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SIMS LIMITED Major Shareholding Notification 2018
65780_rns_2018-08-08_eb1631fa-778a-427f-9110-783486926224.pdf
Major Shareholding Notification
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Singapore Branch One Raffles Quay #50-01 North Tower Singapore 048583 Tel. +65 6495 8000
Compliance & Operational Risk Control
9 August 2018
- to Sims Metal Management Limited Sir Joseph Banks Corporate Park, Suite 3, Level 2, 32 - 34 Lord Street, Botany, NSW, 2019, Australia
- cc Australia Stock Exchange Exchange Centre, 20 Bridge Street, Sydney, NSW, 2000
subject Disclosure Of Substantial Shareholding
Dear Sirs / Madam
Please find attached a Form 604 notification of substantial shareholding in Sims Metal Management Limited (Stock code: SGM) for trade date 7 August 2018.
Please note that the holder of relevant interest of 44,185 options in the Form 604 notification lodged for trade date 31 July 2018 should be UBS AG, Australia Branch instead of UBS Securities Australia Ltd. This is now correctly reflected in this notification for trade date 7 August 2018.
Please contact Serene Peh at +65 6495 5283 should you have any queries in relation to this matter.
Yours sincerely,
UBS Group AG
Serene Peh Joanne Chan Compliance & Operational Risk Control Compliance & Operational Risk Control
Form 604
Corporations Law Section 671B
Notice of change of interests of substantial holder
| To: Company Name/Scheme | SIMS METAL MANAGEMENT LIMITED | ||
|---|---|---|---|
| ACN/ARSN | 114 838 630 | ||
| 1.Details of substantial holder | |||
| Name | UBS Group AG and its related bodies corporate | ||
| ACN/ARSN (if applicable): | |||
| There was a change in the interests of the substantial holder on | 7 August 2018 | ||
| The previous notice was given to the company on | 2 August 2018 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class ofsecurities (4) | Previous Notice | Present Notice | ||
|---|---|---|---|---|
| Person's Votes | Voting Power (5) | Person's Votes | Voting Power (5) | |
| Ordinary | 14,328,688 | 7.07% | 17,251,758 | 8.51% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature of Change (6) | Considerationgiven inrelation tochange (7) | Class andNumber ofsecuritiesaffected | Person'svotesaffected |
|---|---|---|---|---|---|
| Please see Appendix B. |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevantinterest | Registeredholder ofsecurities | Person entitled tobe registeredholder (8) | Nature of relevant interest(6) | Class andnumber ofsecurities | Person'svotes |
|---|---|---|---|---|---|
| UBS AssetManagement(Americas) Inc | VariousCustodians | UBS AssetManagement(Americas) Inc | Fund Manager with power toexercise control over votingshares | 4,967,799Ordinary | 4,967,799 |
| UBS AssetManagement(Australia) Ltd | VariousCustodians | UBS AssetManagement(Australia) Ltd | Fund Manager with power toexercise control over votingshares | 563,578Ordinary | 563,578 |
| UBS AssetManagement(Deutschland) GmbH | VariousCustodians | UBS AssetManagement(Deutschland) GmbH | Fund Manager with power toexercise control over votingshares | 5,119Ordinary | 5,119 |
|---|---|---|---|---|---|
| UBS AssetManagement LifeLimited | VariousCustodians | UBS AssetManagement LifeLimited | Fund Manager with power toexercise control over votingshares | 66,739Ordinary | 66,739 |
| UBS AssetManagement TrustCompany | VariousCustodians | UBS AssetManagement TrustCompany | Fund Manager with power toexercise control over votingshares | 5,231Ordinary | 5,231 |
| UBS AssetManagement (UK)Limited | VariousCustodians | UBS AssetManagement (UK)Limited | Fund Manager with power toexercise control over votingshares | 156,072Ordinary | 156,072 |
| UBS FundManagement(Luxembourg) S.A. | VariousCustodians | UBS FundManagement(Luxembourg) S.A. | Fund Manager with power toexercise control over votingshares | 2,538,254Ordinary | 2,538,254 |
| UBS FundManagement(Switzerland) AG | VariousCustodians | UBS FundManagement(Switzerland) AG | Fund Manager with power toexercise control over votingshares | 141,192Ordinary | 141,192 |
| UBS AG LondonBranch | VariousCustodians | UBS AG LondonBranch | Power to control disposalover shares pursuant tostock borrowing and lendingactivities (see Appendix A) | 50,000Ordinary | 50,000 |
| CiticorpNominees PtyLtd | UBS AG LondonBranch | Prime Broker that hasexercised its borrowing rightin respect of shares pursuantto a Prime BrokingAgreement (see Appendix A) | 28,471Ordinary | 28,471 | |
| UBS SecuritiesAustralia Ltd | WarbontNominees PtyLtd | UBS SecuritiesAustralia Ltd | Power to control disposalover shares pursuant tostock borrowing and lendingactivities (see Appendix A) | 8,666,018Ordinary | 8,666,018 |
| N/A | UBS SecuritiesAustralia Ltd | Beneficial Owner | 19,100Options | 19,100 | |
| UBS AG, AustraliaBranch | N/A | UBS AG, AustraliaBranch | Beneficial Owner | 44,185Options | 44,185 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Details of all UBS offices can be found through thefollowing link: http://apps2.ubs.com/locationfinder/ |
SIGNATURE
| Print Name: | Serene Peh | Capacity: | Authorised signatory | |
|---|---|---|---|---|
| Sign Here: | Date: | 9 August 2018 | ||
| Print Name: | Joanne Chan | Capacity: | Authorised signatory | |
| Sign Here: | Date: | 9 August 2018 | ||
Contact details for this notice:
-------------------------------------------------------- Serene Peh Compliance & Operational Risk Control (T) +65 6495 5283 ----------------------------------------------------------------
Appendix A
| Holder of relevant interest | UBS AG, London Branch | UBS AG, London Branch | UBS Securities Australia Ltd |
|---|---|---|---|
| Type of agreement | Securities Lending Agreement | Prime Brokerage Agreement | Securities Lending Agreement |
| Parties to agreement | (i) UBS AG, London Branch ("UBSAG ")/ UBS Limited(ii) Client (Please refer to AppendixA-1.) | (i) UBS AG, London Branch ("UBSAG")(ii) Client (Please refer to AppendixA-1.) | (i) UBS AG, Australia Branch("UBS AG")/ UBS SecuritiesAustralia Limited(ii) Client (Please refer to AppendixA-1.) |
| Transfer date | Please refer to Appendix A-1. | Please refer to Appendix A-1. | Please refer to Appendix A-1. |
| Holder of voting rights | UBS AG/ UBS Limited | UBS AG | UBS AG/ UBS Securities AustraliaLimited |
| Are there any restrictions onvoting rights? | Please refer to the details below. | No. | Please refer to the details below. |
| If yes, detail | Since all right and title in thesecurities passes to the transferee(i.e. UBS AG/ UBS Limited), thetransferee has the right to vote.However, in certain circumstances,the transferee may seek to arrangefor voting rights to be exercised inaccordance with the instructions ofthe transferor (i.e. Client). | N/A | Since all right and title in thesecurities passes to the transferee(i.e. UBS AG/ UBS SecuritiesAustralia Limited), the transfereehas the right to vote. However, incertain circumstances, thetransferee may seek to arrange forvoting rights to be exercised inaccordance with the instructions ofthe transferor (i.e. Client). |
| Scheduled return date (if any) | None. | None. | None, subject to the terms of therelevant loan. |
| Does the borrower have the rightto return early? | Yes. | Yes. | Yes. |
| If yes, detail | The borrower (i.e. UBS AG/ UBSLimited) has the right to return at itsdiscretion subject to the terms ofthe relevant loan. | The borrower (i.e. UBS AG) has theright to return at its discretion. | The borrower (i.e. UBS AG/ UBSSecurities Australia Limited) hasthe right to return at its discretion. |
| Does the lender have the right torecall early? | Yes. | Yes. | Yes. |
| If yes, detail | The lender (i.e. Client) can recall atits request subject to compliancewith margin requirements and theterms of the relevant loan. | The lender (i.e. Client) can recall atits request subject to compliancewith margin requirements and theterms of the relevant loan. | The lender (i.e. Client) can recall atits request subject to compliancewith margin requirements and theterms of the relevant loan. |
| Will the securities be returned onsettlement? | Yes. | Yes. | Yes. |
| If yes, detail any exceptions | None. | None. | None. |
Securities Lending Agreement - UBS AG, London Branch / UBS Limited
| Parties to agreement | Transfer date |
|---|---|
| Securities Finance Trust Company acting as an agent on behalf of its clients | (i)31 May 2018 |
Prime Brokerage Agreement - UBS AG, London Branch
| Parties to agreement | Transfer date | |
|---|---|---|
| Integrated Core Strategies (Asia) Pte. Ltd | (i) | 27 July 2018 |
| (ii) | 30 July 2018 | |
| (iii) | 31 July 2018 | |
| (iv) | 1 August 2018 | |
| (v) | 3 August 2018 |
Securities Lending Agreement - UBS AG, Australia Branch/ UBS Securities Australia Limited
| Parties to agreement | Transfer date | |
|---|---|---|
| BNP Paribas Securities Services Australia Branch | (i) | 13 July 2018 |
| (ii) | 17 July 2018 | |
| (iii) | 20 July 2018 | |
| (iv) | 23 July 2018 | |
| (v) | 26 July 2018 | |
| (vi) | 30 July 2018 | |
| (vii) 31 July 2018 | ||
| (viii) 2 August 2018 | ||
| (ix) | 3 August 2018 | |
| (x) | 6 August 2018 | |
| Citibank NA as an agent acting on behalf of its clients | (i) | 5 October 2017 |
| (ii) | 2 November 2017 | |
| (iii) | 5 March 2018 | |
| (iv) | 8 March 2018 | |
| (v) | 1 August 2018 | |
| Macquarie Bank Ltd | (i) | 18 October 2017 |
| (ii) | 19 October 2017 | |
| (iii) | 24 October 2017 | |
| (iv) | 27 October 2017 | |
| (v) | 30 October 2017 | |
| (vi) | 31 October 2017 | |
| (vii) 3 November 2017 | ||
| (viii) 12 March 2018 | ||
| (ix) | 13 March 2018 |
Appendix A-1
| National Australia Bank Limited | (i) | 12 July 2018 |
|---|---|---|
| (ii) | 17 July 2018 | |
| (iii) | 20 July 2018 | |
| (iv) | 26 July 2018 | |
| (v) | 27 July 2018 | |
| (vi) | 30 July 2018 | |
| (vii) 2 August 2018 | ||
| (viii) 3 August 2018 | ||
| (ix) | 6 August 2018 | |
| State Street Bank & Trust Company as an agent acting on behalf of its clients | (i) | 7 August 2018 |
| SGM- Appendix B | ||||||
|---|---|---|---|---|---|---|
| of changDate | hosereleintechangedPersvantresteon w | of ChangNaturee | sideration given iConn | berof securitiesNum | Class | |
| relation to change | ||||||
| 01-A8ug-1 | UBSSecuritiestralia Ltds Au | Buy | 17 | 1 | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Buy | 40,133 | 2,332 | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Buy | 905,599 | 52,361 | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Sell | 557,327 | (32,249) | Ordinary | |
| 01-Aug-18 | straldUBSSecurities Auia Lt | Sell | 2,461 | (143) | Ordinary | |
| 01-Aug-18 | uritiestralia LtdUBSSecs Au | Sell | 7,792 | (451) | Ordinary | |
| 01-Aug-18 | UBSSecuritiestralia Ltds Au | Buy | 65,290 | 3,793 | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Sell | 5,624 | (326) | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Buy | 974,903 | 56,452 | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Sell | 29,581 | (1,728) | Ordinary | |
| 01-Aug-18 | straldUBSSecurities Auia Lt | Sell | 599,464 | (34,687) | Ordinary | |
| 01-Aug-18 | uritiestralia LtdUBSSecs Au | Buy | 384,581 | 22,243 | Ordinary | |
| 01-Aug-18 | UBSSecuritiestralia Ltds Au | Sell | 390,679 | (22,592) | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Sell | 325 | (19) | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Sell | 223,987 | (12,998) | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Sell | 2,880 | (167) | Ordinary | |
| 01-Aug-18 | straldUBSSecurities Auia Lt | Buy | 28,444 | 1,661 | Ordinary | |
| 01-Aug-18 | uritiestralia LtdUBSSecs Au | Sell | 17 | (1) | Ordinary | |
| 01-Aug-18 | UBSSecuritiestralia Ltds Au | Buy | 16,528 | 958 | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Buy | 17,143 | 1,001 | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Sell | 6,569 | (379) | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Sell | 6,944 | (401) | Ordinary | |
| 01-Aug-18 | straldUBSSecurities Auia Lt | Sell | 13,098 | (759) | Ordi | |
| 01-Aug-18 | uritiestralia LtdUBSSecs Au | Sell | 14,071 | (814) | naryOrdi | |
| 01-Aug-18 | UBSSecuritiestralia Ltds Au | Sell | 190 | (11) | naryOrdi | |
| 01-A8 | UBSSecurities Australia Ltd | Sell | 30,338 | (1,759) | naryOrdi | |
| ug-101-A8 | UBSSecurities Australia Ltd | Sell | 6,837 | (395) | naryOrdi | |
| ug-101-A8 | UBSSecurities Australia Ltd | Sell | 2 | (133) | naryOrdi | |
| ug-1 | strald | Sell | 2,317,14 | ,707 | naryOrdi | |
| 01-Aug-18 | UBSSecurities Auia Lt | 1,299,559 | (74,989) | nary | ||
| 01-Aug-18 | uritiestralia LtdUBSSecs Au | Buy | 90,151 | 5,217 | Ordinary | |
| 01-Aug-18 | UBSSecuritiestralia Ltds Au | Sell | 7,204 | (416) | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Stock boedrrow | N/A | 400,000 | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Stock retdurne | N/A | (160,000) | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Stock retdurne | N/A | (14,081) | Ordinary | |
| 01-Aug-18 | straldUBSSecurities Auia Lt | k retdStocurne | N/A | (61,975) | Ordinary | |
| 01-Aug-18 | uritiestralia LtdUBSSecs Au | k retdStocurne | N/A | (31,000) | Ordinary | |
| 01-Aug-18 | uritiestralia LtdUBSSecs Au | k retdStocurne | N/A | (22,000) | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Stock retdurne | N/A | (10,000) | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Stock retdurne | N/A | (90,000) | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Stock retdurne | N/A | (27,133) | Ordinary | |
| 01-Aug-18 | straldUBSSecurities Auia Lt | k retdStocurne | N/A | (22,251) | Ordinary | |
| 01-Aug-18 | uritiestralia LtdUBSSecs Au | k retdStocurne | N/A | (30,000) | Ordinary | |
| 01-Aug-18 | uritiestralia LtdUBSSecs Au | k retdStocurne | N/A | (40,000) | Ordinary | |
| 01-Aug-18 | UBSSecurities Australia Ltd | Stock retdurne | N/A | (114,194) | Ordinary | |
| 01-Aug-18 | UBSAGLondon Bhranc | Stock received | N/A | 1,329 | Ordinary | |
| 02-Aug-18 | UBSSecurities Australia Ltd | Sell | 34 | (2) | Ordinary | |
| 02-Aug-18 | straldUBSSecurities Auia Lt | Sell | 1,183 | (69) | Ordinary | |
| 02-Aug-18 | straldUBSSecurities Auia Lt | Buy | 85 | 5 | Ordinary | |
| 02-Aug-18 | uritiestralia LtdUBSSecs Au | Buy | 7,815 | 458 | Ordinary | |
| 02-Aug-18 | UBSSecurities Australia Ltd | Buy | 10,784 | 632 | Ordinary | |
| 02-Aug-18 | UBSSecurities Australia Ltd | Buy | 13,275 | 778 | Ordinary | |
| 02-Aug-18 | UBSSecurities Australia Ltd | Buy | 19,127 | 1,121 | Ordinary | |
| 02-Aug-18 | straldUBSSecurities Auia Lt | Buy | 2,269 | 133 | Ordinary | |
| 02-Aug-18 | straldUBSSecurities Auia Lt | Buy | 10,118 | 593 | Ordinary | |
| 02-Aug-18 | uritiestralia LtdUBSSecs Au | Buy | 665 | 39 | Ordinary | |
| 02-A8ug-1 | UBSSecuritiestralia Ltds Au | Buy | 4,061 | 238 | Ordinary | |
| 02-Aug-18 | UBSSecurities Australia Ltd | Buy | 5,733 | 336 | Ordinary | |
| 02-Aug-18 | UBSSecurities Australia Ltd | Buy | 6,825 | 400 | Ordinary | |
| 02-Aug-18 | straldUBSSecurities Auia Lt | Sell | 6,635 | (391) | Ordinary |
|---|---|---|---|---|---|
| 02-Aug-18 | uritiestralia LtdUBSSecs Au | Buy | 493,295 | 28,946 | Ordinary |
| 02-Aug-18 | uritiestralia LtdUBSSecs Au | Sell | 1,045,299 | (61,631) | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Buy | 2,661 | 157 | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Buy | 3,119 | 184 | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Buy | 17 | 1 | Ordinary |
| 02-Aug-18 | straldUBSSecurities Auia Lt | Buy | 9,000 | 531 | Ordinary |
| 02-Aug-18 | uritiestralia LtdUBSSecs Au | Sell | 63,439 | (3,740) | Ordinary |
| 02-Aug-18 | uritiestralia LtdUBSSecs Au | Buy | 70,060 | 4,103 | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Sell | 16,980 | (1,000) | Ordi |
| 02-Aug-18 | UBSSecurities Australia Ltd | Sell | 125,611 | (7,363) | naryOrdi |
| 02-A8 | UBSSecurities Australia Ltd | 37,964 | 2,237 | naryOrdi | |
| ug-102-A8 | straldUBSSecurities Auia Lt | BuySell | 30 | naryOrdi | |
| ug-102-A8 | straldUBSSecuritieia Lt | 37,17 | (2,183)83 | naryOrdi | |
| ug-1 | s Au | Buy | 1,41 | nary | |
| 02-Aug-18 | uritiestralia LtdUBSSecs Au | Sell | 179,739 | (10,601) | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Buy | 312,018 | 18,213 | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Sell | 664,208 | (39,032) | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Sell | 5,094 | (299) | Ordinary |
| 02-Aug-18 | straldUBSSecurities Auia Lt | Sell | 19,440 | (1,139) | Ordinary |
| 02-Aug-18 | straldUBSSecurities Auia Lt | Sell | 163,692 | (9,634) | Ordinary |
| 02-Aug-18 | uritiestralia LtdUBSSecs Au | Sell | 51,349 | (3,000) | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Sell | 6,710 | (393) | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Buy | 13,554 | 799 | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Sell | 7,019 | (410) | Ordinary |
| 02-Aug-18 | straldUBSSecurities Auia Lt | Buy | 6,748 | 397 | Ordinary |
| 02-Aug-18 | straldUBSSecurities Auia Lt | Sell | 6,681 | (393) | Ordinary |
| 02-Aug-18 | uritiestralia LtdUBSSecs Au | Sell | 395,462 | (22,992) | Ordinary |
| 02-A8ug-1 | UBSSecuritiestralia Ltds Au | Buy | 34,719 | 2,036 | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Sell | 17,163 | (1,003) | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Buy | 6,258 | 367 | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Sell | 11,234 | (662) | Ordinary |
| 02-Aug-18 | straldUBSSecurities Auia Lt | Buy | 17,104 | 1,003 | Ordinary |
| 02-Aug-18 | uritiestralia LtdUBSSecs Au | Sell | 226,472 | (13,167) | Ordinary |
| 02-A8ug-1 | UBSSecuritiestralia Ltds Au | Stock boedrrow | N/A | 98,436 | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Stock boedrrow | N/A | 28,491 | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Stock boedrrow | N/A | 7,304 | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Stock boedrrow | N/A | 9,908 | Ordi |
| 02-Aug-18 | straldUBSSecurities Auia Lt | k boedStocrrow | N/A | 40,297 | naryOrdi |
| 02-A8 | uritiestralia LtdUBSSecs Au | k boedStoc | N/A | 400,000 | naryOrdi |
| ug-102-A8 | UBSSecuritiestralia Ltd | rrowStock boed | N/A | 00 | naryOrdi |
| ug-1 | s Au | rrow | 30,0 | nary | |
| 02-Aug-18 | UBSSecurities Australia Ltd | Stock retdurne | N/A | (20,801) | Ordinary |
| 02-Aug-18 | UBSSecurities Australia Ltd | Stock retdurne | N/A | (40,000) | Ordinary |
| 02-Aug-18 | UBSAGLondon Bhranc | Stock received | N/A | 895 | Ordinary |
| 03-Aug-18 | straldUBSSecurities Auia Lt | Buy | 4,247 | 251 | Ordinary |
| 03-Aug-18 | uritiestralia LtdUBSSecs Au | Buy | 425,210 | 25,159 | Ordinary |
| 03-A8ug-1 | UBSSecuritiestralia Ltds Au | Sell | 124,119 | (7,347) | Ordinary |
| 03-Aug-18 | UBSSecurities Australia Ltd | Buy | 755,856 | 44,757 | Ordinary |
| 03-Aug-18 | UBSSecurities Australia Ltd | Sell | 550,919 | (32,581) | Ordinary |
| 03-Aug-18 | UBSSecurities Australia Ltd | Buy | 63,531 | 3,759 | Ordinary |
| 03-Aug-18 | straldUBSSecurities Auia Lt | Sell | 107,391 | (6,346) | Ordinary |
| 03-Aug-18 | uritiestralia LtdUBSSecs Au | Buy | 541 | 32 | Ordinary |
| 03-A8ug-1 | UBSSecuritiestralia Ltds Au | Buy | 237,034 | 14,038 | Ordinary |
| 03-Aug-18 | UBSSecurities Australia Ltd | Sell | 108,496 | (6,421) | Ordinary |
| 03-Aug-18 | UBSSecurities Australia Ltd | Sell | 58,389 | (3,449) | Ordinary |
| 03-Aug-18 | UBSSecurities Australia Ltd | Sell | 29,157 | (1,723) | Ordinary |
| 03-Aug-18 | straldUBSSecurities Auia Lt | Buy | 684,177 | 40,447 | Ordinary |
| 03-Aug-18 | uritiestralia LtdUBSSecs Au | Sell | 154,703 | (9,162) | Ordinary |
| 03-Aug-18 | UBSSecuritiestralia Ltds Au | Sell | 963 | (57) | Ordinary |
| 03-Aug-18 | UBSSecurities Australia Ltd | Sell | 32,452 | (1,918) | Ordinary |
| 03-Aug-18 | UBSSecurities Australia Ltd | Buy | 4,927 | 292 | Ordinary |
| 03-Aug-18 | UBSSecurities Australia Ltd | Buy | 20,651 | 1,224 | Ordi |
| nary |
| straldSell(11103-Aug-18UBSSecurities Auia Lt1,874uritiestralia LtdSell(56)03-Aug-18UBSSecs Au949UBSSecuritiestralia LtdSell(40,902)03-Aug-18s Au689,89803-Aug-18UBSSecurities Australia LtdSell948,751(56,192)03-Aug-18UBSSecurities Australia LtdSell395,787(23,465)03-Aug-18UBSSecurities Australia LtdStock boedN/A180,000rrowstraldk boed03-Aug-18UBSSecurities Auia LtStocN/A323,275rrowuritiestralia Ltdk boed03-Aug-18UBSSecs AuStocN/A353,750rrowuritiestralia Ltdk boed03-Aug-18UBSSecs AuStocN/A107,975rrow03-Aug-18UBSSecurities Australia LtdStock boedN/A10,332rrow03-Aug-18UBSSecurities Australia LtdStock boedN/A30,000rrow03-Aug-18UBSAGLondon BhStock retdN/A(895)rancurnek retd(100)03-Aug-18UBSSecurities LLCStocN/Aurneuritiestralia Ltd06-Aug-18UBSSecs AuBuy855uritiestralia Ltd06-Aug-18UBSSecs AuBuy34206-Aug-18UBSSecurities Australia LtdBuy20,9561,23206-Aug-18UBSSecurities Australia LtdBuy1,4128306-Aug-18UBSSecurities Australia LtdBuy8,131478strald06-Aug-18UBSSecurities Auia LtBuy9,151538 | )OrdinaryOrdinaryOrdinaryOrdinaryOrdinaryOrdinaryOrdinaryOrdinaryOrdinaryOrdinaryOrdinaryOrdinaryOrdinaryOrdinary |
|---|---|
| Ordinary | |
| Ordinary | |
| Ordinary | |
| Ordinary | |
| Ordinary | |
| uritiestralia LtdSell(2)06-Aug-18UBSSecs Au34 | Ordinary |
| uritiestralia LtdSell(5)06-Aug-18UBSSecs Au85 | Ordinary |
| 06-Aug-18UBSSecurities Australia LtdSell70,436(4,154) | Ordinary |
| 06-Aug-18UBSSecurities Australia LtdBuy204,01412,025 | Ordi |
| 06-Aug-18UBSSecurities Australia LtdBuy342 | naryOrdi |
| straldSell(317)06-A8UBSSecurities Auia Lt5,392 | naryOrdi |
| ug-1 | nary |
| strald06-Aug-18UBSSecurities Auia LtBuy421,17124,824 | Ordinary |
| uritiestralia LtdSell(9,477)06-Aug-18UBSSecs Au160,666 | Ordinary |
| 06-Aug-18UBSSecurities Australia LtdSell242,560(14,272) | Ordinary |
| 06-Aug-18UBSSecurities Australia LtdBuy29,9031,760 | Ordinary |
| 06-Aug-18UBSSecurities Australia LtdSell55,509(3,269) | Ordinary |
| strald06-Aug-18UBSSecurities Auia LtBuy1,32578 | Ordinary |
| straldSell(7,357)06-Aug-18UBSSecurities Auia Lt124,932 | Ordinary |
| uritiestralia Ltd06-Aug-18UBSSecs AuBuy162,9479,613 | Ordinary |
| 06-Aug-18UBSSecurities Australia LtdSell65,287(3,853) | Ordinary |
| 06-Aug-18UBSSecurities Australia LtdSell100,890(5,938) | Ordinary |
| 06-Aug-18UBSSecurities Australia LtdBuy378,92222,307 | Ordinary |
| straldSell(38)06-Aug-18UBSSecurities Auia Lt645 | Ordinary |
| strald06-Aug-18UBSSecurities Auia LtBuy7,068416 | Ordinary |
| uritiestralia Ltd06-Aug-18UBSSecs AuBuy18,4201,086 | Ordinary |
| 06-A8UBSSecuritiestralia Ltd7,082416ug-1s AuBuy | Ordinary |
| 06-Aug-18UBSSecurities Australia LtdBuy50,8703,000 | Ordinary |
| 06-Aug-18UBSSecurities Australia LtdBuy68,2634,022 | Ordinary |
| (48)06-Aug-18UBSSecurities Australia LtdSell815 | Ordinary |
| straldk boed06-Aug-18UBSSecurities Auia LtStocN/A299,761rrow | Ordinary |
| uritiestralia Ltdk boed06-Aug-18UBSSecs AuStocN/A18,239rrow | Ordinary |
| 06-A8UBSSecuritiestralia LtdStock boedN/A40,000ug-1s Aurrow | Ordinary |
| 06-Aug-18UBSSecurities Australia LtdStock retdN/A(4,371)urne | Ordi |
| 06-A8UBSAGLondon BhStock receivedN/A664ranc | naryOrdi |
| ug-1(8)07-A8UBSSecurities Australia LtdSell136 | naryOrdi |
| ug-1straldSell07-A8UBSSecurities Auia Lt323 | naryOrdi |
| (19)ug-1 | nary |
| uritiestralia LtdSell(37,450)07-Aug-18UBSSecs Au630,070 | Ordinary |
| 07-A8UBSSecuritiestralia Ltd689,96941,0ug-1s AuBuy41 | Ordinary |
| 07-Aug-18UBSSecurities Australia LtdBuy2,131127 | Ordinary |
| 07-Aug-18UBSSecurities Australia LtdBuy14,498864 | Ordinary |
| (1,440)07-Aug-18UBSSecurities Australia LtdSell24,185 | Ordinary |
| Ordinary | |
| straldug-18UBSSecurities Auia LtBuy112,8776,727 | Ordinary |
| uritiestralia Ltdug-18UBSSecs AuBuy18511 | Ordinary |
| 8UBSSecuritiestralia LtdSell776,413(46,255)ug-1s Au | |
| ug-18UBSSecurities Australia LtdBuy354,37221,061 | Ordinary |
| 07-A07-A07-A07-A07-Aug-18UBSSecurities Australia LtdSell98,510(5,818) | Ordinary |
| 07-Aug-18 | uritiestralia LtdUBSSecs Au | Sell | 306,990 | (18,279) | Ordinary |
|---|---|---|---|---|---|
| 07-Aug-18 | UBSSecuritiestralia Ltds Au | Sell | 92,660 | (5,472) | Ordinary |
| 07-Aug-18 | UBSSecurities Australia Ltd | Sell | 32,141 | (1,916) | Ordinary |
| 07-Aug-18 | UBSSecurities Australia Ltd | Buy | 206,382 | 12,269 | Ordinary |
| 07-Aug-18 | UBSSecurities Australia Ltd | Buy | 45,304 | 2,706 | Ordinary |
| 07-Aug-18 | straldUBSSecurities Auia Lt | Sell | 170,155 | (10,142) | Ordinary |
| 07-Aug-18 | uritiestralia LtdUBSSecs Au | Sell | 47,649 | (2,834) | Ordinary |
| 07-Aug-18 | uritiestralia LtdUBSSecs Au | Sell | 6,401 | (378) | Ordinary |
| 07-Aug-18 | UBSSecurities Australia Ltd | Buy | 14,010 | 833 | Ordinary |
| 07-Aug-18 | UBSSecurities Australia Ltd | Stock boedrrow | N/A | 2,000,000 | Ordinary |
| 07-Aug-18 | UBSSecurities Australia Ltd | Stock retdurne | N/A | (93,000) | Ordinary |
| 07-Aug-18 | straldUBSSecurities Auia Lt | k retdStocurne | N/A | (76,882) | Ordinary |
| 07-Aug-18 | uritiestralia LtdUBSSecs Au | k retdStocurne | N/A | (22,828) | Ordinary |
| 07-Aug-18 | uritiestralia LtdUBSSecs Au | k retdStocurne | N/A | (240),806 | Ordinary |
| 07-Aug-18 | UBSAGLondon Bhranc | Stock retdurne | N/A | (258) | Ordinary |