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SIMS LIMITED Major Shareholding Notification 2019
65780_rns_2019-09-16_caa39950-7ba4-467d-9775-1bf35c318748.pdf
Major Shareholding Notification
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Level 1 60 Collins Street Melbourne 3000 Australia Telephone 613 9660 2600 Facsimile Facsimile 613 9660 2699
To: Company Announce,Yients From Catherine Wong Platform Cooper Investors Company: ASX Date: 17 September 2019 Facshile. 1300 135638 Pages: 4 ( ck,d g thle one) - Re: Form 605- Notice of ceasing to be a substantial sha,eholder
Deer Sir/Madam,
I attach a completed Form 605; Notice of ceesing to be a substantial shareholder, completed by Cooper Investors Pty Umlted, In accordance with Section 671 B of the Corporations Act 2001, In relation to shares In Sims Metal Management Limited.
Yours sincerely,
Complance Manager
605 page 1/2 15 July 2000
$\bar{z}$
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme | Sims Metal Management Limited |
|---|---|
| ACN/ARSN | 114 838 6309 |
| 1. Details of substantial holder (1) | |
| Name | Cooper Investors Pty Limited |
| ACN/ARSN (if applicable) | 100 409 890 |
| The holder ceased to be a | |
| substantial holder on | 16/09/2019 |
| The previous notice was given to the company on | 30/06/2017 |
| The previous notice was dated | 30/06/2017 |
- Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whose relevantinterest changed | Nature ofchange $(4)$ | Considerationgiven in relationto changes (5) | Class (6) andnumber ofsecurities affected | Person's votesaffected |
|---|---|---|---|---|---|
| 16/09/2019 | Cooper Investors PtyLimited | Ceased to be asubstantial shareholderdue to sale (refer toAnnexure A and B) | Ni | Ord shares | Refer to Annexure B |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable). | _______________________________________Nature of association |
|---|---|
| N/A | ______________________________________ |
| _______________________________________ | _______________________________________ |
4. Addresses
The addresses of persons named in this form are as follows:
| --- | ____________________ |
|---|---|
| Name | Address |
| Cooper Investors Pty Limited | 11, 60 Collins Street, Melbourne VIC 3000evel___________ |
| Signature | |
|---|---|
| ----------- | -- |
| ıre | and the contract control of | |||||
|---|---|---|---|---|---|---|
| print name | Andrew Swan | Capacity Director | ||||
| sign here | date | 2019171-09 | _______________________________________ | |||
| v |
| SGM 16/09/19 ANNEXURE A | |||||
|---|---|---|---|---|---|
| Trade DateTicker | Security | Quantity | Price | Amount | Curr |
| 13/07/2017 SGM | Sims Metal Mgmt | 14,856 | 15.85 | 235,467.60 | aud |
| 13/07/2017 SGM | Sims Metal Mgmt | $-8,256$ | 15.85 | 130,828.81 | AUD |
| 13/07/2017 SGM | Sims Metal Mgmt | -14,856 | 15.85 | 235,467.60 | AUD |
| 21/07/2017 SGM | Sims Metal Mgmt | 7,611 | 15.4886 | 118,143.08 | AUD |
| 26/07/2017 SGM | Sims Metal Mgmt | $-31,057$ | 15.68 | 486,866.63 | AUD |
| 27/07/2017 SGM1/09/2017 SGM | Sims Metal MgmtSims Metal Mgmt | 22,25840,056 | 15.315.0205 | 340,734.70 | AUD |
| 21/09/2017 SGM | Sims Metal Mgmt | -74,184 | 14.0734 | 601,992.061,043,791.43 | AUDAUD |
| 28/09/2017 SGM | Sims Metal Mgmt | 22,672 | 13.6902 | 311,067.06 | AUD |
| 4/10/2017 SGM | Sims Metal Mgmt | $-19,529$ | 13.37 | 261,045.29 | AUD |
| 9/10/2017 SGM | Sims Metal Mgmt | $-27,272$ | 13.296 | 362,528.74 | AUD |
| 12/10/2017 SGM | Sims Metal Momt | 2,318 | 13.25 | 30,720.25 | AUD |
| 13/10/2017 SGM | Sims Metal Mgmt | $-258,378$ | 13.36 | 3,451,930.08 | AUD |
| 19/10/2017 SGM | Sims Metal Mgmt | 4,855 | 13.45 | 65,314.12 | AUD |
| 24/10/2017 SGM | Sims Metal Mgmt | 14,136 | 1371 | 193,847.20 | AUD |
| 26/10/2017 SGM | Sims Metal Mgmt | 3,073 | 13.97 | 42,939.26 | AUD |
| 31/10/2017 SGM | Sims Metal Mgmt | 1,602 | 1322 | 21,183.10 | AUD |
| 2/11/2017 SGM | Sims Metal Mgmt | 2,363 | 1333 | 31,505.72 | AUD |
| 9/11/2017 SGM | Sims Metal Mgmt | 2,618 | 14.24 | 37,288.53 | AUD |
| 14/11/2017 SGM | Sims Metal Momt | 988 | 1403 | 13,864.69 | AUD |
| 16/11/2017 SGM | Sims Metal Momt | 3,871 | 13.78 | 53,354.12 | AUD |
| 21/11/2017 SGM | Sims Metal Mgmt | 1,876 | 14.36 | 26,945.29 | AUD |
| 23/11/2017 SGM28/11/2017 SGM | Sims Metal MgmtSims Metal Mgmt | 2,1322,405 | 14 2914.13 | 30,472.98 | AUD |
| 30/11/2017 SGM | Sims Metal Mgmt | 2.029 | 14.02 | 33,990.1328,452.84 | AUDAUD |
| 1/12/2017 SGM | Sims Metal Mgmt | 177,588 | 14.0502 | 2,500,636.23 | AUD |
| 4/12/2017 SGM | Sims Metal Mgmt | 187,326 | 14.0848 | 2,639,900.42 | AUD |
| 5/12/2017 SGM | Sims Metal Mgmt | 3,377 | 14.83 | 50,091.93 | AUD |
| 6/12/2017 SGM | Sims Metal Mgmt | 573,439 | 14.3812 | 8,264,883.80 | AUD |
| 8/12/2017 SGM | Sims Metal Mgmt | -950,000 | 15.1 | 14,313,440.99 | AUD |
| 31/01/2018 SGM | Sims Metal Mgmt | -12,311 | 16.48 | 202,840.64 | AUD |
| 7/03/2018 SGM | Sims Metal Mgmt | $-5,839$ | 16.0337 | 93,600.18 | AUD |
| 13/03/2018 SGM | Sims Metal Mgmt | $-226,544$ | 15.8 | 3,579,395.20 | AUD |
| 13/03/2018 SGM | Sims Metal Mgmt | $-5,058$ | 15.9266 | 80,539.02 | AUD |
| 10/04/2018 SGM | Sims Metal Mgmt | 7,829 | 14.5389 | 113,887.67 | AUD |
| 10/05/2018 SGM11/05/2018 SGM | Sims Metal Mgmt | -10,796 | 16.57 | 178,850.36 | AUD |
| 15/05/2018 SGM | Sims Metal MgmtSims Metal Mgmt | $-239,715$$-2,383$ | 165416.92 | 3,964,886.1040,311.49 | AUDAUD |
| 30/05/2018 SGM | Sims Metal Mgmt | $-22,167$ | 15.48 | 343,069.67 | AUD |
| 20/06/2018 SGM | Sims Metal Mgmt | $-11,183$ | 1741 | 194,653.20 | AUD |
| 28/06/2018 SGM | Sims Metal Mgmt | 23,229 | 16.34 | 379,478.36 | AUD |
| 2/07/2018 SGM | Sims Metal Mgmt | $-10,736$ | 16,01 | 171,845.54 | AUD |
| 16/07/2018 SGM | Sims Metal Mgmt | $-7,873$ | 15.5869 | 122,688.67 | AUD |
| 18/07/2018 SGM | Sims Metal Mgmt | $-9,012$ | 15.93 | 143,529.58 | AUD |
| 25/07/2018 SGM | Sims Metal Mgmt | $-5,397$ | 15.7306 | 84,879.37 | AUD |
| 21/08/2018 SGM | Sims Metal Mgmt | $-5,311$ | 14.89 | 79,063.39 | AUD |
| 31/08/2018 SGM | Sims Metal Mgmt | $-21,963$ | 12.56 | 275,794.59 | AUD |
| 14/09/2018 SGM17/09/2018 SGM | Sims Metal MgmtSims Metal Mgmt | 17,758$-190,089$ | 12.9412.82 | 229,839.082,436,940.98 | AUD |
| 16/10/2018 SGM | Sims Metal Mgmt | $-10,627$ | 12.51 | 132,914.52 | AUDAUD |
| 31/10/2018 SGM | Sims Metal Mgmt | $-11,280$ | 11.28 | 127,238.40 | AUD |
| 27/11/2018 SGM | Sims Metal Mgmt | $-5,797$ | 11.2 | 64,912.11 | AUD |
| 30/11/2018 SGM | Sims Metal Mgmt | 1,103 | 10.7 | 11,804.70 | AUD |
| 11/12/2018 SGM | Sims Metal Mgmt | 19,951 | 10.33 | 206,139.17 | AUD |
| 13/12/2018 SGM | Sims Metal Mgmt | $-5,515$ | 10.47 | 57,729.34 | AUD |
| 15/02/2019 SGM | Sims Metal Mgmt | 27,128 | 11.16 | 302,815.09 | AUD |
| 28/02/2019 SGM | Sims Metal Mgmt | $-74,448$ | 11.34 | 844,240.32 | AUD |
| 13/03/2019 SGM | Sims Metal Mgmt | -23,790 | 10.9 | 259,253.95 | AUD |
| 9/04/2019 SGM | Sims Metal Mgmt | $-5,618$ | 11.5302 | 64,762.40 | AUD |
| 15/04/2019 SGM | Sims Metal Mgmt | 64,202 | 10.01 | 642,662.02 | AUD |
| 30/04/2019 SGM | Sims Metal Mgmt | $-8,402$ | 10.3657 | 87,073.45 | AUD |
| 7/05/2019 SGM10/05/2019 SGM | Sims Metal MgmtSims Metal Mgmt | 42,8016,951 | 9.899.7677 | 423,301.8967,910.22 | AUD |
| 19/06/2019 SGM | Sims Metal Mgmt | $-115,139$ | 10.22 | 1,176,720.58 | AUDAUD |
| 24/06/2019 SGM | Sims Metal Mgmt | 29,415 | 10.63 | 313,369.35 | AUD |
| 27/06/2019 SGM | Sims Metal Mgmt | $-17,446$ | 11.22 | 195,701.05 | AUD |
| 2/07/2019 SGM | Sims Metal Mgmt | $-9,769$ | 10.98 | 107,240.02 | AUD |
| 8/07/2019 SGM | Sims Metal Mgmt | -414,465 | 10.72 | 4 443 064 80 | AUD |
| 18/07/2019 SGM | Sims Metal Mgmt | 3,835 | 9.9996 | 38,369.56 | AUD |
| 18/07/2019 SGM | Sims Metal Mgmt | $-14,755$ | 9,96 | 146,927.47 | AUD |
| 26/07/2019 SGM | Sims Metal Momt | $-15,803$ | 10.92 | 172,530.80 | AUD |
| 1/08/2019 SGM | Sims Metal Mgmt | $-14,589$ | 10.74 | 156,651.39 | AUD |
| 22/08/2019 SGM | Sims Metal Mgmt | $-50,512$ | 9.5204 | 480,788.64 | AUD |
| 16/09/2019 SGM16/09/2019 SGM | Sims Metal MgmtSims Metal Mgmt | $-250,283$-535,987 | 10.930210.894 | 2 731 129.43 | AUD |
| 5,826,196.48 | AUD | ||||