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SIMS LIMITED — Major Shareholding Notification 2019
Mar 31, 2019
65780_rns_2019-03-31_7cb23f4f-dad0-447d-8fd4-676619af3d12.pdf
Major Shareholding Notification
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Form 604
Corporations Law Section 671B
Notice of change of interests of substantial holder
| To: Company Name/Scheme | SIMS METAL MANAGEMENT LIMITED | ||
|---|---|---|---|
| ACN/ARSN | 114 838 630 | ||
| 1.Details of substantial holder | |||
| Name | UBS Group AG and its related bodies corporate | ||
| ACN/ARSN (if applicable): | |||
| There was a change in the interests of the substantial holder on | 28 March 2019 | ||
| The previous notice was given to the company on | 27 March 2019 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class ofsecurities (4) | Previous Notice | Present Notice | ||
|---|---|---|---|---|
| Person's Votes | Voting Power (5) | Person's Votes | Voting Power (5) | |
| Ordinary | 16,945,286 | 8.36% | 13,404,255 | 6.61% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature of Change (6) | Considerationgiven inrelation tochange (7) | Class andNumber ofsecuritiesaffected | Person'svotesaffected |
|---|---|---|---|---|---|
| Please see Appendix B. |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevantinterest | Registeredholder ofsecurities | Person entitled tobe registeredholder (8) | Nature of relevant interest(6) | Class andnumber ofsecurities | Person'svotes |
|---|---|---|---|---|---|
| UBS FinancialServices Inc. | N/A | UBS FinancialServices Inc. | Broker with power toexercise discretion overaccount | 926ADR | 926 |
| UBS AssetManagement(Americas) Inc | VariousCustodians | UBS AssetManagement(Americas) Inc | Fund Manager with power toexercise control over votingshares | 4,532,390Ordinary | 4,532,390 |
| UBS Asset | Various | UBS Asset | Fund Manager with power to | 1,809,109 | 1,809,109 |
|---|---|---|---|---|---|
| Management(Australia) Ltd | Custodians | Management(Australia) Ltd | exercise control over votingshares | Ordinary | |
| UBS Asset | Various | UBS Asset | Fund Manager with power to | 10,609 | 10,609 |
| Management(Deutschland) GmbH | Custodians | Management(Deutschland) GmbH | exercise control over votingshares | Ordinary | |
| UBS Asset | Various | UBS Asset | Fund Manager with power to | 66,739 | 66,739 |
| Management LifeLimited | Custodians | Management LifeLimited | exercise control over votingshares | Ordinary | |
| UBS Asset | Various | UBS Asset | Fund Manager with power to | 15,936 | 15,936 |
| Management TrustCompany | Custodians | Management TrustCompany | exercise control over votingshares | Ordinary | |
| UBS Asset | Various | UBS Asset | Fund Manager with power to | 313,776 | 313,776 |
| Management (UK)Limited | Custodians | Management (UK)Limited | exercise control over votingshares | Ordinary | |
| UBS Fund | Various | UBS Fund | Fund Manager with power to | 2,239,193 | 2,239,193 |
| Management(Luxembourg) S.A. | Custodians | Management(Luxembourg) S.A. | exercise control over votingshares | Ordinary | |
| UBS Fund | Various | UBS Fund | Fund Manager with power to | 141,192 | 141,192 |
| Management(Switzerland) AG | Custodians | Management(Switzerland) AG | exercise control over votingshares | Ordinary | |
| UBS AG London | Various | UBS AG London | Power to control disposal | 323,999 | 323,999 |
| Branch | Custodians | Branch | over shares pursuant tostock borrowing and lending | Ordinary | |
| activities (see Appendix A) | |||||
| UBS Securities | Warbont | UBS Securities | Power to control disposal | 3,260,000 | 3,260,000 |
| Australia Ltd | Nominees PtyLtd | Australia Ltd | over shares pursuant tostock borrowing and lending | Ordinary | |
| activities (see Appendix A) | |||||
| BrispotNominees Pty | UBS SecuritiesAustralia Ltd | Beneficial Owner | 384,344 | 384,344 | |
| Ltd | Ordinary | ||||
| UBS Securities LLC | Various | UBS Securities LLC | Power to control disposal | 85,000 | 85,000 |
| Custodians | over shares pursuant tostock borrowing and lending | Ordinary | |||
| activities (see Appendix A) | |||||
| UBS AG, Australia | N/A | UBS AG, Australia | Beneficial Owner | 44,185 | 44,185 |
| Branch | Branch | Options | |||
| UBS NomineesPty Ltd | UBS AG, AustraliaBranch | Prime Broker that hasexercised its borrowing right | 176,857 | 176,857 | |
| in respect of shares pursuant | Ordinary | ||||
| to a Prime BrokingAgreement (see Appendix A) |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Details of all UBS offices can be found through thefollowing link: http://apps2.ubs.com/locationfinder/ |
SIGNATURE
| Print Name: | Philip Alexander | Capacity: | Authorised signatory |
|---|---|---|---|
| Sign Here: | Date: | 1 April 2019 | |
| Print Name: | Joanne Chan | Capacity: | Authorised signatory |
| Sign Here: | Date: | 1 April 2019 | |
Contact details for this notice:
Philip Alexander Compliance & Operational Risk Control (T) +852 2971 6074 ------------------------------------------------------
Appendix A
| Holder of relevant interest | UBS AG, London Branch | UBS Securities Australia Ltd | UBS Securities LLC |
|---|---|---|---|
| Type of agreement | Securities Lending Agreement | Securities Lending Agreement | Securities Lending Agreement |
| Parties to agreement | (i) UBS AG, London Branch ("UBSAG ")/ UBS Limited(ii) Client (Please refer to AppendixA-1.) | (i) UBS AG, Australia Branch("UBS AG")/ UBS SecuritiesAustralia Limited(ii) Client (Please refer to AppendixA-1.) | (i) UBS Securities LLC ("UBS SecLLC")(ii) Client (Please refer to AppendixA-1.) |
| Transfer date | Please refer to Appendix A-1. | Please refer to Appendix A-1. | Please refer to Appendix A-1. |
| Holder of voting rights | UBS AG/ UBS Limited | UBS AG/ UBS Securities AustraliaLimited | UBS Sec LLC |
| Are there any restrictions onvoting rights? | Please refer to the details below. | Please refer to the details below. | No. |
| If yes, detail | Since all right and title in thesecurities passes to the transferee(i.e. UBS AG/ UBS Limited), thetransferee has the right to vote.However, in certain circumstances,the transferee may seek to arrangefor voting rights to be exercised inaccordance with the instructions ofthe transferor (i.e. Client). | Since all right and title in thesecurities passes to the transferee(i.e. UBS AG/ UBS SecuritiesAustralia Limited), the transfereehas the right to vote. However, incertain circumstances, thetransferee may seek to arrange forvoting rights to be exercised inaccordance with the instructions ofthe transferor (i.e. Client). | N/A |
| Scheduled return date (if any) | None. | None, subject to the terms of therelevant loan. | None unless agreed to by theparties. |
| Does the borrower have the rightto return early? | Yes. | Yes. | Yes. Either party can terminate theloan upon notice unless otherwiseagreed. |
| If yes, detail | The borrower (i.e. UBS AG/ UBSLimited) has the right to return at itsdiscretion subject to the terms ofthe relevant loan. | The borrower (i.e. UBS AG/ UBSSecurities Australia Limited) hasthe right to return at its discretion. | The borrower (i.e. UBS Sec LLC)has the right to return at itsdiscretion. |
| Does the lender have the right torecall early? | Yes. | Yes. | Yes. Either party can terminate theloan upon notice unless otherwiseagreed. |
| If yes, detail | The lender (i.e. Client) can recall atits request subject to compliancewith margin requirements and theterms of the relevant loan. | The lender (i.e. Client) can recall atits request subject to compliancewith margin requirements and theterms of the relevant loan. | The lender has the right to return atits discretion. |
| Will the securities be returned onsettlement? | Yes. | Yes. | Yes (equivalent securities). |
| If yes, detail any exceptions | None. | None. | None. |
Appendix A
| Holder of relevant interest | UBS AG, Australia Branch | ||
|---|---|---|---|
| Type of agreement | Prime Brokerage Agreement | ||
| Parties to agreement | (i) UBS AG, Australia Branch("UBS AG")(ii) Client (Please refer to AppendixA-1.) | ||
| Transfer date | Please refer to Appendix A-1. | ||
| Holder of voting rights | UBS AG | ||
| Are there any restrictions onvoting rights? | Please refer to the details below. | ||
| If yes, detail | Since all right and title in thesecurities passes to the transferee(i.e. UBS AG), the transferee hasthe right to vote. However, incertain circumstances, thetransferee may seek to arrange forvoting rights to be exercised inaccordance with the instructions ofthe transferor (i.e. Client). | ||
| Scheduled return date (if any) | None, subject to the terms of therelevant loan. | ||
| Does the borrower have the rightto return early? | Yes. | ||
| If yes, detail | The borrower (i.e. UBS AG) has theright to return at its discretion. | ||
| Does the lender have the right torecall early? | Yes. | ||
| If yes, detail | The lender (i.e. Client) can recall atits request subject to compliancewith margin requirements and theterms of the relevant loan. | ||
| Will the securities be returned onsettlement? | Yes. | ||
| If yes, detail any exceptions | None. |
Securities Lending Agreement - UBS AG, London Branch / UBS Limited
| Parties to agreement | Transfer date | ||
|---|---|---|---|
| Citibank NA as an agent acting on behalf of its clients | (i) | 3 September 2018 | |
| The Northern Trust Company as an agent acting on behalf of its clients | (i) | 1 March 2019 |
Securities Lending Agreement - UBS AG, Australia Branch/ UBS Securities Australia Limited
| Parties to agreement | Transfer date | |
|---|---|---|
| Citibank NA as an agent acting on behalf of its clients | (i) | 18 October 2018 |
| State Street Bank & Trust Company as an agent acting on behalf of its clients | (i) | 25 March 2019 |
Securities Lending Agreement - UBS Securities LLC
| Parties to agreement | Transfer date |
|---|---|
| The Bank of New York Mellon as an agent acting on behalf of its clients | (i)19 March 2019 |
Prime Brokerage Agreement - UBS AG, Australia Branch
| Parties to agreement | Transfer date | |
|---|---|---|
| Australian Leaders Fund Limited | (i) | 14 March 2019 |
| SGMpendix B- Ap | |||||
|---|---|---|---|---|---|
| of changDatee | hoserelechangedPersvantintereston w | of ChangNaturee | sideConration given inrelation to change | berof seNumcurities | Class |
| 26-Mar-19 | UBSAsset Mntanageme | Buy | 247,444 | 23,385 | Ordinary |
| 26-Mar-19 | uritiestralia LtdUBSSecs Au | Buy | 21 | 2 | Ordinary |
| 26-Mar-19 | UBSSecuritiestralia Ltds Au | Sell | 127 | (12) | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Sell | 116 | (11) | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Sell | 127 | (12) | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Sell | 116 | (11) | Ordinary |
| 26-Mar-19 | straldUBSSecurities Auia Lt | Sell | 127 | (12) | Ordinary |
| 26-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 116 | (11) | Ordinary |
| 26-Mar-19 | UBSSecuritiestralia Ltds Au | Sell | 127 | (12) | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Sell | 106 | (10) | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Sell | 11 | (1) | Ordi |
| 26-Mar-19 | UBSSecurities Australia Ltd | Sell | 42 | (4) | naryOrdi |
| nary | |||||
| 26-Mar-19 | straldUBSSecurities Auia Lt | Sell | 106 | (10) | Ordinary |
| 26-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 95 | (9) | Ordinary |
| 26-Mar-19 | UBSSecuritiestralia Ltds Au | Sell | 116 | (11) | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Sell | 106 | (10) | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Sell | 148 | (14) | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Sell | 85 | (8) | Ordinary |
| 26-Mar-19 | straldUBSSecurities Auia Lt | Sell | 11,469 | (1,082) | Ordinary |
| 26-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 24,846 | (2,344) | Ordinary |
| 26-Mar-19 | uritiestralia LtdUBSSecs Au | Buy | 81,608 | 7,722 | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Sell | 82,278 | (7,779) | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Buy | 3,367 | 318 | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Buy | 156,778 | 14,816 | Ordinary |
| 26-Mar-19 | straldUBSSecurities Auia Lt | Sell | 407,780 | (38,544) | Ordinary |
| 26-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 27,359 | (2,580) | Ordinary |
| 26-Mar-19 | uritiestralia LtdUBSSecs Au | Buy | 2,051 | 194 | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Sell | 74,384 | (7,021) | Ordi |
| 26-Mar-19 | UBSSecurities Australia Ltd | 95,524 | 9,038 | naryOrdi | |
| 26-Mar-19 | UBSSecurities Australia Ltd | BuySell | 679 | naryOrdi | |
| (64) | nary | ||||
| 26-Mar-19 | straldUBSSecurities Auia Lt | Sell | 13,697 | (1,294) | Ordinary |
| 26-Mar-19 | straldUBSSecurities Auia Lt | Buy | 11 | 1 | Ordinary |
| 26-Mar-19 | uritiestralia LtdUBSSecs Au | Buy | 3,402 | 321 | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Buy | 823 | 78 | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Buy | 40,360 | 3,811 | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Buy | 20,743 | 1,960 | Ordinary |
| 26-Mar-19 | straldUBSSecurities Auia Lt | Buy | 12,443 | 1,176 | Ordinary |
| 26-Mar-19 | straldUBSSecurities Auia Lt | Buy | 7,849 | 745 | Ordinary |
| 26-Mar-19 | uritiestralia LtdUBSSecs Au | Buy | 10,312 | 976 | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Sell | 13,761 | (1,297) | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Sell | 1,272 | (120) | Ordinary |
| 26-Mar-19 | UBSSecurities Australia Ltd | Buy | 223 | 21 | Ordinary |
| 26-Mar-19 | straldUBSSecurities Auia Lt | Buy | 1,920 | 181 | Ordinary |
| 27-Mar-19 | straldUBSSecurities Auia Lt | Buy | 758 | 72 | Ordinary |
| 27-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 274 | (26) | Ordinary |
| 27-Mar-19 | UBSSecuritiestralia Ltds Au | Sell | 42 | (4) | Ordi |
| 27-Mar-19 | UBSSecurities Australia Ltd | Sell | 1,326 | (126) | naryOrdi |
| 27-Mar-19 | UBSSecurities Australia Ltd | 11 | 1 | naryOrdi | |
| Buy | nary | ||||
| 27-Mar-19 | UBSSecurities Australia Ltd | Buy | 21 | 2 | Ordinary |
| 27-Mar-19 | straldUBSSecurities Auia Lt | Buy | 84 | 8 | Ordinary |
| 27-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 11 | (1) | Ordinary |
| 27-Mar-19 | UBSSecuritiestralia Ltds Au | Sell | 21 | (2) | Ordinary |
| 27-Mar-19 | UBSSecurities Australia Ltd | Sell | 421 | (40) | Ordinary |
| 27-Mar-19 | UBSSecurities Australia Ltd | Buy | 24,513 | 2,333 | Ordinary |
| 27-Mar-19 | UBSSecurities Australia Ltd | Sell | 15,955 | (1,516) | Ordinary |
| 27-Mar-19 | straldUBSSecurities Auia Lt | Sell | 52 | (5) | Ordinary |
| 27-Mar-19 | uritiestralia LtdUBSSecs Au | Buy | 134,629 | 12,799 | Ordinary |
| 27-Mar-19 | UBSSecuritiestralia Ltds Au | Sell | 280,225 | (26,682) | Ordinary |
| 27-Mar-19 | UBSSecurities Australia Ltd | Sell | 10,213 | (964) | Ordinary |
| 27-Mar-19 | UBSSecurities Australia Ltd | Sell | 11,114 | (1,055) | Ordinary |
|---|---|---|---|---|---|
| 27-Mar-19 | UBSSecurities Australia Ltd | Buy | 210,882 | 20,054 | Ordinary |
| 27-Mar-19 | straldUBSSecurities Auia Lt | Sell | 127,808 | (12,145) | Ordinary |
| 27-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 79,500 | (7,552) | Ordinary |
| 27-Mar-19 | UBSSecuritiestralia Ltds Au | Sell | 6,116 | (579) | Ordinary |
| 27-Mar-19 | UBSSecurities Australia Ltd | Buy | 1,875 | 179 | Ordinary |
| 27-Mar-19 | UBSSecurities Australia Ltd | Buy | 105 | 10 | Ordinary |
| 27-Mar-19 | UBSSecurities Australia Ltd | Buy | 14,547 | 1,383 | Ordinary |
| 27-Mar-19 | straldUBSSecurities Auia Lt | Buy | 4,482 | 424 | Ordinary |
| 27-Mar-19 | uritiestralia LtdUBSSecs Au | Buy | 3,400 | 324 | Ordi |
| 27-Mar-19 | UBSSecuritiestralia Ltds Au | Sell | 413 | (39) | naryOrdi |
| 27-Mar-19 | UBSSecurities Australia Ltd | Sell | 8,437 | (802) | naryOrdi |
| 27-Mar-19 | UBSSecurities Australia Ltd | 137 | 13 | naryOrdi | |
| strald | Buy | naryOrdi | |||
| 27-Mar-19 | UBSSecurities Auia Lt | Buy | 104,860 | 9,970 | nary |
| 27-Mar-19 | straldUBSSecurities Auia Lt | Buy | 16,355 | 1,553 | Ordinary |
| 28-Mar-19 | UBSAsset Mntanageme | Buy | 143,039 | 13,520 | Ordinary |
| 28-Mar-19 | UBSAsset Mntanageme | Buy | 353,514 | 33,414 | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Buy | 21 | 2 | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Buy | 31 | 3 | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Buy | 42 | 4 | Ordinary |
| 28-Mar-19 | straldUBSSecurities Auia Lt | Buy | 52 | 5 | Ordinary |
| 28-Mar-19 | uritiestralia LtdUBSSecs Au | Buy | 2,272 | 217 | Ordinary |
| 28-Mar-19 | UBSSecuritiestralia Ltds Au | Buy | 19,150 | 1,829 | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Buy | 22,019 | 2,103 | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Buy | 10 | 1 | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Buy | 42 | 4 | Ordinary |
| 28-Mar-19 | straldUBSSecurities Auia Lt | Buy | 10 | 1 | Ordinary |
| 28-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 254 | (24) | Ordinary |
| 28-Mar-19 | UBSSecuritiestralia Ltds Au | Sell | 254 | (24) | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 201 | (19) | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 11 | (1) | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 11 | (1) | Ordinary |
| 28-Mar-19 | straldUBSSecurities Auia Lt | Sell | 21 | (2) | Ordinary |
| 28-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 85 | (8) | Ordinary |
| 28-Mar-19 | UBSSecuritiestralia Ltds Au | Sell | 74 | (7) | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 32 | (3) | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 106 | (10) | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 223 | (21) | Ordinary |
| 28-Mar-19 | straldUBSSecurities Auia Lt | Sell | 233 | (22) | Ordinary |
| 28-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 64 | (6) | Ordi |
| 28-Mar-19 | UBSSecuritiestralia Ltds Au | Sell | 11 | (1) | naryOrdi |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 11 | (1) | naryOrdi |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 11 | naryOrdi | |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 223 | (1)(21) | naryOrdi |
| stralduritieia Lt | Sell | naryOrdi | |||
| 28-Mar-19 | UBSSecs Au | 223 | (21) | nary | |
| 28-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 254 | (24) | Ordinary |
| 28-Mar-19 | UBSSecuritiestralia Ltds Au | Sell | 212 | (20) | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 233 | (22) | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 212 | (20) | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 212 | (20) | Ordinary |
| 28-Mar-19 | straldUBSSecurities Auia Lt | Sell | 11 | (1) | Ordinary |
| 28-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 42 | (4) | Ordinary |
| 28-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 127 | (12) | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 32 | (3) | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 32 | (3) | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 32 | (3) | Ordinary |
| 28-Mar-19 | straldUBSSecurities Auia Lt | Sell | 32 | (3) | Ordinary |
| 28-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 21 | (2) | Ordinary |
| 28-Mar-19 | uritiestralia LtdUBSSecs Au | Sell | 21 | (2) | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 11 | (1) | Ordinary |
| 28-Mar-19 | UBSSecurities Australia Ltd | Sell | 11 | (1) | Ordinary |
| uritiestralia LtdSell(3)Ordi28-Mar-19UBSSecs Au32nary28-Mar-19UBSSecurities Australia LtdSell32(3)Ordinary28-Mar-19UBSSecurities Australia LtdSell21(2)Ordinary28-Mar-19UBSSecurities Australia LtdBuy323OrdinarystraldOrdi28-Mar-19UBSSecurities Auia LtBuy323naryuritiestralia LtdOrdi28-Mar-19UBSSecs AuBuy323naryuritiestralia LtdOrdi28-Mar-19UBSSecs AuBuy323nary28-Mar-19UBSSecurities Australia LtdBuy212Ordinary28-Mar-19UBSSecurities Australia LtdBuy212Ordinary28-Mar-19UBSSecurities Australia LtdBuy111OrdinarystraldOrdi28-Mar-19UBSSecurities Auia LtBuy111naryuritiestralia LtdOrdi28-Mar-19UBSSecs AuBuy323naryuritiestralia LtdOrdi28-Mar-19UBSSecs AuBuy323nary28-Mar-19UBSSecurities Australia LtdSell1,149(108)Ordinaryar-19UBSSecurities Australia LtdSell14,806(1,394)Ordinaryar-19UBSSecurities Australia LtdBuy49,2754,639OrdinarystraldOrdiar-19UBSSecurities Auia LtBuy1,359128narystraldOrdiar-19UBSSecurities Auia LtBuy496,98846,883naryuritiestralia LtdSell(45,684)Ordiar-19UBSSecs Au485,269naryar-19UBSSecurities Australia LtdBuy18,4481,745Ordinaryar-19UBSSecurities Australia LtdBuy45,1874,257Ordinaryar-19UBSSecurities Australia LtdBuy178,01416,753OrdinarystraldSell(341)Ordiar-19UBSSecurities Auia Lt3,599narystraldSell(23,780)Ordiar-19UBSSecurities Auia Lt252,330naryuritiestralia LtdSell(1,206)Ordiar-19UBSSecs Au12,780naryar-19UBSSecuritiestralia Ltd2,030193Ordis AuBuynaryar-19UBSSecurities Australia LtdSell3,174(300)Ordinaryar-19UBSSecurities Australia LtdBuy646Ordinary(223)ar-19UBSSecurities Australia LtdSell2,369OrdinarystraldOrdiar-19UBSSecurities Auia LtBuy148,01514,000naryuritiestralia LtdSell(1,396)Ordiar-19UBSSecs Au14,827naryar-19UBSSecuritiestralia LtdSell7,636(715)Ordis Aunaryar-19UBSSecurities Australia LtdSell6,581(619)Ordinaryar-19UBSSecurities Australia LtdSell6,545(615)Ordinary(424)ar-19UBSSecurities Australia LtdSell4,471OrdinarystraldSell(5,192)Ordiar-19UBSSecurities Auia Lt55,221naryuritiestralia LtdOrdiar-19UBSSecs AuBuy37135naryar-19UBSSecuritiestralia Ltd80676Ordis AuBuynaryar-19UBSSecurities Australia LtdSell11,435(1,083)Ordinaryar-19UBSSecurities Australia LtdBuy1,616,700170,000Ordinary(225)ar-19UBSSecurities Australia LtdEnter IntoDerivative ContractN/A,000Optionsstraldar-19UBSSecurities Auia LtEnter IntoDerivative ContractN/A75,000Optionsuritiestralia Ltdivativ(75,000)Optiar-19UBSSecs AuEnter IntoDere ContractN/Aonsar-19UBSSecuritiestralia Ltdivative CoN/A(442,500)Optis AuEnter IntoDerntractonsar-19UBSSecurities Australia LtdEnter IntoDerivative CoN/A(170,000)Optintractonsar-19UBSAGLondon BhStock retdN/A(200,000)Ordirancurnenary(530)ar-19UBSAGLondon BhStock retdN/A,000OrdirancurnenaryLondhk retdOrdiar-19UBSAGon BStocN/Arancurne | ||||
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| 28-M | (2,200)00,0 | nary |