SIMS LIMITED — Major Shareholding Notification 2022

Aug 23, 2022

604 Page 1 of 4

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme SIMS LTD ACN/ARSN/ ABN 69 114 838 630

1. Details of substantial holder (1)

Name JPMorgan Chase & Co. and its affiliates ACN/ARSN (if applicable) NA

There was a change in the interests of the 19/08/2022 substantial holder on The previous notice was given to the company on 18/08/2022 The previous notice was dated 16/08/2022

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous notice		Present notice
	Person’s votes	Voting power(5)	Person’s votes	Voting power(5)
Ordinary	14,711,718	7.58%	12,669,404	6.53%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person's votes affected
SeeAppendix	JPMORGAN CHASE BANK,N.A	Securities on Loan as AgentLender	SeeAppendix	1,898,799 (Ordinary)	1,898,799 (Ordinary)
SeeAppendix	J.P. MORGAN SECURITIESPLC	Holder of securities subject to an obligation to return under a securities lending agreement	SeeAppendix	14,054 (Ordinary)	14,054 (Ordinary)
SeeAppendix	J.P. MORGAN SECURITIESPLC	Purchase and sales of securities in its capacity as Principal/Proprietary	SeeAppendix	39,175 (Ordinary)	39,175 (Ordinary)
SeeAppendix	J.P. MORGAN SECURITIESPLC	Rehypothecation of client securities under a Prime Brokerage Agreement	SeeAppendix	2,688 (Ordinary)	2,688 (Ordinary)
SeeAppendix	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Purchase and sales of securities in its capacity as Principal/Proprietary	SeeAppendix	195,252 (Ordinary)	195,252 (Ordinary)
See Appendix	J.P. MORGAN INVESTMENT MANAGEMENT INC.	In its capacity as investment manager or in various other related capacities	See Appendix	1,196 (Ordinary)	1,196 (Ordinary)

604 Page 2 of 4

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
JPMORGAN CHASE BANK,N.A	JPM Nominees Australia Pty Limited	Various Borrowers under the Securities Lending Agreement	Securities on Loan as Agent Lender	2,170,371 (Ordinary)	2,170,371 (Ordinary)
J.P. MORGAN SECURITIES PLC	JPM Nominees Australia Pty Limited	JPM Nominees Australia Pty Limited	Holder of securities subject to an obligation to return under a securities lending agreement	474,008 (Ordinary)	474,008 (Ordinary)
J.P. MORGAN SECURITIES PLC	JPM Nominees Australia Pty Limited	J.P. MORGAN SECURITIES PLC	Purchase and sales of securities in its capacity as Principal/Proprietary	9,226,483 (Ordinary)	9,226,483 (Ordinary)
J.P. MORGAN SECURITIES PLC	Citi Australia	Various Clients and Custodians	Rehypothecation of client securities under a Prime Brokerage Agreement	1,997 (Ordinary)	1,997 (Ordinary)
J.P. MORGAN SECURITIES LLC	Citi Australia	J.P. MORGAN SECURITIES LLC	Purchase and sales of securities in its capacity as Principal/Proprietary	32 (Ordinary)	32 (Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Ecapital Nominees Pty Ltd	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Purchase and sales of securities in its capacity as Principal/Proprietary	154,293 (Ordinary)	154,293 (Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Ecapital Nominees Pty Ltd	Ecapital Nominees Pty Ltd	Holder of securities subject to an obligation to return under a securities lending agreement	514,829 (Ordinary)	514,829 (Ordinary)
J.P. MORGAN MARKETS LTD	JPM Nominees Australia Pty Limited	J.P. MORGAN MARKETS LTD	Purchase and sales of securities in its capacity as Principal/Proprietary	223 (Ordinary)	223 (Ordinary)
J.P. MORGAN INVESTMENT MANAGEMENT INC.	JPMorgan Chase Bank - London	Various Clients and Custodians	In its capacity as investment manager or in various other related capacities	89,037 (Ordinary)	89,037 (Ordinary)
J.P. MORGAN INVESTMENT MANAGEMENT INC.	STATE STREET GLOBAL MARKETS LLC	Various Clients and Custodians	In its capacity as investment manager or in various other related capacities	10,240 (Ordinary)	10,240 (Ordinary)
J.P. MORGAN INVESTMENT MANAGEMENT INC.	Cibc Mellon Global Securities Services Co Toronto	Various Clients and Custodians	In its capacity as investment manager or in various other related capacities	27,891 (Ordinary)	27,891 (Ordinary)

,

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
J.P. MORGAN SECURITIES PLC	Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Subsidiary of JPMorgan Chase & Co.
JPMORGAN CHASE BANK, N.A.	Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN INVESTMENT MANAGEMENT INC.	Subsidiary of JPMorgan Chase & Co.

604 Page 3 of 4

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
JPMorgan Chase & Co.	383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES LLC	383 Madison Ave., New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES PLC	25 Bank Street, Canary Wharf, London, E14 5JP, England
J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Level 18, 83-85 Castlereagh Street, Sydney, NSW, 2000, Australia
JPMORGAN CHASE BANK, N.A.	1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States
J.P. MORGAN MARKETS LTD	25 Bank Street, Canary Wharf, London, E14 5JP, England
J.P. MORGAN INVESTMENT MANAGEMENT INC.	383 Madison Avenue, New York, New York, NY, 10179, United States

Signature

re
print name sign here	Vasim Pathan capacity Compliance Officer
	date 23/08/2022

604 Page 4 of 4

DIRECTIONS

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

• (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

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TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period 14,711,718
17-Aug-22 J.P. MORGAN SECURITIES PLC Equity Buy 1,102 15.42 $ 16,992.84
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,405 15.30 $ 21,495.62
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 328 15.42 $ 5,057.00
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (306) 15.20 $ 4,651.20
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45) 15.27 $ 686.94
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,653) 15.12 $ 55,248.79
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,026 15.11 $ 15,499.13
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,704 15.42 $ 134,215.68
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (193,089) 15.20 $ 2,934,952.80
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,864 15.42 $ 182,942.88
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,625) 15.20 $ 313,500.00
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 137 15.11 $ 2,070.07
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 69 15.42 $ 1,063.98
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (69) 15.42 $ 1,063.98
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (69) 15.42 $ 1,063.98
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,188) 15.42 $ 18,318.96
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18 15.20 $ 273.60
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 193,089 15.20 $ 2,934,952.80
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment (193,089) - $ -
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (529) 15.20 $ 8,040.80
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (559) 15.44 $ 8,630.95
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,610 15.37 $ 24,744.19
17-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,719) 15.54 $ 42,265.75
17-Aug-22 J.P. MORGAN SECURITIES PLC Equity Borrow 14,054 - $ -
17-Aug-22 J.P. MORGAN SECURITIES PLC Exchange Traded Derivatives - Option Buy 37,400 - $ -
17-Aug-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (6,000) - $ -
17-Aug-22 JPMORGAN CHASE BANK, N.A Equity Borrow 1,998 - $ -
17-Aug-22 JPMORGAN CHASE BANK, N.A Equity Borrow 13,044 - $ -
17-Aug-22 JPMORGAN CHASE BANK, N.A Equity Borrow 3,464 - $ -
17-Aug-22 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity In-kind transaction to receive the shares 1,196 - $ -
18-Aug-22 J.P. MORGAN SECURITIES PLC Equity Sell (1,644) 15.47 $ 25,432.68
18-Aug-22 J.P. MORGAN SECURITIES PLC Equity Buy 1,014 15.47 $ 15,686.58
18-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,212 15.15 $ 63,795.35
18-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,234) 15.50 $ 65,645.56
18-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,609 15.47 $ 71,301.23
18-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,715) 15.42 $ 211,485.30
18-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,590) 15.47 $ 148,357.30
18-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 329 15.16 $ 4,987.64
18-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (51) 15.47 $ 788.97
18-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18) 15.42 $ 277.56
18-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,116) 15.42 $ 17,208.72
18-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,026 15.51 $ 15,910.25
18-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (369) 15.16 $ 5,593.78
18-Aug-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (50) - $ -
18-Aug-22 JPMORGAN CHASE BANK, N.A Equity Borrow 4,700 - $ -
18-Aug-22 JPMORGAN CHASE BANK, N.A Equity Borrow 9,382 - $ -
18-Aug-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (9,382) - $ -
18-Aug-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (77,000) - $ -
18-Aug-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (155,695) - $ -
18-Aug-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,551,108) - $ -
19-Aug-22 J.P. MORGAN SECURITIES PLC Equity Buy 633 16.04 $ 10,153.32
19-Aug-22 J.P. MORGAN SECURITIES PLC Equity Buy 670 16.04 $ 10,746.80
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 580 15.98 $ 9,267.19
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (88) 15.94 $ 1,402.82
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,731) 16.00 $ 59,700.16
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,882 15.60 $ 107,365.77
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,040) 16.04 $ 32,721.60
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,023 16.04 $ 144,728.92
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,671 16.04 $ 26,802.84
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment 6,933 - $ -
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 28 16.04 $ 449.12
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14 16.04 $ 224.56
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 59 16.04 $ 946.36
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,279 16.04 $ 20,515.16
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (41) 15.47 $ 634.27
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18) 16.04 $ 288.72
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (34) 15.47 $ 525.98
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,171 16.05 $ 18,791.75
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29) 15.57 $ 451.53
19-Aug-22 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (304) 16.06 $ 4,880.85
19-Aug-22 J.P. MORGAN SECURITIES PLC Equity On Lend Return (2,688) - $ -
19-Aug-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (1,390) - $ -
19-Aug-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (128) - $ -
19-Aug-22 JPMORGAN CHASE BANK, N.A Equity Borrow Return (130,634) - $ -
Balance at start of relevant period 12,669,404
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1/1

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

shareholding notice	filed with ASX.
Date:	23-Aug-2022
Company’s name:	SIMS LTD
ISIN:	AU000000SGM7
Date of change of relevant interests:	19-Aug-2022
Schedule
Type of agreement	Australian Master Securities Lending Agreement (“AMSLA”)
Parties to agreement	JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Citigroup Global Markets Australia Pty Limited (Borrower)
Transfer date	Settlement Date 02-Aug-2022
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA.
Scheduled return date(if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions.
Does the lender have the right to **recall early? **	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

shareholding notice	filed with ASX.
Date:	23-Aug-2022
Company’s name:	SIMS LTD
ISIN:	AU000000SGM7
Date of change of relevant interests:	19-Aug-2022
Schedule
Type of agreement	Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement	JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Citigroup Global Markets Limited (Borrower)
Transfer date	Settlement Date 19-Aug-2022
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA.
Scheduled return date(if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions.
Does the lender have the right to **recall early? **	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

shareholding notice	filed with ASX.
Date:	23-Aug-2022
Company’s name:	SIMS LTD
ISIN:	AU000000SGM7
Date of change of relevant interests:	19-Aug-2022
Schedule
Type of agreement	Australian Master Securities Lending Agreement (“AMSLA”)
Parties to agreement	JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Macquarie Bank Limited(Borrower)
Transfer date	Settlement Date 05-Aug-2022
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA.
Scheduled return date(if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions.
Does the lender have the right to **recall early? **	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

shareholding notice	filed with ASX.
Date:	23-Aug-2022
Company’s name:	SIMS LTD
ISIN:	AU000000SGM7
Date of change of relevant interests:	19-Aug-2022
Schedule
Type of agreement	Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement	JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International (Borrower)
Transfer date	Settlement Date 04-Jul-2022 11-Jul-2022 09-Aug-2022 11-Aug-2022 18-Aug-2022 19-Aug-2022 22-Aug-2022
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA.
Scheduled return date(if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions.
Does the lender have the right to **recall early? **	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

shareholding notice	filed with ASX.
Date:	23-Aug-2022
Company’s name:	SIMS LTD
ISIN:	AU000000SGM7
Date of change of relevant interests:	19-Aug-2022
Schedule
Type of agreement	Australian Master Securities Lending Agreement (“AMSLA”)
Parties to agreement	JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch Equities (Australia) Limited(Borrower)
Transfer date	Settlement Date 26-Jul-2022 09-Aug-2022
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA.
Scheduled return date(if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions.
Does the lender have the right to **recall early? **	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

Date:		23-Aug-2022
Company’s name:		SIMS LTD
ISIN:		AU000000SGM7
Date of change of **relevant interests: **		19-Aug-2022
Schedule
Type of agreement		Master Securities Lending Agreement (“MSLA”)
Parties to agreement		JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and STATE STREET BANK AND TRUST COMPANY(“Borrower”)
Transfer date		Settlement date 28-Jul-2022
Holder of voting rights		Borrower
Are there any restriction on voting rights		Yes
If yes, detail		The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out as per the rights of the borrower as stated in the MSLA.
Scheduled return date (ifany)		None
Does the borrower have the right to return early?		Yes
If yes, detail		Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions.
Does the lender have the right to recall early?		Yes
If yes, detail		Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’sinstructions.
Will the securities be returned on settlement?		Yes
If yes, detail any exceptions		No exceptions
Statement		If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.

shareholding notice	filed with ASX.
Date:	23-Aug-2022
Company’s name:	SIMS LTD
ISIN:	AU000000SGM7
Date of change of relevant interests:	19-Aug-2022
Schedule
Type of agreement	Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement	JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS AG London Branch (Borrower)
Transfer date	Settlement Date 18-Aug-2022
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA.
Scheduled return date(if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions.
Does the lender have the right to **recall early? **	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	23-Aug-2022
Company’s name:	SIMS LTD
ISIN:	AU000000SGM7
Date of change of relevant interests:	19-Aug-2022
Schedule
Type of agreement	Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement	Blackrock Advisors (UK) Limited ("lender") and J.P. Morgan Securities plc ("borrower")
Transfer date	Settlement Date 29-Apr-2022 16-Jun-2022 14-Jul-2022 15-Jul-2022 19-Jul-2022
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties.
Scheduled return date(if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery.
Does the lender have the right to recall early?	Yes.
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	23-Aug-2022
Company’s name:	SIMS LTD
ISIN:	AU000000SGM7
Date of change of relevant interests:	19-Aug-2022
Schedule
Type of agreement	Overseas Securities Lender's Agreement("OSLA")
Parties to agreement	J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender")
Transfer date	Settlement Date 17-May-2022 06-Jun-2022 19-Jul-2022 29-Jul-2022 03-Aug-2022 16-Aug-2022
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi)of the standard form OSLA.
Scheduled return date (if any)	None
Does the borrower have **the right to return early? **	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions.
Does the lender have the right to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	23-Aug-2022
Company’s name:	SIMS LTD
ISIN:	AU000000SGM7
Date of change of relevant interests:	19-Aug-2022
Schedule
Type of agreement	Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement	J.P. Morgan Securities plc ("borrower") and State St Bank and Trust Company as agent ("lender")
Transfer date	Settlement Date 02-Aug-2022
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties.
Scheduled return date(if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery.
Does the lender have the right to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	23-Aug-2022
Company’s name:	SIMS LTD
ISIN:	AU000000SGM7
Date of change of relevant interests:	19-Aug-2022
Schedule
Type of agreement	Overseas Securities Lender’s Agreement (“OSLA”)
Parties to agreement	JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc (“borrower”)
Transfer date	Settlement Date 19-Jul-22 2-Aug-22 16-Aug-22
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA.
Scheduled return date(if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions.
Does the lender have the right to **recall early? **	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	23-Aug-2022
Company’s name:	SIMS LTD
ISIN:	AU000000SGM7
Date of change of relevant interests:	19-Aug-2022
Schedule
Type of agreement	Master Overseas Securities Borrowing Agreement
Parties to agreement	J.P. Morgan Securities Plc ("borrower") and The Northern Trust Company as agent ("lender")
Transfer date	Settlement Date 19-Aug-2022
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is in clause 4(B)(vi) of the agreement.
Scheduled return date (if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery.
Does the lender have the right to **recall early? **	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	23-Aug-2022
Company’s name:	SIMS LTD
ISIN:	AU000000SGM7
Date of change of relevant interests:	19-Aug-2022
Schedule
Type of agreement	Australian Master Securities LendingAgreement("AMSLA")
Parties to agreement	Macquarie Bank Limited and J.P. Morgan Securities Australia Limited
Transfer date	Settlement Date 15-Aug-2022
Holder of voting rights	Each Party undertakes that, where it holds Securities of the same description as any Securities borrowed by it or transferred to it by way of Collateral at a time when a right to vote arises in respect of such Securities, it will use its best endeavours to arrange for the voting rights attached to such Securities to be exercised in accordance with the instructions of the Lender or Borrower (as the case may be) provided always that each Party shall use its best endeavours to notify the other of its instructions in writing no later than seven Business Days prior to the date upon which such votes are exercisable, or as otherwise agreed between the Parties, and that the Party concerned shall not be obliged so to exercise the votes in respect of the number of Securities greater than the number so lent or transferred to it. For the avoidance of doubt, the Parties agree that, subject as hereinbefore provided, any voting rights attaching to the relevant Securities, Equivalent Securities, Collateral and/or Equivalent Collateral shall be exercisable by the persons in whose name they are registered, or in the case of Securities, Equivalent Securities, collateral and/or Equivalent Collateral in bearer form by the persons by or on behalf of whom they are held, and not necessarily by the Borrower or the Lender ( as the casemay be).
Are there any restriction on voting rights	Yes.
Ifyes, detail	As set forth in cell Holder of votingrights
Scheduled return date (if any)	None
Does the borrower have the right to **returnearly? **	Yes.
If yes, detail	Subject to the terms of the relevant Borrowing Request, the Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordancewiththeLender'sinstructions.
Does the lender have the right to **recallearly? **	Yes.
If yes, detail	The Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time for such Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originally delivered. The Borrower shall as hereinafter provided redeliver such Equivalent Securities not later than the expiry of such notice in accordancewiththeLender'sinstructions.
Will the securities be returned on settlement?	Yes.
If yes, detail any exceptions	No exceptions.
Statement

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	23-Aug-2022
Company’s name:	SIMS LTD
ISIN:	AU000000SGM7
Date of change of relevant interests:	19-Aug-2022
Schedule
Type of agreement	Australian Master Securities Lending Agreement ("AMSLA")
Parties to agreement	JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower')
Transfer date	Settlement Date 12-May-2022 13-May-2022 06-Jun-2022 14-Jun-2022 15-Jun-2022 27-Jun-2022 12-Jul-2022
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA.
Scheduled return date(if any)	None
Does the borrower have the right to **return early? **	Yes
If yes, detail	Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions.
Does the lender have the right to **recall early? **	Yes
If yes, detail	Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exception
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	23-Aug-2022
Company’s name:	SIMS LTD
ISIN:	AU000000SGM7
Date of change of relevant interests:	19-Aug-2022
Schedule
Type of agreement	Australian Master Securities Lending Agreement ("AMSLA")
Parties to agreement	National Australia Bank Limited ('lender'), J.P. Morgan Securities Australia Limited ('borrower)
Transfer date	Settlement Date 27-Jun-2022 28-Jun-2022
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between theparties. This undertakingis set out in clause 4.3 of the standard form AMSLA.
Scheduled return date (if any)	None
Does the borrower have the **right to return early? **	Yes
If yes, detail	Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions.
Does the lender have the right to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any business day as agreed by the parties. The borrower must return the securities not later than the expiryof such notice in accordance with the lender’s instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC.