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SIMS LIMITED Major Shareholding Notification 2020

Dec 3, 2020

65780_rns_2020-12-03_96bac168-61ac-476b-ab53-ba36f0f892f6.pdf

Major Shareholding Notification

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Form 605

Corporations Law Section 671B

Notice of ceasing to be a substantial holder

To: Company Name/Scheme SIMS LIMITED
ACN/ARSN 114 838 630
1.Details of substantial holder (1)
Name UBS Group AG and its related bodies corporate
ACN/ARSN (if applicable):
The holder ceased to be a substantial shareholder on 2 December 2020
The previous notice was given to the company on 25 November 2020
The previous notice was dated 23 November 2020

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange Person whoserelevant interestchanged Nature of Change(4) Considerationgiven inrelation tochange (5) Class (6) andNumber ofsecurities affected Person'svotesaffected
Please see Appendix A.

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
N/A N/A

SIGNATURE

Print Name: Andrew Costley Capacity: Authorised signatory
Sign Here: Date: 4 December 2020
Print Name: Joanne Chan Capacity: Authorised signatory
Sign Here: Date: 4 December 2020

Contact details for this notice:

--------------------------------------------------------------- Andrew Costley Group Compliance, Regulatory & Governance (T) + 852 3712 3707 ----------------------------------------------------------------

SGM - Appendix A
Date of change Person whose relevant interest changed Nature of Change Consideration given in Number of securities Class
relation to change
24-Nov-20 UBS Securities Australia Ltd Sell 11 (1) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 11 (1) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 88 (8) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 288 (26) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 12,067 (1,098) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 4,385 (399) Ordinary
24-Nov-20 UBS Securities Australia Ltd Buy 22 2 Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 611,608 (55,457) Ordinary
24-Nov-20 UBS Securities Australia Ltd Buy 601,902 54,528 Ordinary
24-Nov-20 UBS Securities Australia Ltd Buy 46,502 4,207 Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 3,146 (287) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 197,237 (17,833) Ordinary
24-Nov-20 UBS Securities Australia Ltd Buy 61,485 5,563 Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 222,003 (20,105) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 56,268 (5,104) Ordinary
24-Nov-20 UBS Securities Australia Ltd Buy 350,510 31,796 Ordinary
24-Nov-20 UBS Securities Australia Ltd Buy 328,848 29,696 Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 38,715 (3,461) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 102,453 (9,264) Ordinary
24-Nov-20 UBS Securities Australia Ltd Buy 41,279 3,731 Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 428,060 (38,735) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 3,016 (270) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 3,014 (270) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 3,023 (270) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 3,022 (271) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 3,324 (298) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 3,323 (298) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 2,930 (263) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 3,375 (303) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 177 (16) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 4,967 (450) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 1,803 (163) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 4,423 (401) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 6,578 (595) Ordinary
24-Nov-20 UBS Securities Australia Ltd Buy 174,978 15,836 Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 86,387 (7,871) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 127,231 (11,530) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 1,659 (151) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 17,070 (1,546) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 5,762 (522) Ordinary
24-Nov-20 UBS Securities Australia Ltd Buy 7,241 660 Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 12,108 (1,089) Ordinary
24-Nov-20 UBS Securities Australia Ltd Buy 26,719 2,431 Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 7,174 (654) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 14,369 (1,310) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 27,520 (2,498) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 16,886 (1,531) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 101,131 (9,132) Ordinary
24-Nov-20 UBS Securities Australia Ltd Sell 117,509 (10,655) Ordinary
24-Nov-20 UBS Securities Australia Ltd Buy 1,215 110 Ordinary
24-Nov-20 UBS Securities Australia Ltd Stock borrowed N/A 410,000 Ordinary
24-Nov-20 UBS Securities Australia Ltd Stock returned N/A (19,857) Ordinary
24-Nov-20 UBS Securities Australia Ltd Stock returned N/A (69,389) Ordinary
24-Nov-20 UBS Securities Australia Ltd Stock returned N/A (400,000) Ordinary
24-Nov-20 UBS Securities Australia Ltd Stock returned N/A (25,849) Ordinary
24-Nov-20 UBS Asset Management Sell 1,094,016 (98,871) Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 7,335 (659) Ordinary
25-Nov-20 UBS Securities Australia Ltd Buy 22 2 Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 846,163 (76,035) Ordinary
25-Nov-20 UBS Securities Australia Ltd Buy 572,063 51,533 Ordinary
25-Nov-20 UBS Securities Australia Ltd Buy 16,224 1,454 Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 240,804 (21,714) Ordinary
25-Nov-20 UBS Securities Australia Ltd Buy 348,368 31,269 Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 40,522 (3,636) Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 456,060 (40,961) Ordinary
25-Nov-20 UBS Securities Australia Ltd Buy 551,539 49,528 Ordinary
25-Nov-20 UBS Securities Australia Ltd Buy 43,799 3,933 Ordinary
25-Nov-20 UBS Securities Australia Ltd Buy 21,838 1,963 Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 1,097 (97) Ordinary
25-Nov-20 UBS Securities Australia Ltd Buy 51,808 4,623 Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 69,603 (6,224) Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 857,559 (77,059) Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 607,752 (55,201) Ordinary
25-Nov-20 UBS Securities Australia Ltd Buy 570,064 51,065 Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 2,256 (202) Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 3,126 (280) Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 17,756 (1,607) Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 28,720 (2,600) Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 1,330 (121) Ordinary
25-Nov-20 UBS Securities Australia Ltd Sell 39,230 (3,520) Ordinary
25-Nov-20 UBS Securities Australia Ltd Buy 56,418 5,102 Ordinary
25-Nov-20 UBS Securities Australia Ltd Buy 5,655 508 Ordinary
25-Nov-20 UBS Securities Australia Ltd Stock borrowed N/A 51,000 Ordinary
25-Nov-20 UBS Asset Management Sell 2,075,032 (186,423) Ordinary
26-Nov-20 UBS Securities Australia Ltd Sell 11 (1) Ordinary
26-Nov-20 UBS Securities Australia Ltd Buy 12,900 1,158 Ordinary
26-Nov-20 UBS Securities Australia Ltd Buy 858 77 Ordinary
26-Nov-20 UBS Securities Australia Ltd Sell 5,809 (515) Ordinary
26-Nov-20 UBS Securities Australia Ltd Buy 11 1 Ordinary
26-Nov-20 UBS Securities Australia Ltd Buy 318,329 28,439 Ordinary
26-Nov-20 UBS Securities Australia Ltd Sell 210,394 (18,805) Ordinary
26-Nov-20 UBS Securities Australia Ltd Buy 2,193 196 Ordinary
26-Nov-20 UBS Securities Australia Ltd Sell 2,205 (196) Ordinary
26-Nov-20 UBS Securities Australia Ltd Buy 47,719 4,275 Ordinary
26-Nov-20 UBS Securities Australia Ltd Sell 75,305 (6,692) Ordinary
26-Nov-20 UBS Securities Australia Ltd Sell 139,202 (12,350) Ordinary
26-Nov-20 UBS Securities Australia Ltd Buy 91,897 8,150 Ordinary
26-Nov-20 UBS Securities Australia Ltd Buy 7,053 636 Ordinary
26-Nov-20 UBS Securities Australia Ltd Sell 267 (24) Ordinary
26-Nov-20 UBS Securities Australia Ltd Buy 30,192 2,687 Ordinary
26-Nov-20 UBS Securities Australia Ltd Sell 4,450 (395) Ordinary
26-Nov-20 UBS Securities Australia Ltd Sell 209,948 (18,623) Ordinary
26-Nov-20 UBS Securities Australia Ltd Sell 16,780 (1,511) Ordinary
26-Nov-20 UBS Securities Australia Ltd Buy 553,126 49,036 Ordinary
26-Nov-20 UBS Securities Australia Ltd Sell 7,536 (669) Ordinary
26-Nov-20 UBS Securities Australia Ltd Sell 34,534 (3,066) Ordinary
26-Nov-20 UBS Securities Australia Ltd Sell 19,637 (1,741) Ordinary
26-Nov-20 UBS Securities Australia Ltd Stock borrowed N/A 89,000 Ordinary
26-Nov-20 UBS Asset Management Sell 801,874 (71,316) Ordinary
27-Nov-20 UBS Securities Australia Ltd Buy 45 4 Ordinary
27-Nov-20 UBS Securities Australia Ltd Buy 124 11 Ordinary
27-Nov-20 UBS Securities Australia Ltd Sell 328 (29) Ordinary
27-Nov-20 UBS Securities Australia Ltd Sell 396 (35) Ordinary
27-Nov-20 UBS Securities Australia Ltd Sell 2,238 (198) Ordinary
27-Nov-20 UBS Securities Australia Ltd Sell 1,852 (164) Ordinary
27-Nov-20 UBS Securities Australia Ltd Buy 11 1 Ordinary
27-Nov-20 UBS Securities Australia Ltd Buy 935,830 83,937 Ordinary
27-Nov-20 UBS Securities Australia Ltd Sell 93,654 (8,367) Ordinary
27-Nov-20 UBS Securities Australia Ltd Sell 358,806 (31,880) Ordinary
27-Nov-20 UBS Securities Australia Ltd Buy 166,212 15,022 Ordinary
27-Nov-20 UBS Securities Australia Ltd Sell 124,257 (11,028) Ordinary
27-Nov-20 UBS Securities Australia Ltd Sell 217,093 (19,371) Ordinary
27-Nov-20 UBS Securities Australia Ltd Buy 171,670 15,321 Ordinary
27-Nov-20 UBS Securities Australia Ltd Sell 227,833 (20,225) Ordinary
27-Nov-20 UBS Securities Australia Ltd Buy 42,447 3,813 Ordinary
27-Nov-20 UBS Securities Australia Ltd Sell 14,722 (1,315) Ordinary
27-Nov-20 UBS Securities Australia Ltd Buy 100,203 9,083 Ordinary
27-Nov-20 UBS Securities Australia Ltd Sell 171,380 (15,222) Ordinary
27-Nov-20 UBS Securities Australia Ltd Buy 123 11 Ordinary
27-Nov-20 UBS Securities Australia Ltd Sell 548,886 (48,645) Ordinary
27-Nov-20 UBS Securities Australia Ltd Buy 79 7 Ordinary
27-Nov-20 UBS Securities Australia Ltd Sell 16,034 (1,421) Ordinary
27-Nov-20 UBS Securities Australia Ltd Sell 28,572 (2,531) Ordinary
27-Nov-20 UBS Securities Australia Ltd Stock returned N/A (5,488) Ordinary
27-Nov-20 UBS Asset Management Sell 2,636,490 (235,066) Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 23 (2) Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 34 (3) Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 476 (42) Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 896 (79) Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 2,517 (222) Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 136,897 (12,072) Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 2,824 (249) Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 11 1 Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 475,227 41,983 Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 475,324 (41,922) Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 250,806 (22,123) Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 145,128 (12,801) Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 11 1 Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 139,792 12,329 Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 110,585 (9,759) Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 465,184 (41,019) Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 295,454 26,073 Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 89,158 (7,860) Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 102,174 (9,010) Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 211,421 (18,657) Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 46,549 4,112 Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 6,577 581 Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 1,124 (99) Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 490,005 (43,208) Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 91 8 Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 1,591 (140) Ordinary
30-Nov-20 UBS Securities Australia Ltd Sell 19,029 (1,673) Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 20,017 1,765 Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 13,066 1,152 Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 30,781 2,705 Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 3,200 282 Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 11,786 1,038 Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 9,909 869 Ordinary
30-Nov-20 UBS Securities Australia Ltd Buy 9,909 874 Ordinary
30-Nov-20 UBS AG London Branch Buy 193 17 Ordinary
30-Nov-20 UBS Asset Management Sell 44,325 (3,912) Ordinary
30-Nov-20 UBS Asset Management Sell 1,618,985 (142,805) Ordinary
01-Dec-20 UBS Securities Australia Ltd Sell 11 (1) Ordinary
01-Dec-20 UBS Securities Australia Ltd Buy 11,224 1,003 Ordinary
01-Dec-20 UBS Securities Australia Ltd Buy 11 1 Ordinary
01-Dec-20 UBS Securities Australia Ltd Sell 571,962 (51,297) Ordinary
01-Dec-20 UBS Securities Australia Ltd Buy 452,674 40,688 Ordinary
01-Dec-20 UBS Securities Australia Ltd Buy 15,078 1,354 Ordinary
01-Dec-20 UBS Securities Australia Ltd Sell 154,309 (13,785) Ordinary
01-Dec-20 UBS Securities Australia Ltd Buy 116,306 10,466 Ordinary
01-Dec-20 UBS Securities Australia Ltd Sell 103,188 (9,205) Ordinary
01-Dec-20 UBS Securities Australia Ltd Buy 255,227 22,962 Ordinary
01-Dec-20 UBS Securities Australia Ltd Sell 275,597 (24,721) Ordinary
01-Dec-20 UBS Securities Australia Ltd Buy 193,388 17,378 Ordinary
01-Dec-20 UBS Securities Australia Ltd Sell 190 (17) Ordinary
01-Dec-20 UBS Securities Australia Ltd Sell 6,856 (613) Ordinary
01-Dec-20 UBS Securities Australia Ltd Sell 58,709 (5,247) Ordinary
01-Dec-20 UBS Securities Australia Ltd Sell 45,533 (4,107) Ordinary
01-Dec-20 UBS Securities Australia Ltd Buy 281,807 25,293 Ordinary
01-Dec-20 UBS Securities Australia Ltd Buy 324,578 29,051 Ordinary
01-Dec-20 UBS Securities Australia Ltd Buy 44,358 3,977 Ordinary
01-Dec-20 UBS Securities Australia Ltd Sell 34,692 (3,095) Ordinary
01-Dec-20 UBS Securities Australia Ltd Buy 111 10 Ordinary
01-Dec-20 UBS Securities Australia Ltd Buy 4,365 390 Ordinary
01-Dec-20 UBS AG London Branch Buy 44,312 3,960 Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 24,244 (2,090) Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 12 (1) Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 23 (2) Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 3,515 (303) Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 6,763 (583) Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 69,032 (5,951) Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 251,395 (21,672) Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 11 1 Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 341,666 29,869 Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 724,649 (63,395) Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 119,820 (10,441) Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 2,513 224 Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 164,047 14,323 Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 53,471 (4,660) Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 99,412 (8,655) Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 345,479 (30,049) Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 331,612 28,878 Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 41,605 (3,586) Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 38,343 (3,346) Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 33,573 2,939 Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 198,517 (17,204) Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 24,165 2,113 Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 21,657 1,867 Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 161,651 13,969 Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 3,570 (319) Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 18,293 1,613 Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 7,523 (661) Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 971 85 Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 16,783 1,473 Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 11,985 1,054 Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 47,103 4,126 Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 5,793 505 Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 4,751 (410) Ordinary
02-Dec-20 UBS Securities Australia Ltd Sell 5,138 (443) Ordinary
02-Dec-20 UBS Securities Australia Ltd Buy 9,770 868 Ordinary
02-Dec-20 UBS Asset Management Sell 1,197,251 (107,352) Ordinary
02-Dec-20 UBS Asset Management Sell 2,410,843 (210,000) Ordinary
02-Dec-20 UBS Asset Management Sell 18,676 (1,610) Ordinary