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SIMS LIMITED — Major Shareholding Notification 2022
Dec 27, 2022
65780_rns_2022-12-27_4ee4d966-6ed5-4f70-bb70-77895776b485.pdf
Major Shareholding Notification
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Annexure A
This is Annexure A of 3 pages referred to in form 603 Notice of initial substantial shareholder
28-Dec-22 Tevin Murray, Date Authorised Signatory
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
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|---|---|---|---|---|---|---|
|Holder of Relevant|
|Interests|Nature of Relevant Interest|Registered Holder of|Person entitled to be|Class and number of|Person's|Nature of|
|Name and ACN / ARSN (if|Securities|registered as holder|Securities|votes|Association|
|applicable)|
|APERIO GROUP LLC|Power to control the exercise of a right to vote attached to|BOA-MERRILL LYNCH|ADR 1:1|6,187|6,187|subsidiary of|
|securities and/or the power to dispose of securities held in|INTL PRIME BROKER -|BlackRock Inc.|
|its capacity as investment manager, reponsible entity or|NEW YORK|
|trustee.|
|APERIO GROUP LLC|Power to control the exercise of a right to vote attached to|BOA-MERRILL LYNCH|ORD|115,556|115,556|subsidiary of|
|securities and/or the power to dispose of securities held in|INTL PRIME BROKER -|BlackRock Inc.|
|its capacity as investment manager, reponsible entity or|NEW YORK|
|trustee.|
|BlackRock Advisors (UK)|Power to control the exercise of a right to vote attached to|BNYM-BONY EUROPE -|ORD|125,886|125,886|subsidiary of|
|Limited|securities and/or the power to dispose of securities held in|LONDON|BlackRock Inc.|
|its capacity as investment manager, reponsible entity or|
|trustee.|
|BlackRock Advisors (UK)|Power to control the exercise of a right to vote attached to|JPM-JPM CHASE -|ORD|6,390|6,390|subsidiary of|
|Limited|securities and/or the power to dispose of securities held in|LONDON|BlackRock Inc.|
|its capacity as investment manager, reponsible entity or|
|trustee.|
|BlackRock Advisors (UK)|Power to control the exercise of a right to vote attached to|SSB-STATE STREET|ORD|609,431|609,431|subsidiary of|
|Limited|securities and/or the power to dispose of securities held in|DUBLIN|BlackRock Inc.|
|its capacity as investment manager, reponsible entity or|
|trustee.|
|BlackRock Advisors (UK)|Power to control the exercise of a right to vote attached to|STATE STREET BANK,|ORD|25,531|25,531|subsidiary of|
|Limited|securities and/or the power to dispose of securities held in|MUNICH, ZURICH|BlackRock Inc.|
|its capacity as investment manager, reponsible entity or|BRANCH|
|trustee.|
|BlackRock Asset|Power to control the exercise of a right to vote attached to|SSB-STATE STREET|ORD|32,604|32,604|subsidiary of|
|Management Canada|securities and/or the power to dispose of securities held in|SACRAMENTO|BlackRock Inc.|
|Limited|its capacity as investment manager, reponsible entity or|
|trustee.|
|BlackRock Financial|Power to control the exercise of a right to vote attached to|BBH-BROWN BROTHERS|ORD|176|176|subsidiary of|
|Management, Inc.|securities and/or the power to dispose of securities held in|HARRIMAN & CO - NEW|BlackRock Inc.|
|its capacity as investment manager, reponsible entity or|YORK|
|trustee.|
|BlackRock Financial|Power to control the exercise of a right to vote attached to|BNYM-THE BANK OF|ORD|151,852|151,852|subsidiary of|
|Management, Inc.|securities and/or the power to dispose of securities held in|NEW YORK|BlackRock Inc.|
|its capacity as investment manager, reponsible entity or|
|trustee.|
|BlackRock Financial|Power to control the exercise of a right to vote attached to|NT-NORTHERN TRUST|ORD|3,600|3,600|subsidiary of|
|Management, Inc.|securities and/or the power to dispose of securities held in|UK|BlackRock Inc.|
|its capacity as investment manager, reponsible entity or|
|trustee.|
|BlackRock Fund Advisors|Power to control the exercise of a right to vote attached to|SSB-STATE STREET|ORD|45,537|45,537|subsidiary of|
|securities and/or the power to dispose of securities held in|BANK, BOSTON|BlackRock Inc.|
|its capacity as investment manager, reponsible entity or|
|trustee.|
|BlackRock Fund Advisors|Power to control the exercise of a right to vote attached to|SSB-STATE STREET|ORD|2,396,824|2,396,824|subsidiary of|
|securities and/or the power to dispose of securities held in|SACRAMENTO|BlackRock Inc.|
|its capacity as investment manager, reponsible entity or|
|trustee.|
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Holder of Relevant
Interests Nature of Relevant Interest Registered Holder of Person entitled to be Class and number of Person's Nature of
Name and ACN / ARSN (if Securities registered as holder Securities votes Association
applicable)
BlackRock Institutional Power to control the exercise of a right to vote attached to BNP PRIME CUSTODY US ORD 287 287 subsidiary of
Trust Company, National securities and/or the power to dispose of securities held in BlackRock Inc.
Association its capacity as investment manager, reponsible entity or
trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 80,647 80,647 subsidiary of
Trust Company, National securities and/or the power to dispose of securities held in NEW YORK BlackRock Inc.
Association its capacity as investment manager, reponsible entity or
trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 1,009,546 1,009,546 subsidiary of
Trust Company, National securities and/or the power to dispose of securities held in NEW YORK BlackRock Inc.
Association its capacity as investment manager, reponsible entity or
trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ORD 7,605 7,605 subsidiary of
Trust Company, National securities and/or the power to dispose of securities held in INSTITUTIONAL BlackRock Inc.
Association its capacity as investment manager, reponsible entity or
trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 573 573 subsidiary of
Trust Company, National securities and/or the power to dispose of securities held in SACRAMENTO BlackRock Inc.
Association its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNP-BNP PARIBAS ORD 26,327 26,327 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in AUSTRALIA - COGENT BlackRock Inc.
Limited its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to HSBC-HSBC SYDNEY ORD 262,713 262,713 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in BlackRock Inc.
Limited its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 837,121 837,121 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in SYDNEY BlackRock Inc.
Limited its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NAB-NATIONAL ORD 296,927 296,927 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in AUSTRALIA BANK BlackRock Inc.
Limited its capacity as investment manager, reponsible entity or LIMITED - MELBOURNE
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to Northern Trust Singapore ORD 94,200 94,200 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in BlackRock Inc.
Limited its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNP-BNP Paribas Milan ORD 1,879 1,879 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities held in BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BANK OF NY BRUS ORD 103,314 103,314 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities held in BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY EUROPE - ORD 86,151 86,151 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities held in LONDON BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY ORD 2,003,847 2,003,847 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities held in LUXEMBOURG BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to CB-Caceis Bank ORD 202,911 202,911 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities held in Amsterdam BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to CITI-CITIBANK ORD 16,724 16,724 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities held in INTERNATIONAL PLC BlackRock Inc.
its capacity as investment manager, reponsible entity or (LUXEMBOURG BRANCH
trustee.
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Holder of Relevant
Interests Nature of Relevant Interest Registered Holder of Person entitled to be Class and number of Person's Nature of
Name and ACN / ARSN (if Securities registered as holder Securities votes Association
applicable)
BlackRock Investment Power to control the exercise of a right to vote attached to CITI-CITIBANK, LONDON ORD 62,145 62,145 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities held in BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to HSBC-HSBC - LONDON ORD 133,063 133,063 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities held in BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 28,557 28,557 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities held in NEW YORK BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 2,673 2,673 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities held in LONDON BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to Northern Trust Luxembourg ORD 142,972 142,972 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities held in BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 614,933 614,933 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities held in UK BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 124,795 124,795 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities held in LONDON BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY ORD 46,134 46,134 subsidiary of
Management, LLC securities and/or the power to dispose of securities held in LUXEMBOURG BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 27,624 27,624 subsidiary of
Management, LLC securities and/or the power to dispose of securities held in NEW YORK BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 6,752 6,752 subsidiary of
Management, LLC securities and/or the power to dispose of securities held in NEW YORK BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 4,571 4,571 subsidiary of
Management, LLC securities and/or the power to dispose of securities held in BANK LUXEMBOURG BlackRock Inc.
its capacity as investment manager, reponsible entity or
trustee.
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SGM
page 3 of 3
Annexure B
This is Annexure B of 5 pages referred to in form 603 Notice of initial substantial shareholder
28-Dec-22 Tevin Murray, Date Authorised Signatory
5. Consideration
SIMS LTD (SGM)
| BlackRock Fund Advisors 23-Aug-22 no BlackRock Institutional Trust Company, National Association 23-Aug-22 yes BlackRock Institutional Trust Company, National Association 23-Aug-22 yes BlackRock Advisors (UK) Limited 23-Aug-22 yes BlackRock Fund Advisors 24-Aug-22 no BlackRock Institutional Trust Company, National Association 24-Aug-22 yes BlackRock Institutional Trust Company, National Association 24-Aug-22 yes BlackRock Investment Management (Australia) Limited 24-Aug-22 yes BlackRock Investment Management (Australia) Limited 24-Aug-22 yes BlackRock Investment Management, LLC 24-Aug-22 yes BlackRock Fund Advisors 25-Aug-22 no BlackRock Institutional Trust Company, National Association 25-Aug-22 yes BlackRock Institutional Trust Company, National Association 25-Aug-22 yes BlackRock Investment Management (Australia) Limited 25-Aug-22 yes BlackRock Investment Management (Australia) Limited 26-Aug-22 yes BlackRock Institutional Trust Company, National Association 29-Aug-22 yes BlackRock Investment Management (Australia) Limited 29-Aug-22 yes BlackRock Investment Management (Australia) Limited 29-Aug-22 yes BlackRock Investment Management, LLC 29-Aug-22 yes BlackRock Fund Advisors 30-Aug-22 no BlackRock Investment Management, LLC 30-Aug-22 yes BlackRock Investment Management (Australia) Limited 30-Aug-22 yes BlackRock Investment Management (Australia) Limited 31-Aug-22 yes BlackRock Fund Advisors 02-Sep-22 no BlackRock Investment Management, LLC 02-Sep-22 yes BlackRock Advisors (UK) Limited 05-Sep-22 no BlackRock Investment Management (Australia) Limited 06-Sep-22 yes BlackRock Investment Management (Australia) Limited 06-Sep-22 yes BlackRock Advisors (UK) Limited 06-Sep-22 no BlackRock Investment Management (Australia) Limited 07-Sep-22 yes BlackRock Investment Management (Australia) Limited 07-Sep-22 yes BlackRock Advisors (UK) Limited 07-Sep-22 no BlackRock Advisors (UK) Limited 08-Sep-22 no BlackRock Investment Management (Australia) Limited 09-Sep-22 yes BlackRock Advisors (UK) Limited 09-Sep-22 yes BlackRock Investment Management (UK) Limited 09-Sep-22 yes BlackRock Advisors (UK) Limited 09-Sep-22 yes Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY n/a in specie AUD ORD 4,665 4,665 15.38 on mkt buy AUD ORD 337 337 15.38 on mkt buy AUD ORD 144 144 15.32 on mkt buy AUD ORD 3,072 3,072 n/a in specie AUD ORD 3,732 3,732 15.45 on mkt buy AUD ORD 259 259 15.45 on mkt buy AUD ORD 135 135 15.44 on mkt buy AUD ORD 990 990 15.44 on mkt buy AUD ORD 2,423 2,423 15.41 on mkt buy AUD ORD 2,064 2,064 n/a in specie AUD ORD 1,371 1,371 15.38 on mkt buy AUD ORD 259 259 15.38 on mkt buy AUD ORD 97 97 15.65 on mkt buy AUD ORD 942 942 15.92 on mkt buy AUD ORD 3,223 3,223 15.41 on mkt buy AUD ORD 133 133 15.41 on mkt buy AUD ORD 286 286 15.41 on mkt buy AUD ORD 1,134 1,134 15.41 on mkt buy AUD ORD 770 770 n/a in specie AUD ORD 910 910 15.64 on mkt buy AUD ORD 742 742 15.64 on mkt buy AUD ORD 8,478 8,478 15.49 on mkt buy AUD ORD 2,936 2,936 n/a in specie AUD ORD 1,824 1,824 14.62 on mkt buy AUD ORD 939 939 n/a collateral transfer AUD ORD 49,403 49,403 14.82 on mkt buy AUD ORD 1,620 1,620 14.82 on mkt buy AUD ORD 324 324 n/a collateral transfer AUD ORD 45,229 45,229 14.61 on mkt buy AUD ORD 662 662 14.60 on mkt buy AUD ORD 149 149 n/a collateral transfer AUD ORD 82,769 82,769 n/a collateral transfer AUD ORD 249,393 249,393 14.91 on mkt buy AUD ORD 1,435 1,435 14.89 on mkt buy AUD ORD 10,477 10,477 14.89 on mkt buy AUD ORD 4,634 4,634 14.89 on mkt buy AUD ORD 3,523 3,523 Person's votes affected Consideration Class and number of securities affected |
|---|---|
SGM
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Consideration Person's
Date of Acquisition / Trans Class and number of
Holder of Relevant Interest votes
on a prescribed fin'l mkt Cash Non-cash CCY securities affected
affected
BlackRock Investment Management (Australia) 09-Sep-22 yes 15.02 on mkt buy AUD ORD 489 489
Limited
BlackRock Investment Management (Australia) 09-Sep-22 yes 15.02 on mkt buy AUD ORD 286 286
Limited
BlackRock Investment Management, LLC 12-Sep-22 yes 14.60 on mkt buy AUD ORD 1,792 1,792
BlackRock Advisors (UK) Limited 12-Sep-22 no n/a collateral AUD ORD 45,089 45,089
transfer
BlackRock Fund Advisors 13-Sep-22 no n/a in specie AUD ORD 4,004 4,004
BlackRock Investment Management, LLC 13-Sep-22 yes 14.98 on mkt buy AUD ORD 1,750 1,750
BlackRock Investment Management (Australia) 14-Sep-22 yes 14.50 on mkt buy AUD ORD 579 579
Limited
BlackRock Investment Management (Australia) 14-Sep-22 yes 14.45 on mkt buy AUD ORD 489 489
Limited
BlackRock Investment Management (UK) Limited 14-Sep-22 no n/a collateral AUD ORD 37,850 37,850
transfer
BlackRock Investment Management (Australia) 15-Sep-22 yes 14.05 on mkt buy AUD ORD 298 298
Limited
BlackRock Advisors (UK) Limited 15-Sep-22 no n/a collateral AUD ORD 37,377 37,377
transfer
BlackRock Institutional Trust Company, National 16-Sep-22 yes 14.02 on mkt buy AUD ORD 111 111
Association
BlackRock Investment Management (Australia) 16-Sep-22 yes 14.03 on mkt buy AUD ORD 286 286
Limited
BlackRock Investment Management (Australia) 16-Sep-22 yes 14.03 on mkt buy AUD ORD 3,470 3,470
Limited
BlackRock Investment Management (UK) Limited 16-Sep-22 yes 14.03 on mkt buy AUD ORD 78,736 78,736
BlackRock Investment Management, LLC 16-Sep-22 yes 14.03 on mkt buy AUD ORD 2,423 2,423
BlackRock Investment Management (UK) Limited 16-Sep-22 yes 14.03 on mkt buy AUD ORD 2,682 2,682
BlackRock Investment Management (Australia) 16-Sep-22 yes 14.03 on mkt buy AUD ORD 3,458 3,458
Limited
BlackRock Investment Management, LLC 16-Sep-22 yes 14.03 on mkt buy AUD ORD 2,415 2,415
BlackRock Investment Management (UK) Limited 16-Sep-22 yes 14.03 on mkt buy AUD ORD 78,486 78,486
BlackRock Investment Management (UK) Limited 16-Sep-22 yes 14.03 on mkt buy AUD ORD 2,675 2,675
BlackRock Institutional Trust Company, National 19-Sep-22 yes 14.24 on mkt buy AUD ORD 195 195
Association
BlackRock Investment Management (Australia) 19-Sep-22 yes 14.25 on mkt buy AUD ORD 489 489
Limited
BlackRock Investment Management (UK) Limited 20-Sep-22 yes 14.66 on mkt buy AUD ORD 45,689 45,689
BlackRock Investment Management, LLC 20-Sep-22 yes 14.57 on mkt buy AUD ORD 2,396 2,396
BlackRock Advisors (UK) Limited 20-Sep-22 no n/a collateral AUD ORD 2,898 2,898
transfer
BlackRock Institutional Trust Company, National 21-Sep-22 yes 14.33 on mkt buy AUD ORD 297 297
Association
BlackRock Advisors (UK) Limited 21-Sep-22 yes 14.36 on mkt buy AUD ORD 4,252 4,252
BlackRock Investment Management (Australia) 21-Sep-22 yes 14.33 on mkt buy AUD ORD 2,948 2,948
Limited
BlackRock Investment Management (Australia) 21-Sep-22 yes 14.33 on mkt buy AUD ORD 1,487 1,487
Limited
BlackRock Advisors (UK) Limited 21-Sep-22 no n/a collateral AUD ORD 5,920 5,920
transfer
BlackRock Investment Management, LLC 23-Sep-22 yes 14.01 on mkt buy AUD ORD 1,007 1,007
BlackRock Fund Advisors 26-Sep-22 yes 13.50 on mkt buy AUD ORD 581 581
BlackRock Investment Management (UK) Limited 26-Sep-22 yes 13.50 on mkt buy AUD ORD 1,476 1,476
BlackRock Investment Management (UK) Limited 26-Sep-22 yes 13.50 on mkt buy AUD ORD 703 703
BlackRock Fund Advisors 26-Sep-22 yes 13.51 on mkt buy AUD ORD 1,358 1,358
BlackRock Investment Management (Australia) 26-Sep-22 yes 13.58 on mkt buy AUD ORD 286 286
Limited
BlackRock Investment Management (Australia) 26-Sep-22 yes 13.58 on mkt buy AUD ORD 652 652
Limited
BlackRock Investment Management (Australia) 26-Sep-22 yes 13.58 on mkt buy AUD ORD 286 286
Limited
BlackRock Investment Management (Australia) 26-Sep-22 yes 13.58 on mkt buy AUD ORD 434 434
Limited
BlackRock Fund Advisors 27-Sep-22 yes 13.79 on mkt buy AUD ORD 1,346 1,346
BlackRock Investment Management (Australia) 28-Sep-22 yes 13.50 on mkt buy AUD ORD 4,117 4,117
Limited
BlackRock Investment Management (Australia) 28-Sep-22 yes 13.47 on mkt buy AUD ORD 1,141 1,141
Limited
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Consideration Person's
Date of Acquisition / Trans Class and number of
Holder of Relevant Interest votes
on a prescribed fin'l mkt Cash Non-cash CCY securities affected
affected
BlackRock Investment Management (Australia) 29-Sep-22 yes 13.59 on mkt buy AUD ORD 790 790
Limited
BlackRock Fund Advisors 30-Sep-22 no n/a in specie AUD ORD 1,280 1,280
BlackRock Investment Management (Australia) 30-Sep-22 yes 13.38 on mkt buy AUD ORD 652 652
Limited
BlackRock Institutional Trust Company, National 30-Sep-22 yes 13.38 on mkt buy AUD ORD 1,610 1,610
Association
BlackRock Fund Advisors 03-Oct-22 yes 13.13 on mkt buy AUD ORD 154 154
BlackRock Investment Management (UK) Limited 03-Oct-22 yes 13.13 on mkt buy AUD ORD 331 331
BlackRock Investment Management (UK) Limited 03-Oct-22 yes 13.13 on mkt buy AUD ORD 155 155
BlackRock Fund Advisors 03-Oct-22 yes 13.25 on mkt buy AUD ORD 8,675 8,675
BlackRock Investment Management, LLC 03-Oct-22 yes 13.20 on mkt buy AUD ORD 1,828 1,828
BlackRock Investment Management (Australia) 03-Oct-22 yes 13.20 on mkt buy AUD ORD 2,902 2,902
Limited
BlackRock Investment Management (Australia) 04-Oct-22 yes 13.47 on mkt buy AUD ORD 1,141 1,141
Limited
BlackRock Investment Management (Australia) 04-Oct-22 yes 13.47 on mkt buy AUD ORD 546 546
Limited
BlackRock Fund Advisors 07-Oct-22 no n/a in specie AUD ORD 1,532 1,532
BlackRock Fund Advisors 07-Oct-22 no n/a in specie AUD ORD 2,298 2,298
BlackRock Advisors (UK) Limited 07-Oct-22 no n/a in specie AUD ORD 6,511 6,511
BlackRock Fund Advisors 11-Oct-22 no n/a in specie AUD ORD 2,298 2,298
BlackRock Fund Advisors 11-Oct-22 no n/a in specie AUD ORD 1,024 1,024
BlackRock Investment Management (Australia) 12-Oct-22 yes 12.86 on mkt buy AUD ORD 7,352 7,352
Limited
BlackRock Investment Management (UK) Limited 12-Oct-22 yes 12.90 on mkt buy AUD ORD 2,223 2,223
BlackRock Fund Advisors 13-Oct-22 no n/a in specie AUD ORD 1,532 1,532
BlackRock Investment Management (Australia) 13-Oct-22 yes 12.85 on mkt buy AUD ORD 41,339 41,339
Limited
BlackRock Investment Management (Australia) 13-Oct-22 yes 12.80 on mkt buy AUD ORD 765 765
Limited
BlackRock Advisors (UK) Limited 13-Oct-22 no n/a collateral AUD ORD 414,166 414,166
transfer
BlackRock Investment Management (Australia) 14-Oct-22 yes 13.11 on mkt buy AUD ORD 9,681 9,681
Limited
BlackRock Fund Advisors 17-Oct-22 no n/a in specie AUD ORD 1,600 1,600
BlackRock Advisors (UK) Limited 17-Oct-22 no n/a collateral AUD ORD 268 268
transfer
BlackRock Investment Management (Australia) 19-Oct-22 yes 13.00 on mkt buy AUD ORD 3,931 3,931
Limited
BlackRock Fund Advisors 19-Oct-22 yes 12.98 on mkt buy AUD ORD 12,330 12,330
BlackRock Advisors (UK) Limited 19-Oct-22 no n/a collateral AUD ORD 7,270 7,270
transfer
BlackRock Advisors (UK) Limited 20-Oct-22 no n/a collateral AUD ORD 78,939 78,939
transfer
BlackRock Advisors (UK) Limited 21-Oct-22 yes 12.52 on mkt buy AUD ORD 1,119 1,119
BlackRock Advisors (UK) Limited 21-Oct-22 no n/a collateral AUD ORD 16,750 16,750
transfer
BlackRock Institutional Trust Company, National 24-Oct-22 yes 12.84 on mkt buy AUD ORD 176 176
Association
BlackRock Investment Management (Australia) 24-Oct-22 yes 12.77 on mkt buy AUD ORD 1,620 1,620
Limited
BlackRock Institutional Trust Company, National 25-Oct-22 yes 12.26 on mkt buy AUD ORD 206 206
Association
BlackRock Fund Advisors 25-Oct-22 no n/a in specie AUD ORD 512 512
BlackRock Investment Management, LLC 25-Oct-22 yes 12.24 on mkt buy AUD ORD 1,550 1,550
BlackRock Advisors (UK) Limited 27-Oct-22 no n/a collateral AUD ORD 291,115 291,115
transfer
BlackRock Fund Advisors 28-Oct-22 no n/a in specie AUD ORD 5,453 5,453
BlackRock Investment Management, LLC 28-Oct-22 yes 12.26 on mkt buy AUD ORD 1,103 1,103
BlackRock Advisors (UK) Limited 28-Oct-22 no n/a collateral AUD ORD 72,521 72,521
transfer
BlackRock Fund Advisors 31-Oct-22 no n/a in specie AUD ORD 264 264
BlackRock Advisors (UK) Limited 31-Oct-22 yes 12.22 on mkt buy AUD ORD 1,129 1,129
BlackRock Institutional Trust Company, National 31-Oct-22 yes 12.22 on mkt buy AUD ORD 348 348
Association
BlackRock Fund Advisors 01-Nov-22 no n/a in specie AUD ORD 3,440 3,440
BlackRock Fund Advisors 01-Nov-22 no n/a in specie AUD ORD 914 914
BlackRock Fund Advisors 02-Nov-22 no n/a in specie AUD ORD 1,558 1,558
BlackRock Investment Management (Australia) 02-Nov-22 yes 12.76 on mkt buy AUD ORD 148 148
Limited
BlackRock Fund Advisors 03-Nov-22 no n/a in specie AUD ORD 459 459
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Consideration Person's
Date of Acquisition / Trans Class and number of
Holder of Relevant Interest votes
on a prescribed fin'l mkt Cash Non-cash CCY securities affected
affected
BlackRock Investment Management (Australia) 03-Nov-22 yes 12.33 on mkt buy AUD ORD 287 287
Limited
BlackRock Fund Advisors 04-Nov-22 no n/a in specie AUD ORD 2,340 2,340
BlackRock Advisors (UK) Limited 04-Nov-22 yes 12.17 on mkt buy AUD ORD 244 244
BlackRock Advisors (UK) Limited 04-Nov-22 yes 12.17 on mkt buy AUD ORD 244 244
BlackRock Fund Advisors 07-Nov-22 no n/a in specie AUD ORD 4,113 4,113
BlackRock Fund Advisors 07-Nov-22 no n/a in specie AUD ORD 1,188 1,188
BlackRock Investment Management (Australia) 08-Nov-22 yes 11.55 on mkt buy AUD ORD 5,994 5,994
Limited
BlackRock Investment Management (Australia) 08-Nov-22 yes 11.55 on mkt buy AUD ORD 148 148
Limited
BlackRock Advisors (UK) Limited 08-Nov-22 no n/a collateral AUD ORD 1,065 1,065
transfer
BlackRock Fund Advisors 09-Nov-22 no n/a in specie AUD ORD 3,828 3,828
BlackRock Advisors (UK) Limited 09-Nov-22 yes 12.13 on mkt buy AUD ORD 3,172 3,172
BlackRock Institutional Trust Company, National 10-Nov-22 yes 11.74 on mkt buy AUD ORD 2,170 2,170
Association
BlackRock Advisors (UK) Limited 10-Nov-22 no n/a collateral AUD ORD 11,029 11,029
transfer
BlackRock Investment Management (UK) Limited 10-Nov-22 no n/a collateral AUD ORD 2,845 2,845
transfer
BlackRock Advisors (UK) Limited 14-Nov-22 no n/a collateral AUD ORD 3,553 3,553
transfer
BlackRock Investment Management, LLC 15-Nov-22 yes 12.82 on mkt buy AUD ORD 1,241 1,241
BlackRock Investment Management (UK) Limited 18-Nov-22 yes 12.44 on mkt buy AUD ORD 53,204 53,204
BlackRock Fund Advisors 18-Nov-22 no n/a in specie AUD ORD 1,188 1,188
BlackRock Investment Management (UK) Limited 18-Nov-22 yes 12.40 on mkt buy AUD ORD 16,400 16,400
BlackRock Advisors (UK) Limited 18-Nov-22 no n/a collateral AUD ORD 1,065 1,065
transfer
BlackRock Fund Advisors 21-Nov-22 no n/a in specie AUD ORD 1,188 1,188
BlackRock Investment Management (UK) Limited 21-Nov-22 yes 12.24 on mkt buy AUD ORD 113,345 113,345
BlackRock Investment Management (UK) Limited 21-Nov-22 yes 12.20 on mkt buy AUD ORD 190,000 190,000
BlackRock Fund Advisors 22-Nov-22 no n/a in specie AUD ORD 934 934
BlackRock Advisors (UK) Limited 22-Nov-22 no n/a collateral AUD ORD 351,185 351,185
transfer
BlackRock Fund Advisors 23-Nov-22 no n/a in specie AUD ORD 792 792
BlackRock Advisors (UK) Limited 25-Nov-22 yes 12.62 on mkt buy AUD ORD 12,288 12,288
BlackRock Investment Management, LLC 25-Nov-22 yes 12.62 on mkt buy AUD ORD 872 872
BlackRock Investment Management (Australia) 28-Nov-22 yes 12.71 on mkt buy AUD ORD 148 148
Limited
BlackRock Investment Management (Australia) 29-Nov-22 yes 12.91 on mkt buy AUD ORD 1,296 1,296
Limited
BlackRock Investment Management (Australia) 29-Nov-22 yes 12.91 on mkt buy AUD ORD 574 574
Limited
BlackRock Investment Management (UK) Limited 30-Nov-22 yes 12.99 on mkt buy AUD ORD 12,182 12,182
BlackRock Investment Management (UK) Limited 01-Dec-22 yes 13.46 on mkt buy AUD ORD 7,782 7,782
BlackRock Advisors (UK) Limited 01-Dec-22 no n/a collateral AUD ORD 348,540 348,540
transfer
BlackRock Investment Management (UK) Limited 02-Dec-22 yes 13.52 on mkt buy AUD ORD 51,760 51,760
BlackRock Advisors (UK) Limited 06-Dec-22 yes 13.62 on mkt buy AUD ORD 735 735
BlackRock Investment Management (Australia) 07-Dec-22 yes 13.81 on mkt buy AUD ORD 908 908
Limited
BlackRock Investment Management, LLC 07-Dec-22 yes 13.81 on mkt buy AUD ORD 17,001 17,001
BlackRock Advisors (UK) Limited 08-Dec-22 yes 13.62 on mkt buy AUD ORD 8,866 8,866
BlackRock Investment Management (UK) Limited 08-Dec-22 yes 13.62 on mkt buy AUD ORD 4,567 4,567
BlackRock Advisors (UK) Limited 08-Dec-22 yes 13.62 on mkt buy AUD ORD 2,473 2,473
BlackRock Investment Management (UK) Limited 09-Dec-22 no n/a in specie AUD ORD 4,079 4,079
BlackRock Investment Management (UK) Limited 09-Dec-22 no n/a in specie AUD ORD 2,589 2,589
BlackRock Investment Management (Australia) 13-Dec-22 yes 13.76 on mkt buy AUD ORD 287 287
Limited
BlackRock Investment Management, LLC 13-Dec-22 yes 13.76 on mkt buy AUD ORD 855 855
BlackRock Investment Management (Australia) 13-Dec-22 yes 13.76 on mkt buy AUD ORD 9,644 9,644
Limited
BlackRock Investment Management (Australia) 14-Dec-22 yes 13.56 on mkt buy AUD ORD 1,492 1,492
Limited
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Consideration Person's
Date of Acquisition / Trans Class and number of
Holder of Relevant Interest votes
on a prescribed fin'l mkt Cash Non-cash CCY securities affected
affected
BlackRock Investment Management (Australia) 14-Dec-22 yes 13.67 on mkt buy AUD ORD 972 972
Limited
BlackRock Advisors (UK) Limited 14-Dec-22 no n/a collateral AUD ORD 20 20
transfer
BlackRock Investment Management (UK) Limited 16-Dec-22 yes 13.17 on mkt buy AUD ORD 107 107
BlackRock Fund Advisors 16-Dec-22 no n/a in specie AUD ORD 620 620
BlackRock Investment Management, LLC 16-Dec-22 yes 13.10 on mkt buy AUD ORD 193 193
BlackRock Investment Management (Australia) 16-Dec-22 yes 13.10 on mkt buy AUD ORD 5,832 5,832
Limited
BlackRock Fund Advisors 16-Dec-22 yes 13.10 on mkt buy AUD ORD 56 56
BlackRock Investment Management (UK) Limited 16-Dec-22 yes 13.10 on mkt buy AUD ORD 4,830 4,830
BlackRock Investment Management (UK) Limited 16-Dec-22 yes 13.10 on mkt buy AUD ORD 5,246 5,246
BlackRock Investment Management, LLC 16-Dec-22 yes 13.10 on mkt buy AUD ORD 990 990
BlackRock Investment Management (UK) Limited 16-Dec-22 yes 13.10 on mkt buy AUD ORD 24,849 24,849
BlackRock Fund Advisors 21-Dec-22 no n/a in specie AUD ORD 1,560 1,560
BlackRock Investment Management (Australia) 22-Dec-22 yes 13.23 on mkt buy AUD ORD 972 972
Limited
BlackRock Advisors (UK) Limited 22-Dec-22 no n/a collateral AUD ORD 353,499 353,499
transfer
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Annexure C
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
28-Dec-22 Tevin Murray, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
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|||
|---|---|
|Name|Address|
|BlackRock Group|
|BlackRock Inc.|55 East 52nd Street|
|New York NY 10055 USA|
|BlackRock Advisors (UK) Limited|12 Throgmorton Avenue.|
|London, EC2N 2DL,|
|United Kingdom|
|BlackRock Asset Management Canada Limited|161 Bay Street, Suite 2500|
|Toronto, Ontario M5J 2S1|
|Canada|
|BlackRock Financial Management, Inc.|251 Little Falls Dr|
|Wilmington, DE 19808-1674|
|BlackRock Fund Advisors|400 Howard Street|
|San Francisco, CA, 94105|
|United States|
|BlackRock Institutional Trust Company, National|1225 17th Street,|
|Association|Suite 300,|
|Denver, CO 80202 (Colorado, USA)|
|BlackRock Investment Management (Australia) Limited|Level 37 Chifley Tower, 2 Chifley Square,|
|Sydney NSW 2000|
|Australia|
|BlackRock Investment Management (UK) Limited|12 Throgmorton Avenue|
|London EC2N 2DL|
|United Kingdom|
|BlackRock Investment Management, LLC|251 Little Falls Dr|
|Wilmington, DE 19808-1674|
|APERIO GROUP LLC|2710 Gateway Oaks Drive, Suite 150N, Sacramento, CA 95833-|
|3505|
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Annexure D
This is Annexure D of 3 pages referred to in form 603 Notice of initial substantial shareholder.
28-DEC-2022
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Tevin Murray, Authorised Signatory Date
Type of agreement: Global Master Securities Lending Agreement, Overseas
Securities Lending Agreement or Master Securities Lending
Agreement.
Parties to agreement: The relevant counterparty as described in the lists of Securities
Lending Agreements entered into by BlackRock Advisors
Limited and BlackRock Institutional Trust Corporation, N.A.,
respectively, on the following page.
Transfer date: The date of the relevant transaction identified as a collateral
transfer referred to in Annexure B to form 603.
Holder of voting rights: The Borrower.
Are there any restrictions on voting rights? Yes. Collateral is held through a tripartite structure under which
the triparty collateral manager will not act in respect of voting
If yes, detail rights unless it receives instructions to do so from the Borrower.
Scheduled return date (if any): The date of the relevant transaction referred to in Annexure B to
form 603.
Does the borrower have the right to return Yes.
early?
The Borrower is entitled to substitute existing collateral with
other equities at any time.
If yes, detail
Does the lender have the right to recall early? Yes, at notice.
If yes, detail
Will the securities be returned on settlement? Yes.
If yes, detail any exceptions
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A copy of the relevant agreement will be provided to SIMS LTD or the Australian Securities and Investments Commission upon request.
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Securities Lending Agreements
Agreements entered into between BlackRock Advisors Limited and each of the following counterparties:
-
(a) Bank of Nova Scotia, London Branch GMSLA, 25 August 2011 (b) Barclays Bank plc GMSLA, 9 April 2104
-
(c) Barclays Capital Securities Limited GMSLA, 2 December 2012 (d) BNP Paribas Arbitrage GMSLA, 30 May 2013
-
(e) BNP Paribas GMSLA, 8 May 2007
-
(f) Citigroup Global Markets Limited GMSLA, 18 January 2007
-
(g) Credit Suisse AG, Dublin Branch GMSLA, 28 September 2015
-
(h) Credit Suisse International GMSLA, 10 March 2014
-
(i) Credit Suisse Securities (Europe) Limited GMSLA, 26 August 2015
-
(j) Deutsche Bank AG, London Branch GMSLA, 25 August 2017
-
(k) Goldman Sachs International GMSLA, 2nd August 2022
-
(l) HSBC Bank plc GMSLA GMSLA, 27 October 2016
-
(m) ING Bank N.V. GMSLA, 12 November 2018
-
(n) J.P. Morgan Securities plc GMSLA, 12 July 2011
-
(o) Macquarie Bank Limited GMSLA, 18 August 2014
-
(p) Merrill Lynch International GMSLA, 3 February 2020
-
(q) Morgan Stanley & Co International plc GMSLA, 9 June 2021
-
(r) Natixis SA GMSLA, 29 January 2018
-
(s) Nomura International plc GMSLA, 2 November 2011
-
(t) Royal Bank of Canada Europe Limited GMSLA, 3 February 2017
-
(u) Royal Bank of Scotland plc (renamed to Natwest Markets Plc) GMSLA, 1 April 2011
-
(v) Santander UK Plc GMSLA, 25 January 2019
-
(w) Societe Generale GMSLA, 27 January 2012
-
(x) UBS AG GMSLA, 28 April 2016
-
(y) UBS Europe SE GMSLA, 1 February 2019
-
(z) BAL/Banco Santander, S.A. GMSLA, 30 April 2019
-
(aa) Canadian Imperial Bank of Commerce, London Branch GMSLA, 21 June 2019 (bb) Zürcher Kantonalbank GMSLA, 30 October 2019
-
(cc) The Hongkong and Shanghai Banking Corporation Limited GMSLA, 7 February 2020 (dd) BNP Paribas Prime Brokerage International Limited GMSLA 19 October 20201
Agreements entered into by BlackRock Institutional Trust Corporation, N.A. and each of the following counterparties:
-
a. Bank of Nova Scotia GMSLA, December 6, 2016
-
b. Barclays Bank plc GMSLA, April 24, 2017
-
c. Barclays Capital Securities Limited GMSLA, March 15, 2017
-
d. BNP Paribas Arbitrage GMSLA, June 5, 2017
-
e. Citigroup Global Markets Limited GMSLA, June 3, 2015
-
f. Credit Suisse AG, Dublin Branch GMSLA, October 14, 2015
-
g. Credit Suisse International GMSLA, April 4, 2020
-
h. Credit Suisse Securities (Europe) Limited GMSLA, October 2, 2015
-
i. Deutsche Bank AG, London Branch GMSLA, June 7, 2017
-
j. Goldman Sachs International OSLA April 1, 2004
-
k. HSBC Bank plc GMSLA, February 12, 2013
-
l. J.P. Morgan Securities plc GMSLA, October 4, 2016
-
m. J.P. Morgan Securities plc GMSLA (Pledge), July 1, 2020
-
n. Macquarie Bank Limited GMSLA, October 3, 2016
-
o. Merrill Lynch International GMSLA, February 19, 2014
-
p. Morgan Stanley & Co International plc GMSLA, November 16, 2021
-
q. Nomura International plc GMSLA 03 August 2018
-
r. Societe Generale GMSLA, September 28, 2016
-
s. UBS AG GMSLA, May 26, 2016
-
t. UBS AG GMSLA (Pledge), June 2, 2020
-
u. UBS Europe SE GMSLA, 1 February 2019
-
v. The Hongkong and Shanghai Banking Corporation Limited GMSLA, 22 February 2019
-
w. RBC Europe Limited GMSLA, 4 February 2019
-
x. ING BANK N.V. GMSLA, 27 February, 2019
-
y. BANCO SANTANDER, S.A. GMSLA, 11 September, 2019
-
z. Credit Suisse A.G., Singapore Branch GMSLA, 25 October, 2019
-
aa. Natixis S.A. GMSLA, November 21, 2019.
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bb. CREDIT SUISSE INTERNATIONAL GMSLA, 4 April 2020
cc. BNP Paribas Prime Brokerage International Limited GMSLA 22 November 2021
These counterparties do not pledge Australian equities:
(a) Merrill Lynch, Pierce, Fenner Smith Incorporated
These counterparties do not have any business with us anymore although may have done previously: (a) Morgan Stanley Securities Limited (No Business) OSLA 15 March 1999
Royal Bank of Scotland N.V. GMSLA, 12 October 2011 – No Business, superseded by Royal Bank of Scotland PLC
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