000 - $ -
Equity Borrow 1,451 - $ -
Equity Borrow Return (15,768) - $ -
Equity Borrow Return (20,766) - $ -
Equity Buy 498 14.72 $ 7,330.56
Equity Buy 27 14.71 $ 397.17
Equity Sell (2,706) 14.72 $ 39,832.32
Equity Buy 9,822 14.72 $ 144,579.84
Equity Sell (978) 14.72 $ 14,396.16
Equity Buy 2,220 14.72 $ 32,678.40
Equity Buy 2,027 14.91 $ 30,228.04
Equity Buy 1,093 14.79 $ 16,162.97
Equity Buy 3 14.77 $ 44.32
----- End of picture text -----
23/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 4,275 14.76 $ 63,094.72
Equity Buy 123 14.67 $ 1,804.89
Equity Sell (186) 14.76 $ 2,746.04
Equity Buy 4,279 14.75 $ 63,132.37
Equity Sell (219) 14.72 $ 3,223.68
Equity Buy 54 14.73 $ 795.55
Equity Buy 1,044 14.83 $ 15,479.60
Equity Sell (92) 14.71 $ 1,353.32
Equity Sell (6,189) 14.71 $ 91,040.19
Equity Sell (3) 14.71 $ 44.13
Equity Sell (13) 14.72 $ 191.36
Equity Buy 27 14.72 $ 397.44
Equity Borrow Return (6,230) - $ -
Equity Sell (15) 14.72 $ 220.80
Equity Sell (1,353) 14.84 $ 20,078.52
Equity Buy 14,002 14.84 $ 207,789.68
Equity Buy 4,034 14.88 $ 60,036.41
Equity Buy 1,421 14.95 $ 21,244.06
Equity Buy 1,211 14.91 $ 18,051.94
Equity Buy 2,200 14.84 $ 32,653.80
Equity Buy 388 14.88 $ 5,773.69
Equity Sell (249) 14.87 $ 3,702.07
Equity Sell (300) 14.88 $ 4,464.00
Equity Buy 2,301 14.90 $ 34,284.36
Equity Sell (1,597) 14.94 $ 23,855.14
Equity Sell (12,772) 14.72 $ 188,003.84
Equity Sell (123) 14.72 $ 1,810.56
Equity Buy 281 14.92 $ 4,192.77
Equity Buy 3,093 14.90 $ 46,084.15
Equity Sell (120) 14.84 $ 1,780.80
Equity Borrow Return (7,899) - $ -
Equity Borrow Return (1,552) - $ -
Equity Buy 388 14.78 $ 5,734.64
Equity Sell (16) 14.81 $ 236.96
Equity Buy 13 14.74 $ 191.62
Equity Sell (6,765) 14.84 $ 100,392.60
Equity Sell (166) 14.78 $ 2,453.48
Equity Sell (5,408) 14.78 $ 79,930.24
Equity Buy 12,311 14.78 $ 181,956.58
Equity Buy 1,528 14.82 $ 22,644.65
Equity Sell (12,341) 14.84 $ 183,140.44
Equity Sell (388) 14.84 $ 5,757.92
Equity Buy 2,309 14.78 $ 34,116.50
Equity Sell (159) 14.79 $ 2,351.85
Equity Buy 1,572 14.81 $ 23,286.58
Equity Buy 486,000 14.78 $ 7,183,080.00
Equity Buy 63 14.80 $ 932.29
Equity Buy 290 14.81 $ 4,295.26
Equity Buy 4,532 14.78 $ 66,982.96
Equity Sell (56) 14.78 $ 827.68
Equity Buy 1,145 14.84 $ 16,990.31
Equity Buy 41 14.78 $ 605.98
Equity Buy 2,537 14.79 $ 37,525.07
Equity Borrow Return (7,101) - $ -
Equity Borrow Return (1,000) - $ -
Equity Borrow Return (11,717) - $ -
Equity Borrow Return (6,602) - $ -
Equity Buy 2 14.86 $ 29.72
Equity Sell (927) 14.78 $ 13,701.06
Equity Sell (2,585) 14.86 $ 38,413.10
Equity Sell (6,886) 14.86 $ 102,325.96
Equity Buy 9,415 14.86 $ 139,906.90
Equity Buy 14,389 14.86 $ 213,820.54
Equity Buy 194 14.86 $ 2,882.84
Equity Buy 259 14.74 $ 3,817.66
Equity Buy 4,900 14.86 $ 72,799.29
Equity Buy 2,430 14.85 $ 36,076.11
Equity Buy 4,688 14.86 $ 69,646.94
Equity Buy 300 14.88 $ 4,465.12
Equity Buy 1,500 14.86 $ 22,283.64
Equity Sell (173) 14.83 $ 2,566.02
Equity Sell (6,907) 14.78 $ 102,085.46
Equity Sell (2,537) 14.78 $ 37,496.86
Equity Sell (4,900) 14.78 $ 72,422.00
Equity Sell (4,688) 14.78 $ 69,288.64
Equity Sell (1,500) 14.78 $ 22,170.00
Equity Sell (14) 14.86 $ 208.04
Equity Borrow Return (15,251) - $ -
Equity Borrow 104,151 - $ -
Equity Borrow 1,974 - $ -
Equity Buy 289 15.00 $ 4,335.00
Equity Buy 4 15.00 $ 60.00
Equity Buy 3 14.84 $ 44.52
Equity Sell (13,530) 14.86 $ 201,055.80
Equity Sell (3,991) 14.97 $ 59,729.70
Equity Buy 40 15.00 $ 600.00
----- End of picture text -----
24/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 866 14.93 $ 12,931.37
Equity Buy 1,535 14.92 $ 22,898.66
Equity Buy 850 14.94 $ 12,702.18
Equity Buy 66 14.96 $ 987.43
Equity Sell (93) 14.92 $ 1,387.95
Equity Buy 4,893 14.98 $ 73,288.78
Equity Buy 561 14.94 $ 8,378.93
Equity Buy 94 14.94 $ 1,404.10
Equity Buy 2,545 14.94 $ 38,011.36
Equity Sell (300) 14.86 $ 4,458.00
Equity Sell (2,430) 14.86 $ 36,109.80
Equity Sell (259) 14.86 $ 3,848.74
Equity Buy 1,415 14.94 $ 21,142.93
Equity Borrow Return (8,900) - $ -
Equity Borrow Return (10,000) - $ -
Equity Borrow Return (9,899) - $ -
Equity Borrow Return (3,966) - $ -
Equity Borrow Return (300) - $ -
Equity Borrow 61,392 - $ -
Equity Borrow 33,475 - $ -
Equity Borrow Return (14,271) - $ -
Equity Buy 414 14.91 $ 6,172.74
Equity Sell (4) 15.00 $ 60.00
Equity Sell (13,530) 15.00 $ 202,950.00
Equity Sell (13,530) 15.00 $ 202,950.00
Equity Buy 717 14.91 $ 10,690.47
Equity Sell (366) 14.91 $ 5,457.06
Equity Sell (340) 14.91 $ 5,069.40
Equity Buy 417 15.10 $ 6,296.61
Equity Buy 1,686 15.01 $ 25,307.12
Equity Buy 1,428 14.97 $ 21,374.18
Equity Sell (95) 14.96 $ 1,420.92
Equity Sell (720) 14.93 $ 10,750.09
Equity Buy 209 15.08 $ 3,151.70
Equity Buy 445 15.04 $ 6,692.04
Equity Sell (66) 15.00 $ 990.00
Equity Sell (9,653) 15.00 $ 144,795.00
Equity Sell (3,106) 15.00 $ 46,590.00
Equity Buy 4,045 14.97 $ 60,560.93
Equity Buy 763 14.97 $ 11,423.48
Equity Buy 6,845 14.97 $ 102,481.97
Equity Borrow 3,320 - $ -
Equity Borrow 35,000 - $ -
Equity Borrow 8,411 - $ -
Equity Borrow Return (2,000) - $ -
Equity Sell (11) 14.91 $ 164.01
Equity Sell (13,530) 14.91 $ 201,732.30
Equity Buy 2,706 14.84 $ 40,157.04
Equity Buy 3,651 14.84 $ 54,180.84
Equity Sell (14) 14.84 $ 207.76
Equity Sell (4,126) 14.87 $ 61,373.95
Equity Sell (175) 14.84 $ 2,597.50
Equity Buy 2,333 14.84 $ 34,620.80
Equity Sell (13) 14.84 $ 192.92
Equity Sell (4,185) 14.91 $ 62,398.35
Equity Buy 902 14.85 $ 13,392.34
Equity Buy 929 14.85 $ 13,792.62
Equity Buy 1,530 14.85 $ 22,716.98
Equity Buy 507 14.89 $ 7,547.25
Equity Buy 846 14.87 $ 12,576.41
Equity Borrow Return (6,651) - $ -
Equity Borrow 12,247 - $ -
Equity Borrow 1,674 - $ -
Equity Borrow Return (35,000) - $ -
Equity Buy 334 15.31 $ 5,113.54
Equity Sell (22) 14.84 $ 326.48
Equity Sell (8,943) 15.31 $ 136,917.33
Equity Sell (12,499) 14.84 $ 185,485.16
Equity Sell (6,201) 14.84 $ 92,022.84
Equity Sell (949) 15.16 $ 14,389.14
Equity Sell (88) 15.20 $ 1,337.77
Equity Sell (13,530) 14.84 $ 200,785.20
Equity Buy 18 15.31 $ 275.58
Equity Buy 4,448 15.20 $ 67,601.15
Equity Buy 1,780 15.20 $ 27,052.62
Equity Buy 400 15.20 $ 6,079.24
Equity Borrow 4,003 - $ -
Equity Borrow 3,308 - $ -
Equity Borrow 13,673 - $ -
Equity Sell (27) 15.31 $ 413.37
Equity Sell (367) 15.31 $ 5,618.77
Equity Buy 10,441 15.44 $ 161,209.04
Equity Sell (4,194) 15.45 $ 64,797.30
Equity Buy 12,559 15.45 $ 194,036.55
Equity Buy 1,758 15.45 $ 27,161.10
Equity Buy 216 15.35 $ 3,314.58
----- End of picture text -----
25/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 489 15.31 $ 7,488.21
Equity Buy 288 15.43 $ 4,444.82
Equity Buy 558 15.31 $ 8,544.04
Equity Sell (51) 15.44 $ 787.59
Equity Buy 561 15.32 $ 8,594.31
Equity Sell (143) 15.46 $ 2,210.78
Equity Sell (87) 15.45 $ 1,344.15
Equity Sell (13,530) 15.31 $ 207,144.30
Equity Buy 1 15.46 $ 15.46
Equity Sell (61) 15.45 $ 942.45
Equity Sell (5) 15.45 $ 77.25
Equity Buy 94 15.45 $ 1,452.30
Equity Sell (6,628) 15.45 $ 102,402.60
Equity Sell (288) 15.45 $ 4,449.60
Equity Sell (619) 15.45 $ 9,563.55
Equity Borrow Return (18,205) - $ -
Equity Borrow 13,673 - $ -
Equity Borrow Return (10,349) - $ -
Equity Borrow 4,557 - $ -
Equity Buy 1,244 15.64 $ 19,456.16
Equity Sell (38) 15.45 $ 587.10
Equity Sell (2,029) 15.64 $ 31,733.56
Equity Sell (6,764) 15.45 $ 104,503.80
Equity Buy 20,496 15.64 $ 320,557.44
Equity Buy 271 15.79 $ 4,279.49
Equity Buy 321 15.75 $ 5,056.43
Equity Buy 246 15.68 $ 3,856.42
Equity Buy 114 15.76 $ 1,796.20
Equity Buy 663 15.71 $ 10,416.51
Equity Sell (108) 15.68 $ 1,693.47
Equity Buy 786 15.85 $ 12,456.53
Equity Sell (95) 15.64 $ 1,485.80
Equity Buy 294 15.78 $ 4,639.94
Equity Borrow 859 - $ -
Equity Buy 273 15.21 $ 4,152.33
Equity Buy 2 15.64 $ 31.28
Equity Buy 1,253 15.39 $ 19,285.93
Equity Sell (5,074) 15.21 $ 77,175.54
Equity Sell (8) 15.21 $ 121.68
Equity Buy 2,391 15.37 $ 36,753.95
Equity Sell (97) 15.51 $ 1,504.47
Equity Buy 630 15.36 $ 9,676.80
Equity Sell (630) 15.21 $ 9,582.30
Equity Sell (157) 15.38 $ 2,414.44
Equity Sell (6) 15.50 $ 92.98
Equity Buy 74 15.34 $ 1,135.40
Equity Buy 18,119 15.21 $ 275,589.99
Equity Buy 2,029 15.21 $ 30,861.09
Equity Sell (246) 15.64 $ 3,847.44
Equity Sell (1,777) 15.64 $ 27,792.28
Equity Buy 29 15.21 $ 441.09
Equity Borrow Return (24,798) - $ -
Equity Borrow 18,800 - $ -
Equity Borrow 7,697 - $ -
Equity Buy 268 15.26 $ 4,089.68
Equity Sell (12) 15.21 $ 182.52
Equity Buy 9,200 15.24 $ 140,189.05
Equity Buy 15,039 15.26 $ 229,495.14
Equity Sell (360) 15.26 $ 5,493.60
Equity Sell (90) 15.34 $ 1,380.18
Equity Sell (1,114) 15.30 $ 17,044.20
Equity Sell (74) 15.21 $ 1,125.54
Equity Borrow Return (2,566) - $ -
Equity Borrow Return (21,000) - $ -
Equity Borrow Return (78,420) - $ -
Equity Borrow Return (4,000) - $ -
Equity Borrow 76,291 - $ -
Equity Borrow 5,175 - $ -
Equity Borrow 82,633 - $ -
Equity Borrow Return (5,000) - $ -
Equity Sell (945) 15.41 $ 14,562.45
Equity Buy 1,138 15.41 $ 17,536.58
Equity Buy 107 15.41 $ 1,648.87
Equity Buy 59 15.41 $ 909.19
Equity Sell (15) 15.26 $ 228.90
Equity Sell (119,431) 15.36 $ 1,834,460.16
Equity Buy 119,431 15.36 $ 1,834,460.16
Equity Sell (20,292) 15.41 $ 312,699.72
Equity Buy 1,625 15.42 $ 25,052.63
Equity Buy 1,260 15.42 $ 19,423.15
Equity Buy 816 15.42 $ 12,578.80
Equity Buy 6,254 15.38 $ 96,193.34
Equity Buy 446 15.36 $ 6,851.32
Equity Sell (72) 15.41 $ 1,109.84
Equity Sell (6,361) 15.41 $ 98,014.96
Equity Sell (3) 15.42 $ 46.26
----- End of picture text -----
26/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 1,100 15.41 $ 16,954.33
Equity Buy 1,400 15.42 $ 21,581.70
Equity Sell (1,400) 15.26 $ 21,364.00
Equity Sell (1,100) 15.26 $ 16,786.00
Equity Borrow Return (5,094) - $ -
Equity Borrow Return (14,538) - $ -
Equity Borrow Return (47,462) - $ -
Equity Borrow Return (35,000) - $ -
Equity Borrow Return (10,176) - $ -
Equity Buy 17 15.41 $ 261.97
Equity Sell (1,096) 15.41 $ 16,889.36
Equity Sell (17,320) 15.41 $ 266,901.20
Equity Sell (7,576) 15.43 $ 116,897.68
Equity Buy 24,985 15.43 $ 385,518.55
Equity Buy 1,353 15.43 $ 20,876.79
Equity Sell (135) 15.43 $ 2,082.69
Equity Buy 3,206 15.44 $ 49,496.30
Equity Buy 887 15.45 $ 13,704.36
Equity Buy 3,500 15.44 $ 54,030.97
Equity Buy 6,819 15.51 $ 105,772.90
Equity Buy 217 15.41 $ 3,343.59
Equity Buy 1,200 15.44 $ 18,523.81
Equity Sell (3,852) 15.40 $ 59,338.18
Equity Sell (446) 15.41 $ 6,872.86
Equity Sell (2,076) 15.41 $ 31,991.16
Equity Sell (1,200) 15.41 $ 18,492.00
Equity Sell (3,206) 15.41 $ 49,404.46
Equity Sell (3,500) 15.41 $ 53,935.00
Equity Buy 625 15.44 $ 9,651.75
Equity Buy 5,777 15.44 $ 89,213.06
Equity Borrow Return (30,068) - $ -
Equity Borrow Return (59,456) - $ -
Equity Borrow 31,000 - $ -
Equity Borrow Return (69,400) - $ -
Equity Sell (280) 15.43 $ 4,320.40
Equity Sell (6,402) 15.43 $ 98,782.86
Equity Sell (217) 15.43 $ 3,348.31
Equity Sell (887) 15.43 $ 13,686.41
Equity Buy 478 15.45 $ 7,383.45
Equity Buy 956 15.45 $ 14,766.85
Equity Buy 1,300 15.52 $ 20,178.39
Equity Buy 27,337 15.52 $ 424,145.36
Equity Sell (39) 15.53 $ 605.76
Equity Buy 10,580 15.53 $ 164,358.19
Equity Sell (1,300) 15.43 $ 20,059.00
Equity Sell (27,337) 15.43 $ 421,809.91
Equity Sell (5,546) 15.54 $ 86,184.84
Equity Sell (1,218) 15.54 $ 18,927.72
Equity Sell (433) 15.54 $ 6,728.82
Equity Buy 51,245 15.54 $ 796,347.30
Equity Buy 343 15.54 $ 5,330.22
Equity Buy 2,352 15.54 $ 36,550.08
Equity Sell (211) 15.54 $ 3,278.94
Equity Buy 2,599 15.51 $ 40,316.80
Equity Buy 478 15.44 $ 7,378.46
Equity Buy 645 15.51 $ 10,003.95
Equity Borrow Return (25,710) - $ -
Equity Buy 1,660 15.64 $ 25,961.07
Equity Sell (19) 15.54 $ 295.26
Equity Sell (406) 15.53 $ 6,305.18
Equity Sell (5,367) 15.53 $ 83,349.51
Equity Sell (720) 15.53 $ 11,181.60
Equity Buy 172 15.50 $ 2,666.29
Equity Buy 43,997 15.60 $ 686,347.17
Equity Buy 1,800 15.57 $ 28,017.29
Equity Sell (34) 15.56 $ 529.08
Equity Buy 338 15.53 $ 5,249.14
Equity Buy 9,333 15.53 $ 144,941.49
Equity Buy 148 15.53 $ 2,298.44
Equity Sell (27) 15.53 $ 419.31
Equity Sell (2,599) 15.54 $ 40,388.46
Equity Sell (13,137) 15.54 $ 204,148.98
Equity Sell (1,800) 15.21 $ 27,378.00
Equity Buy 546 15.57 $ 8,500.77
Equity Buy 5,253 15.57 $ 81,770.48
Equity Buy 4,857 15.57 $ 75,606.17
Equity Buy 1,652 15.57 $ 25,713.71
Equity Borrow Return (2,000) - $ -
Equity Borrow Return (1,451) - $ -
Equity Borrow 98,800 - $ -
Equity Borrow Return (33,819) - $ -
Equity Borrow Return (18,800) - $ -
Equity Borrow 3,000 - $ -
Equity Buy 435 15.41 $ 6,703.35
Equity Buy 1,900 15.38 $ 29,227.57
Equity Sell (27) 15.38 $ 415.29
----- End of picture text -----
27/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 2,232 15.34 $ 34,231.37
Equity Buy 2,986 15.36 $ 45,852.53
Equity Buy 1,053 15.30 $ 16,115.44
Equity Buy 1,944 15.37 $ 29,884.11
Equity Buy 1 15.34 $ 15.34
Equity Sell (10,110) 15.53 $ 157,008.30
Equity Sell (43,997) 15.53 $ 683,273.41
Equity Sell (172) 15.53 $ 2,671.16
Equity Sell (1,900) 15.53 $ 29,507.00
Equity Sell (20) 15.53 $ 310.60
Equity Sell (677) 15.41 $ 10,432.57
Equity Buy 11,927 15.41 $ 183,795.07
Equity Buy 83 15.41 $ 1,279.03
Equity Sell (41) 15.41 $ 631.81
Equity Buy 3,555 15.35 $ 54,560.72
Equity Buy 9,333 15.39 $ 143,637.74
Equity Buy 2,790 15.39 $ 42,938.96
Equity Borrow Return (19,650) - $ -
Equity Sell (2,029) 15.45 $ 31,348.05
Equity Buy 3,941 15.49 $ 61,046.09
Equity Sell (65) 15.45 $ 1,004.25
Equity Buy 1,628 15.41 $ 25,083.02
Equity Sell (14) 15.42 $ 215.82
Equity Buy 600 15.43 $ 9,258.02
Equity Sell (12,123) 15.41 $ 186,815.43
Equity Sell (2,986) 15.41 $ 46,014.26
Equity Sell (8,785) 15.41 $ 135,376.85
Equity Sell (600) 15.41 $ 9,246.00
Equity Sell (20) 15.41 $ 308.20
Equity Buy 5,453 15.45 $ 84,248.85
Equity Sell (230) 15.45 $ 3,553.50
Equity Buy 230 15.45 $ 3,553.50
Equity Buy 49 15.45 $ 757.05
Equity Borrow Return (1,421) - $ -
Equity Borrow 6,276 - $ -
Equity Sell (16,233) 15.00 $ 243,495.00
Equity Sell (3,941) 15.45 $ 60,888.45
Equity Sell (1,628) 15.45 $ 25,152.60
Equity Sell (43) 15.06 $ 647.52
Equity Sell (1,057) 15.16 $ 16,028.33
Equity Buy 2,131 15.08 $ 32,133.54
Equity Buy 2,449 15.11 $ 37,014.19
Equity Sell (59) 15.45 $ 911.55
Equity Sell (338) 15.00 $ 5,070.00
Equity Buy 6,393 15.00 $ 95,895.00
Equity Buy 45 15.00 $ 675.00
Equity Borrow 73,400 - $ -
Equity Borrow Return (98,800) - $ -
Equity Borrow 14,538 - $ -
Equity Borrow 44,884 - $ -
Equity Borrow 3,258 - $ -
Equity Sell (357) 14.52 $ 5,183.64
Equity Sell (21) 15.00 $ 315.00
Equity Sell (4,321) 14.52 $ 62,740.92
Equity Sell (338) 14.52 $ 4,907.76
Equity Sell (6,764) 14.52 $ 98,213.28
Equity Buy 298 14.52 $ 4,326.96
Equity Buy 2,589 14.64 $ 37,896.46
Equity Buy 245 14.89 $ 3,646.99
Equity Sell (2,131) 15.00 $ 31,965.00
Equity Sell (587) 15.00 $ 8,805.00
Equity Borrow Return (362) - $ -
Equity Borrow 3,340 - $ -
Equity Borrow Return (3,340) - $ -
Equity Borrow Return (446) - $ -
Equity Sell (118) 14.68 $ 1,732.24
Equity Sell (2,977) 14.68 $ 43,702.36
Equity Sell (33,430) 14.68 $ 490,752.40
Equity Buy 4,094 14.46 $ 59,215.90
Equity Sell (18) 14.52 $ 261.36
Equity Buy 3,623 14.68 $ 53,185.64
Equity Buy 2,029 14.68 $ 29,785.72
Equity Sell (2,589) 14.52 $ 37,592.28
Equity Sell (4,094) 15.53 $ 63,579.82
Equity Buy 135 14.48 $ 1,954.19
Equity Borrow Return (373) - $ -
Equity Borrow 51,000 - $ -
Equity Borrow Return (9,096) - $ -
Equity Borrow 38,000 - $ -
Equity Borrow Return (10,904) - $ -
Equity Sell (547) 15.72 $ 8,598.84
Equity Sell (9,469) 15.72 $ 148,852.68
Equity Sell (112) 14.68 $ 1,644.16
Equity Buy 4,608 15.72 $ 72,437.76
Equity Buy 1,352 15.72 $ 21,253.44
Equity Sell (148) 15.72 $ 2,326.56
----- End of picture text -----
28/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 5,173 15.85 $ 82,015.38
Equity Buy 2,100 15.72 $ 33,020.00
Equity Buy 177 15.80 $ 2,797.00
Equity Sell (5,173) 14.68 $ 75,939.64
Equity Sell (2,256) 14.68 $ 33,118.08
Equity Borrow Return (6,948) - $ -
Equity Borrow 2,126 - $ -
Equity Borrow Return (38,000) - $ -
Equity Borrow Return (23,369) - $ -
Equity Sell (263) 15.77 $ 4,147.51
Equity Buy 1,353 15.63 $ 21,147.39
Equity Buy 2,705 15.77 $ 42,657.85
Equity Sell (6) 15.78 $ 94.65
Equity Buy 2,311 15.78 $ 36,463.32
Equity Sell (1,337) 15.68 $ 20,958.11
Equity Sell (14) 15.72 $ 220.08
Equity Buy 5 15.72 $ 78.60
Equity Sell (5) 15.72 $ 78.60
Equity Buy 3,897 15.77 $ 61,455.69
Equity Buy 4 15.77 $ 63.08
Equity Buy 9 15.77 $ 141.93
Equity Sell (177) 15.72 $ 2,782.44
Equity Buy 75 15.80 $ 1,184.69
Equity Borrow Return (552) - $ -
Equity Borrow 28,503 - $ -
Equity Borrow Return (51,000) - $ -
Equity Borrow Return (60,812) - $ -
Equity Borrow Return (47,827) - $ -
Equity Sell (432) 15.90 $ 6,868.80
Equity Buy 53 15.65 $ 829.19
Equity Buy 793 15.65 $ 12,408.88
Equity Buy 4,268 15.76 $ 67,250.04
Equity Sell (9,834) 15.90 $ 156,360.60
Equity Buy 204 15.81 $ 3,224.71
Equity Buy 7,300 15.79 $ 115,242.22
Equity Sell (32) 15.79 $ 505.26
Equity Buy 11,578 15.75 $ 182,397.37
Equity Buy 16,191 15.84 $ 256,449.98
Equity Buy 1,023 15.76 $ 16,117.41
Equity Sell (10,206) 15.90 $ 162,275.40
Equity Sell (2,311) 15.77 $ 36,444.47
Equity Buy 155 15.80 $ 2,448.63
Equity Borrow Return (14,944) - $ -
Equity Borrow Return (35,621) - $ -
Equity Sell (392) 16.03 $ 6,283.76
Equity Sell (285) 16.03 $ 4,568.55
Equity Sell (45) 16.03 $ 721.35
Equity Buy 34,137 15.90 $ 542,778.30
Equity Sell (676) 15.90 $ 10,748.40
Equity Buy 193 15.90 $ 3,068.70
Equity Buy 8,739 16.03 $ 140,086.17
Equity Buy 4,922 15.91 $ 78,301.32
Equity Buy 1,594 16.02 $ 25,536.32
Equity Buy 1,462 15.94 $ 23,303.91
Equity Sell (4,906) 15.98 $ 78,373.92
Equity Sell (3,540) 16.03 $ 56,746.20
Equity Buy 8,562 16.03 $ 137,248.86
Equity Buy 676 16.03 $ 10,836.28
Equity Buy 215 16.03 $ 3,446.45
Equity Sell (1,023) 15.90 $ 16,265.70
Equity Sell (204) 15.90 $ 3,243.60
Equity Buy 672 15.97 $ 10,733.18
Equity Borrow Return (15,479) - $ -
Equity Borrow Return (27,000) - $ -
Equity In-kind transaction to receive the shares 1,792 - $ -
Equity Sell (1,009) 15.93 $ 16,073.37
Equity Sell (20) 16.03 $ 320.60
Equity Buy 4,788 15.93 $ 76,272.84
Equity Sell (55) 15.93 $ 876.15
Equity Buy 13 15.93 $ 207.09
Equity Sell (40) 15.93 $ 637.20
Equity Buy 703 15.91 $ 11,184.44
Equity Buy 15,375 15.92 $ 244,786.53
Equity Sell (500) 15.97 $ 7,985.00
Equity Sell (1,462) 16.03 $ 23,435.86
Equity Buy 1,681 15.94 $ 26,799.99
Equity Borrow Return (65,900) - $ -
Equity Borrow Return (7,307) - $ -
Equity Sell (718) 16.09 $ 11,552.62
Equity Buy 8 15.93 $ 127.44
Equity Buy 12 16.25 $ 195.00
Equity Sell (1,237) 16.09 $ 19,903.33
Equity Sell (18,798) 16.09 $ 302,459.82
Equity Sell (3,147) 16.09 $ 50,635.23
Equity Sell (3,463) 16.09 $ 55,719.67
Equity Buy 897 16.22 $ 14,545.98
----- End of picture text -----
29/31
==> picture [557 x 681] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 2,192 16.10 $ 35,282.89
Equity Sell (10) 16.17 $ 161.74
Equity Sell (2,012) 16.24 $ 32,684.53
Equity Sell (27,078) 15.93 $ 431,352.54
Equity Buy 95 16.09 $ 1,528.55
Equity Sell (703) 15.93 $ 11,198.79
Equity Borrow Return (26,516) - $ -
Equity Borrow Return (5,720) - $ -
Equity Borrow Return (1,600) - $ -
Equity Sell (318) 15.97 $ 5,078.46
Equity Buy 6,344 15.97 $ 101,313.68
Equity Sell (1) 16.09 $ 16.09
Equity Sell (2,706) 15.97 $ 43,214.82
Equity Buy 1,335 15.97 $ 21,319.95
Equity Sell (2,029) 15.97 $ 32,403.13
Equity Sell (4,913) 15.97 $ 78,482.67
Equity Buy 858 16.08 $ 13,795.52
Equity Sell (194) 16.07 $ 3,117.58
Equity Buy 24 15.97 $ 383.28
Equity Sell (897) 16.09 $ 14,432.73
Equity Sell (651) 16.01 $ 10,422.51
Equity Sell (24) 15.85 $ 380.28
Equity Sell (48) 15.96 $ 766.08
Equity Buy 1,071 15.96 $ 17,093.16
Equity Buy 4,882 15.97 $ 77,984.37
Equity Sell (3,161) 16.01 $ 50,607.61
Equity Buy 27 16.01 $ 432.27
Equity Buy 78 15.99 $ 1,247.51
Equity Buy 547 15.97 $ 8,735.04
Equity Sell (27) 15.97 $ 431.19
Equity Buy 34 16.00 $ 544.15
Equity Sell (13,536) 15.97 $ 216,169.92
Equity Sell (858) 15.97 $ 13,702.26
Equity Borrow Return (75,138) - $ -
Equity Sell (514) 16.00 $ 8,224.00
Equity Sell (50) 16.01 $ 800.50
Equity Buy 3,445 16.07 $ 55,361.15
Equity Sell (3,445) 16.07 $ 55,361.15
Equity Sell (3,043) 16.00 $ 48,688.00
Equity Buy 1,352 16.00 $ 21,632.00
Equity Buy 759 16.02 $ 12,156.37
Equity Sell (2,600) 16.00 $ 41,600.83
Equity Buy 471 16.00 $ 7,537.68
Equity Sell (3,109) 15.99 $ 49,717.05
Equity Sell (13,526) 16.01 $ 216,551.26
Equity Buy 4,147 16.00 $ 66,352.00
Equity Buy 79 16.00 $ 1,264.00
Equity Sell (547) 16.01 $ 8,757.47
Equity Sell (78) 16.01 $ 1,248.78
Equity Buy 6,439 16.00 $ 103,024.00
Equity Borrow Return (24,166) - $ -
Equity Sell (740) 15.43 $ 11,418.20
Equity Sell (55) 16.00 $ 880.00
Equity Sell (271) 15.59 $ 4,224.89
Equity Buy 841 15.43 $ 12,976.63
Equity Sell (338) 15.43 $ 5,215.34
Equity Buy 189 15.43 $ 2,916.27
Equity Buy 51 15.56 $ 793.72
Equity Sell (239) 15.50 $ 3,703.43
Equity Buy 851 15.70 $ 13,359.04
Equity Sell (759) 16.00 $ 12,144.00
Equity Sell (826) 15.43 $ 12,745.18
Equity Sell (176) 15.43 $ 2,715.68
Equity Sell (14) 15.43 $ 216.02
Equity Borrow 12,342 - $ -
Equity Borrow 4,818 - $ -
Equity Borrow Return (5,439) - $ -
Equity Sell (1,117) 15.97 $ 17,838.49
Equity Sell (827) 15.97 $ 13,207.19
Equity Sell (200) 15.97 $ 3,194.00
Equity Buy 43 15.43 $ 663.49
Equity Sell (95) 15.43 $ 1,465.85
Equity Sell (1,296) 15.97 $ 20,697.12
Equity Sell (4,448) 15.97 $ 71,034.56
Equity Sell (6,185) 15.97 $ 98,774.45
Equity Sell (1,051) 15.97 $ 16,784.47
Equity Sell (676) 15.97 $ 10,795.72
Equity Buy 2,116 15.97 $ 33,792.52
Equity Sell (718) 15.97 $ 11,466.46
Equity Sell (13,526) 15.43 $ 208,706.18
Equity Sell (2,573) 15.95 $ 41,046.79
Equity Buy 1,064 15.97 $ 16,989.41
Equity Buy 440 15.89 $ 6,991.56
Equity Sell (51) 15.43 $ 786.93
Equity Sell (851) 15.43 $ 13,130.93
Equity Sell (76) 15.43 $ 1,172.68
----- End of picture text -----
30/31
==> picture [557 x 306] intentionally omitted <==
----- Start of picture text -----
Appendix
Equity Buy 3,401 15.86 $ 53,955.02
Equity Buy 6,182 15.89 $ 98,255.96
Equity Borrow 2,800 - $ -
Equity Borrow Return (14,538) - $ -
Equity Borrow Return (44,884) - $ -
Equity Borrow Return (94) - $ -
Equity Borrow Return (9,864) - $ -
Equity Borrow 9,356 - $ -
Equity Borrow 1,600 - $ -
Equity Borrow 1,853 - $ -
Equity Borrow 2,191 - $ -
Equity Borrow 49,394 - $ -
Equity Borrow 41,723 - $ -
Equity Borrow Return (92,756) - $ -
Equity On-Lend 39,685 - $ -
Equity On-Lend Return (1,997) - $ -
Equity Sell (247) 15.99 $ 3,949.53
Equity Sell (9,127,077) 15.99 $ 145,941,961.23
Equity Sell (9,886) 15.98 $ 158,004.15
Equity Buy 13,526 15.97 $ 216,010.22
Equity Sell (614) 15.99 $ 9,817.86
Equity Sell (2,175) 15.99 $ 34,778.25
Equity Buy 157 15.99 $ 2,510.43
Equity Sell (6) 15.97 $ 95.82
Equity Buy 2,207 15.99 $ 35,282.89
Equity Buy 342 15.89 $ 5,434.38
Equity Buy 1,449 15.97 $ 23,133.71
Equity Sell (901) 15.96 $ 14,381.47
Equity Sell (1,000) 15.97 $ 15,971.01
Equity Buy 845 15.97 $ 13,498.16
Equity Sell (1,064) 15.97 $ 16,992.08
Equity Sell (440) 15.97 $ 7,026.80
Equity Buy 257 15.99 $ 4,109.43
Equity Borrow 844 - $ -
Equity Borrow 2,479 - $ -
Equity Borrow Return (2,479) - $ -
Equity Borrow 10,000 - $ -
3,384,148
----- End of picture text -----
31/31
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
==> picture [468 x 518] intentionally omitted <==
----- Start of picture text -----
Date: 03-Mar-2023
Company’s name: SIMS LTD
ISIN: AU000000SGM7
Date of change of
relevant interests: 01-Mar-2023
Schedule
Type of agreement Australian Master Securities Lending Agreement (“AMSLA”)
Parties to JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Citigroup Global Markets Australia Pty Limited
agreement (Borrower)
Settlement Date
Transfer date
28-Feb-2023
Holder of voting
Borrower
rights
Are there any
restriction on Yes
voting rights
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
If yes, detail borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the
standard form AMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender’s instructions.
Does the lender
have the right to Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
If yes, detail
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities
be returned on Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
Statement
the agreement will be given to that company or ASIC.
----- End of picture text -----
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
==> picture [469 x 533] intentionally omitted <==
----- Start of picture text -----
Date: 03-Mar-2023
Company’s name: SIMS LTD
ISIN: AU000000SGM7
Date of change of
relevant
interests: 01-Mar-2023
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Credit Suisse International (Borrower)
agreement
Settlement Date
Transfer date
02-Mar-2023
Holder of voting
Borrower
rights
Are there any
restriction on Yes
voting rights
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
If yes, detail borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender's instructions.
Does the lender
have the right to Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
s
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
Statement
the agreement will be given to that company or ASIC.
----- End of picture text -----
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
==> picture [469 x 533] intentionally omitted <==
----- Start of picture text -----
Date: 03-Mar-2023
Company’s name: SIMS LTD
ISIN: AU000000SGM7
Date of change of
relevant
interests: 01-Mar-2023
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Goldman Sachs International (Borrower)
agreement
Settlement Date
Transfer date
02-Nov-2022
Holder of voting
Borrower
rights
Are there any
restriction on Yes
voting rights
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
If yes, detail borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender's instructions.
Does the lender
have the right to Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
If yes, detail
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
Statement
the agreement will be given to that company or ASIC.
----- End of picture text -----
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
==> picture [468 x 502] intentionally omitted <==
----- Start of picture text -----
Date: 03-Mar-2023
Company’s name: SIMS LTD
ISIN: AU000000SGM7
Date of change of
relevant interests: 01-Mar-2023
Schedule
Type of agreement Global Master Securities Lending Agreement (“GMSLA”)
Parties to
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International (Borrower)
agreement
Settlement Date
Transfer date 01-Mar-2023
02-Mar-2023
Holder of voting
Borrower
rights
Are there any
restriction on Yes
voting rights
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to
If yes, detail notify the borrower of its instructions in writing no later than 7 business days prior to the date upon
which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set
out in clause 6.6 of the standard form GMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender’s instructions.
Does the lender
have the right to Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on any business
day of not less than the standard settlement time for such equivalent securities on the exchange or in
the clearing organisation through which the relevant borrowed securities were originally delivered (and
If yes, detail where there is a difference between the settlement time for sales and purchases on the relevant
exchange or clearing organisation, the standard settlement time shall be the shorter of the two times).
The borrower must return the securities not later than the expiry of such notice in accordance with the
lender’s instructions.
Will the securities
be returned on Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
Statement
copy of the agreement will be given to that company or ASIC.
----- End of picture text -----
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
==> picture [468 x 492] intentionally omitted <==
----- Start of picture text -----
Date: 03-Mar-2023
Company’s name: SIMS LTD
ISIN: AU000000SGM7
Date of change of
relevant interests: 01-Mar-2023
Schedule
Type of agreement Master Securities Lending Agreement (“MSLA”)
Parties to
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. LLC ( “Borrower”)
agreement
Settlement Date
Transfer date
27-Jan-2023
Holder of voting
Borrower
rights
Are there any
restriction on Yes
voting rights
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to
If yes, detail notify the borrower of its instructions in writing no later than 7 business days prior to the date upon
which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set
out as per the rights of the borrower as stated in the MSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender’s instructions.
Does the lender
have the right to Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on any business
day of not less than the standard settlement time for such equivalent securities on the exchange or in
the clearing organisation through which the relevant borrowed securities were originally delivered (and
If yes, detail where there is a difference between the settlement time for sales and purchases on the relevant
exchange or clearing organisation, the standard settlement time shall be the shorter of the two times).
The borrower must return the securities not later than the expiry of such notice in accordance with the
lender’s instructions.
Will the securities
be returned on Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
Statement
copy of the agreement will be given to that company or ASIC.
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Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
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Date: 03-Mar-2023
Company’s name: SIMS LTD
ISIN: AU000000SGM7
Date of change of
relevant
interests: 01-Mar-2023
Schedule
Type of agreement Australian Master Securities Lending Agreement (“AMSLA”)
Parties to
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS Securities Australia Ltd (Borrower)
agreement
Settlement Date
01-Dec-2022
Transfer date
02-Dec-2022
06-Dec-2022
Holder of voting
Borrower
rights
Are there any
restriction on Yes
voting rights
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
If yes, detail borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the
standard form AMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender’s instructions.
Does the lender
have the right to Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
If yes, detail
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities
be returned on Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
Statement
the agreement will be given to that company or ASIC.
----- End of picture text -----
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
==> picture [468 x 599] intentionally omitted <==
----- Start of picture text -----
Date: 03-Mar-2023
Company’s name: SIMS LTD
ISIN: AU000000SGM7
Date of change of
relevant
interests: 01-Mar-2023
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. International PLC
agreement (Borrower)
Settlement Date
17-Nov-2022
21-Nov-2022
23-Nov-2022
24-Nov-2022
28-Nov-2022
30-Nov-2022
01-Dec-2022
05-Dec-2022
06-Dec-2022
20-Jan-2023
Transfer date
23-Jan-2023
24-Jan-2023
25-Jan-2023
27-Jan-2023
30-Jan-2023
31-Jan-2023
02-Feb-2023
10-Feb-2023
01-Mar-2023
02-Mar-2023
03-Mar-2023
Holder of voting
Borrower
rights
Are there any
restriction on Yes
voting rights
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
If yes, detail borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender's instructions.
Does the lender
have the right to Yes
recall early?
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==> picture [468 x 154] intentionally omitted <==
----- Start of picture text -----
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
If yes, detail
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
Statement
the agreement will be given to that company or ASIC.
----- End of picture text -----
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
==> picture [468 x 533] intentionally omitted <==
----- Start of picture text -----
Date: 03-Mar-2023
Company’s name: SIMS LTD
ISIN: AU000000SGM7
Date of change of
relevant
interests: 01-Mar-2023
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS AG London Branch (Borrower)
agreement
Settlement Date
Transfer date
18-Aug-2022
Holder of voting
Borrower
rights
Are there any
restriction on Yes
voting rights
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
If yes, detail borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender's instructions.
Does the lender
have the right to Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
If yes, detail
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
Statement
the agreement will be given to that company or ASIC.
----- End of picture text -----