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SIMS LIMITED — Major Shareholding Notification 2014
Jul 16, 2014
65780_rns_2014-07-16_6a5e9c3a-762d-4582-8b53-c032e6fa2cbb.pdf
Major Shareholding Notification
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Form 604 Corporations Act 2001 Section 671B
Notice of Change of Interests of Substantial Holder
To: SIMS Metal Management Ltd ACN/ARSN:
1. Details of substantial holder (s)
Name: FIL Limited and the entities listed in Annexure A ("FIL") ACN/ARSN (if applicable)
| There was a change in the interests of the substantial holder on | 15 July 2014 |
|---|---|
| The previous notice was given to the company on | 21 May 2014 |
| The previous notice was dated | 21 May 2014 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class ofSecurities (4) | PreviousNoticePerson's votes | Previous NoticeVoting Power $(5)$ | Present NoticePerson's votes | Present NoticeVoting Power (5) |
|---|---|---|---|---|
| Common Stock | 10,332,421 | 5.05% | 12,457,894 | 6.09% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of Change | Personwhoserelevantinterestchanged | Nature ofchange(6) | Considerationgiven inrelation tochange (7) | Class andnumber ofsecuritiesaffected | Person'svotesaffected |
|---|---|---|---|---|---|
| AUD $ | Common Stock | CommonStock | |||
| 5/20/2014 | FIL | BUY | 9.31 | 38,158 | 38,158 |
| 5/20/2014 | FIL | BUY | 9.31 | 576 | 576 |
| 5/21/2014 | FIL | BUY | 9.30 | 529,781 | 529,781 |
| 5/21/2014 | FIL | BUY | 9.30 | 633 | 633 |
| 5/21/2014 | FIL | BUY | 9.30 | 5,121 | 5,121 |
| 5/22/2014 | FIL | BUY | 9.23 | 22,282 | 22,282 |
| 5/22/2014 | FIL | BUY | 9.25 | 196,287 | 196,287 |
[Type text]
| 5/22/2014 | FIL | BUY | 9.25 | 587 | 587 |
|---|---|---|---|---|---|
| 5/22/2014 | FIL | BUY | 9.25 | 2,113 | 2,113 |
| 5/27/2014 | FIL | BUY | 9.55 | 118,692 | 118,692 |
| 5/27/2014 | FIL | BUY | 9.55 | 567 | 567 |
| 5/27/2014 | FIL | BUY | 9.55 | 1,147 | 1,147 |
| 5/27/2014 | FIL | BUY | 9.55 | 1,094 | 1,094 |
| 5/28/2014 | FIL | BUY | 9.60 | 13,235 | 13,235 |
| 5/28/2014 | FIL | BUY | 9.60 | 43,311 | 43,311 |
| 5/28/2014 | FIL | BUY | 9.60 | 563 | 563 |
| 5/28/2014 | FIL | BUY | 9.60 | 563 | 563 |
| 5/28/2014 | FIL | BUY | 9.60 | 563 | 563 |
| 5/29/2014 | FIL | BUY | 9.75 | 39,222 | 39,222 |
| 5/29/2014 | FIL | BUY | 9.75 | 556 | 556 |
| 5/29/2014 | FIL | BUY | 9.75 | 556 | 556 |
| 5/29/2014 | FIL | BUY | 9.75 | 556 | 556 |
| 5/30/2014 | FIL | BUY | 9.67 | 209,485 | 209,485 |
| 5/30/2014 | FIL | BUY | 9.67 | 556 | 556 |
| 5/30/2014 | FIL | BUY | 9.67 | 1,966 | 1,966 |
| 5/30/2014 | FIL | BUY | 9.67 | 1,858 | 1,858 |
| 6/2/2014 | FIL | BUY | 9.69 | 3,335 | 3,335 |
| 6/2/2014 | FIL | BUY | 9.69 | 555 | 555 |
| 6/2/2014 | FIL | BUY | 9.69 | 555 | 555 |
| 6/2/2014 | FIL | BUY | 9.69 | 555 | 555 |
| 6/3/2014 | FIL | BUY | 9.74 | 102,478 | 102,478 |
| 6/3/2014 | FIL | BUY | 9.74 | 379 | 379 |
| 6/3/2014 | FIL | BUY | 9.74 | 555 | 555 |
| 6/3/2014 | FIL | BUY | 9,74 | 847 | 847 |
| 6/3/2014 | FIL | BUY | 9.74 | 794 | 794 |
| 6/4/2014 | FIL | BUY | 9.72 | 129,126 | 129,126 |
| 6/4/2014 | FIL | BUY | 9.72 | 589 | 589 |
| 6/4/2014 | FIL | BUY | 9.72 | 1,067 | 1,067 |
| 6/4/2014 | FIL | BUY | 9.72 | 1,000 | 1,000 |
| 6/5/2014 | FIL | BUY | 9.73 | 42,407 | 42,407 |
| 6/5/2014 | FIL | BUY | 9.73 | 554 | 554 |
| 6/5/2014 | FIL | BUY | 9.73 | 554 | 554 |
| 6/5/2014 | FIL | BUY | 9.73 | 554 | 554 |
| 6/6/2014 | FIL | BUY | 9.72 | 70,863 | 70,863 |
| 6/6/2014 | FIL | BUY | 9.72 | 522 | 522 |
| 6/6/2014 | FIL | BUY | 9.72 | 551 | 551 |
| 6/6/2014 | FIL | BUY | 9.72 | 551 | 551 |
| 6/10/2014 | FIL | BUY | 9.80 | 6,198 | 6,198 |
| 6/10/2014 | FIL | BUY | 9.80 | 546 | 546 |
| 6/10/2014 | FIL | BUY | 9.80 | 546 | 546 |
| 6/11/2014 | FIL | BUY | 9.74 | 116,199 | 116,199 |
| 6/11/2014 | FIL | BUY | 9.74 | 295 | 295 |
| 6/11/2014 | FIL | BUY | 9.74 | 10,800 | 10,800 |
|---|---|---|---|---|---|
| 6/13/2014 | FIL | BUY | 9.42 | 2,273 | 2,273 |
| 6/17/2014 | FIL | SELL | 9.34 | 1,976 | 1,976 |
| 6/17/2014 | FIL | SELL | 9.34 | 10,369 | 10,369 |
| 6/17/2014 | FIL | SELL | 9.34 | 55,283 | 55,283 |
| 6/18/2014 | FIL | BUY | 9.41 | 2,531 | 2,531 |
| 6/18/2014 | FIL | SELL | 9.42 | 7,383 | 7,383 |
| 6/19/2014 | FIL | BUY | 9.65 | 2.472 | 2,472 |
| 6/19/2014 | FIL | BUY | 9.65 | 4,772 | 4,772 |
| 6/24/2014 | FIL. | BUY | 9.71 | 7,867 | 7,867 |
| 7/2/2014 | FIL | BUY | 9.68 | 2,520 | 2,520 |
| 7/4/2014 | FIL | BUY | 10.24 | 2,622 | 2,622 |
| 7/7/2014 | FIL | BUY | 10.17 | 2,518 | 2,518 |
| 7/8/2014 | FIL | BUY | 10.11 | 4,844 | 4,844 |
| 7/9/2014 | FIL | BUY | 9.89 | 538 | 538 |
| 7/9/2014 | FIL | BUY | 9.89 | 538 | 538 |
| 7/9/2014 | FIL | BUY | 9.89 | 3,534 | 3,534 |
| 7/9/2014 | FIL | BUY | 9.89 | 926 | 926 |
| 7/9/2014 | FIL | BUY | 9.89 | 2,599 | 2,599 |
| 7/9/2014 | FIL | BUY | 9.89 | 10,275 | 10,275 |
| 7/9/2014 | FIL | BUY | 9.89 | 538 | 538 |
| 7/9/2014 | FIL | BUY | 9.89 | 998 | 998 |
| 7/9/2014 | FIL | BUY | 9.89 | 4 4 5 9 | 4,459 |
| 7/9/2014 | FIL | BUY | 9.89 | 7,854 | 7,854 |
| 7/9/2014 | FIL. | BUY | 9.89 | 12,041 | 12,041 |
| 7/9/2014 | FIL. | BUY | 9.89 | 41,448 | 41,448 |
| 7/9/2014 | FIL. | BUY | 9.89 | 583 | 583 |
| 7/10/2014 | FIL | BUY | 10.03 | 530 | 530 |
| 7/10/2014 | FIL | BUY | 10.03 | 530 | 530 |
| 7/10/2014 | FIL | BUY | 10.03 | 1.603 | 1,603 |
| 7/10/2014 | FIL | BUY | 10.03 | 530 | 530 |
| 7/10/2014 | FIL | BUY | 10.03 | 1,179 | 1,179 |
| 7/10/2014 | FIL. | BUY | 10.03 | 4,661 | 4,661 |
| 7/10/2014 | FIL | BUY | 10.03 | 530 | 530 |
| 7/10/2014 | FIL | BUY | 10.03 | 530 | 530 |
| 7/10/2014 | FIL | BUY | 10.03 | 2,023 | 2,023 |
| 7/10/2014 | FIL | BUY | 10.03 | 3.563 | 3,563 |
| 7/10/2014 | FIL | BUY | 10.03 | 5.462 | 5,462 |
| 7/10/2014 | FIL | BUY | 10.03 | 18,803 | 18,803 |
| 7/10/2014 | FIL | BUY | 10.03 | 530 | 530 |
| 7/11/2014 | FIL | BUY | 9.97 | 534 | 534 |
| 7/11/2014 | FIL | BUY | 9.97 | 534 | 534 |
| 7/11/2014 | FIL | BUY | 9.97 | 1,576 | 1,576 |
| 7/11/2014 | FIL | BUY | 9.97 | 534 | 534 |
| 7/11/2014 | FIL. | BUY | 9.97 | 1,159 | 1,159 |
$\sim 10^{-1}$
| 7/11/2014 | FIL | BUY | 9.97 | 3,542 | 3,542 |
|---|---|---|---|---|---|
| 7/11/2014 | FIL | BUY | 9.97 | 767 | 767 |
| 7/11/2014 | FIL | BUY | 9.97 | 534 | 534 |
| 7/11/2014 | FIL | BUY | 9.97 | 1,988 | 1,988 |
| 7/11/2014 | FIL | BUY | 9.97 | 3,502 | 3,502 |
| 7/11/2014 | FIL | BUY | 9.97 | 5,370 | 5,370 |
| 7/11/2014 | FIL | BUY | 9.97 | 18,484 | 18,484 |
| 7/11/2014 | FIL | BUY | 9.97 | 534 | 534 |
| 7/14/2014 | FIL | BUY | 10.05 | 531 | 531 |
| 7/14/2014 | FIL | BUY | 10.05 | 531 | 531 |
| 7/14/2014 | FIL | BUY | 10.05 | 1,953 | 1,953 |
| 7/14/2014 | FIL | BUY | 10.05 | 531 | 531 |
| 7/14/2014 | FIL | BUY | 10.05 | 1,436 | 1,436 |
| 7/14/2014 | FIL | BUY | 10.05 | 4,390 | 4,390 |
| 7/14/2014 | FIL | BUY | 10.05 | 531 | 531 |
| 7/14/2014 | FIL | BUY | 10.05 | 2,464 | 2,464 |
| 7/14/2014 | FIL | BUY | 10.05 | 4.341 | 4,341 |
| 7/14/2014 | FIL | BUY | 10.05 | 6,655 | 6,655 |
| 7/14/2014 | FIL | BUY | 10.05 | 22,907 | 22,907 |
| 7/14/2014 | FIL | BUY | 10.05 | 531 | 531 |
| 7/15/2014 | FIL. | BUY | 9.92 | 306 | 306 |
| 7/15/2014 | FIL | BUY | 9.96 | 535 | 535 |
| 7/15/2014 | FIL | BUY | 9.92 | 297 | 297 |
| 7/15/2014 | FIL | BUY | 9.96 | 535 | 535 |
| 7/15/2014 | FIL. | BUY | 9.96 | 535 | 535 |
| 7/15/2014 | FIL | BUY | 9.92 | 1.684 | 1,684 |
| 7/15/2014 | FIL | BUY | 9.96 | 535 | 535 |
| 7/15/2014 | FIL | BUY | 9.92 | 1,248 | 1,248 |
| 7/15/2014 | FIL | BUY | 9.92 | 68,245 | 68,245 |
| 7/15/2014 | FIL | BUY | 9.96 | 1,205 | 1,205 |
| 7/15/2014 | FIL | BUY | 9.92 | 4,086 | 4,086 |
| 7/15/2014 | FIL | BUY | 9.96 | 3,683 | 3,683 |
| 7/15/2014 | FIL | BUY | 9.92 | 12,487 | 12,487 |
| 7/15/2014 | FIL | BUY | 9.96 | 535 | 535 |
| 7/15/2014 | FIL | BUY | 9.92 | 1,442 | 1,442 |
| 7/15/2014 | FIL | BUY | 9.96 | 2,067 | 2,067 |
| 7/15/2014 | FIL | BUY | 9.92 | 7,009 | 7,009 |
| 7/15/2014 | FIL | BUY | 9.96 | 3,642 | 3,642 |
| 7/15/2014 | FIL. | BUY | 9.92 | 12,349 | 12,349 |
| 7/15/2014 | FIL | BUY | 9.96 | 5,584 | 5,584 |
| 7/15/2014 | FIL | BUY | 9.92 | 18,931 | 18,931 |
| 7/15/2014 | FIL | BUY | 9.96 | 19,220 | 19,220 |
| 7/15/2014 | FIL | BUY | 9.92 | 65,166 | 65,166 |
| 7/15/2014 | FIL | BUY | 9.96 | 535 | 535 |
| 7/15/2014 | FIL | BUY | 9.92 | 537 | 537 |
| Total Buys | 2,200,484 |
|---|---|
| Total Sells | 75.011 |
| Overall | 2,125,473 |
| Increase |
4. Present Relevant Interest
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Refer to Annexure A
5. Changes in Association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSNlicable) i- - -ור | .-Natur' association$\cdots$∼e ot______________________________ | |
|---|---|---|
| N/A |
6. Addresses
The addresses of persons named in this form are as follows:
Refer to Annexure A
Sign Here Dated: 17 July 2014
Kathy Lai Regulatory Reporting Assistant Manager, Asia Pacific Duly authorized under Powers of Attorney by and on behalf of FIL Limited
Annexure A
| Jame ® | Address | Registered Holder of Securities | Nature of Relevent Interest | Total |
|---|---|---|---|---|
| FIL INVESTMENT MANAGEMENT | Level 11, 167 Macquarie Street, Sydney, NSW | JP MORGAN, BOURNEMOUTH (C) | Investment Discretion/Voting Power | 2,530 |
| (AUSTRALIA) LIMITED | 2000 | BROWN BROS HARRIMN LTD LUX (C) | 527,435 | |
| Pembroke Hall, 42 Crow Lane, Pembroke, | ||||
| FIL LIMITED | Bermuda | BROWN BROS HARRIMN LTD LUX (C) | Investment Discretion/Voting Power | 1485 |
| BROWN BROTHERS HARRIMAN AND CO | 69,204 | |||
| JP MORGAN, BOURNEMOUTH (C) | 863,188 | |||
| NOMURA TRUST AND BANKING (C) | 66.595 | |||
| BROWN BROS HARRIMN LTD LUX (C) | 158714 | |||
| FIL INVESTMENT MANAGEMENT | One Marina Boulevard #28-00, Singapore 018989 MASTER TRUST BANK OF JAPAN (C) | Investment Discretion/Voting Power | 127,454 | |
| (SINGAPORE) LIMITED | HSBC BANK PLC (C) | 9,102,660 | ||
| CITIBANK NA, HONG KONG BR (S) | 202,350 | |||
| NORTHERN TRUST LUX (C) | 380,531 | |||
| HSBC TRINKAUS UND BURKH AG (C) | 508,008 | |||
| FIL PENSION MANAGEMENT | Oakhill House, 130 Tonbridge Road, | Investment Discretion/Voting Power | ||
| 19DZHildenborough, Kent, England TN1 | CLEARSTREAM BANKING SA LUX (C) | 12,360 | ||
| FIL INVESTMENT MANAGEMENT | Suite 2201, Level 22, Two Pacific Place, 88 | |||
| (HONG KONG) LIMITED | Queensway, Admiralty, Hong Kong | BROWN BROS HARRIMN LTD LUX (C) | Investment Discretion/Voting Power | 435,380 |