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SIMS LIMITED Major Shareholding Notification 2010

Mar 28, 2010

65780_rns_2010-03-28_492549e3-c97f-4cb3-9f16-a1a43e567e44.pdf

Major Shareholding Notification

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Form 604

Corporations Law Section 671B

Notice of change of interests of substantial holder

To
Company Name/Scheme		 Sims Metal Management Limited
ACN/ARSN
1.
Details of substantial holder
Name M&G Investment Funds (1)
M&G Investment Management Limited
M&G Limited
M&G Group Limited
Prudential plc
ACN/ARSN (if applicable)
There was a change in the interests 25 March 2010
of the substantial holder on
The previous notice was given to the 25 August 2009
company on
The previous notice was dated 25 August 2009

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of Security (4) Previous Notice Previous Notice Present Notice Present Notice
Person’s votes Voting Power (5) Person’s votes Voting Power (5)
Ordinary 21,968,173
12.05%		 26,542,856
13.04%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant interest changed Nature of
change (6)		 Consideration given in
relation to change (7)		 Class and number
of securities affected		 Person’s votes affected
M&G Investment
Management Limited
M&G Limited
M&G Group Limited
Prudential plc
PLEASE SEE ANNEX 1 (Below)

Freehills Melbourne ASIC00603\003811236

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest		 Registered holder of
securities		 Person entitled to be
registered as holder		 Nature of relevant interest Class and number of
securities
M&G Investment Management
Limited,
M&G Limited,
M&G Group Limited,
Prudential Plc		 Chase
Nominees Ltd		 Chase
Nominees Ltd		 Power to dispose
of or control
the exercise of
a power to
dispose of, the
securities		 10,670,000
M&G Investment Management
Limited,
M&G Limited,
M&G Group Limited,
Prudential Plc		 Cede & Co Cede & Co 109,541
M&G Investment Funds (1)
M&G Investment Management
Limited
M&G Limited
M&G Group Limited
Prudentialplc		 Nortrust
Noms Ltd A/C
MEJ01		 Nortrust Noms
Ltd A/C MEJ01		 Power to dispose
of or control
the exercise of
a power to
dispose of, the
securities.
Power to
exercise or
control the
exercise of, a
right to vote
attached to the
securities		 13,181,495
M&G Investment Funds (1)
M&G Investment Management
Limited
M&G Limited
M&G Group Limited
Prudentialplc		 Nortrust
Noms Ltd A/C
MEN01		 Nortrust Noms
Ltd A/C MEN01		 789,093
M&G Investment Management
Limited,
M&G Limited,
M&G Group Limited,
Prudential Plc		 Nortrust
Noms Ltd		 Nortrust Noms
Ltd		 6,108
M&G Investment Management
Limited,
M&G Limited,
M&G Group Limited,
Prudentialplc		 Nortrust
Noms Ltd A/C
MXH01		 Nortrust Noms
Ltd A/C MXH01		 1,400
M&G Investment Management
Limited,
M&G Limited,
M&G Group Limited,
Prudentialplc		 PRUCLT HSBC
GIS NOM(UK)
PPL AC		 PRUCLT HSBC
GIS NOM(UK)
PPL AC		 18,522
M&G Investment Management
Limited,
M&G Limited,
M&G Group Limited,
Prudential Plc		 HSBC Seoul
GL Basics
Mother Fund		 HSBC Seoul GL
Basics Mother
Fund		 5,704
M&G Investment Management
Limited,
M&G Limited,
M&G Group Limited,
Prudential Plc		 JNL/M&G
Global
Basics Fund		 JNL/M&G
Global Basics
Fund		 251,125
M&G Investment Funds (1)
M&G Investment Management
Limited
M&G Limited
M&G Group Limited
Prudentialplc		 Nortrust
Noms Ltd A/C
MEQ01		 Nortrust Noms
Ltd A/C MEQ01		 485,400
M&G Investment Management
Limited,
M&G Limited,
M&G Group Limited,
Prudentialplc		 Jackson
National
Asset Mgmt		 Jackson
National
Asset Mgmt		 74,468
M&G Investment Funds (4)
M&G Investment Management
Limited
M&G Limited
M&G Group Limited		 Nortrust
Noms Ltd A/C
MNC01		 Nortrust Noms
Ltd A/C MNC01		 950,000

Freehills Melbourne ASIC00603\003811236

5. Changes in association

The persons who have been associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and CAN/ARSN (if applicable) Nature of association
M&G Investment Funds (1) An Open Ended Investment Company (Separate Legal Entity,
not within the Prudential plc group of companies), the
assets are managed by M&G Investment Management Limited,
which is a wholely owned subsidiary of Prudential Plc, as
are M&G Limited and M&G Group Limited and as such these
companies are included within this notice.
M&G Investment Funds (4) An Open Ended Investment Company (Separate Legal Entity,
not within the Prudential plc group of companies), the
assets are managed by M&G Investment Management Limited,
which is a wholely owned subsidiary of Prudential Plc, as
are M&G Limited and M&G Group Limited and as such these
companies are included within this notice.

6. Addresses

The addresses of persons named in this form are as follows:

Name
Address
M&G Investment Funds(1)
Laurence Pountney Hill, London EC4R 0HH, England
M&G Investment Funds(4)
Laurence Pountney Hill, London EC4R 0HH, England
M&G Investment Management
Limited
Laurence Pountney Hill, London EC4R 0HH, England
M&G Limited
Laurence Pountney Hill, London EC4R 0HH, England
M&G Group Limited
Laurence Pountney Hill, London EC4R 0HH, England
Prudential plc
Laurence Pountney Hill, London EC4R 0HH, England
Chase Nominees Ltd
125 London Wall, London EC2Y 5AJ, England
Nortrust Nominees
The Northern Trust Company, 50 Bank Street, Canary Wharf,
London E14 5NQ, England
�����������������
Signature
print name
DIpesh Varsani
capacityNotifiables Administrator
sign here
DIpesh Varsani
date 26 March 2010		 Name Address
M&G Investment Funds(1) Laurence Pountney Hill, London EC4R 0HH, England
M&G Investment Funds(4) Laurence Pountney Hill, London EC4R 0HH, England
M&G Investment Management
Limited		 Laurence Pountney Hill, London EC4R 0HH, England
M&G Limited Laurence Pountney Hill, London EC4R 0HH, England
M&G Group Limited Laurence Pountney Hill, London EC4R 0HH, England
Prudential plc Laurence Pountney Hill, London EC4R 0HH, England
Chase Nominees Ltd 125 London Wall, London EC2Y 5AJ, England
Nortrust Nominees The Northern Trust Company, 50 Bank Street, Canary Wharf,
London E14 5NQ, England

Freehills Melbourne ASIC00603\003811236

DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the
form.
(2) See the definition of “associate” in section 9 of the Corporations Law.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Law.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant
interest in.
(6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7) Include details of:
(a)
any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out
the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany
this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to
which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Law.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be
included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom
the relevant interest was acquired.

Freehills Melbourne ASIC00603\003811236

Annex 1: Transactions 22 August 2009 to 25 March 2010

Holder of relevant
interest		 Date of acquisition Consideration (9) Consideration (9) Class and number of
securities
Cash Non-cash Ord NPV
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited,
Prudential plc
(HSBC Seoul GL Basics Mother Fund
KBAS)		 23-OCT-2009
27-NOV-2009
20-JAN-2010
25-FEB-2010
23-MAY-2010		 -6,138
N/A
-2,906
-6,161
-2,116		 - 270
594
- 120
- 321
-103
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited,
Prudential plc
(Cede & Co - VVIF)		 26-OCT-2009
27-NOV-2009		 N/A
218,589		 454
10,409
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited,
Prudential plc
(Chase Nominees LTD VINT & VANG)		 30-SEP-2009
15-OCT-2009
20-OCT-2009
26-OCT-2009
27-NOV-2009
27-NOV-2000
30-NOV-2009
10-MAR-2010
24-MAR-2010
25-MAR-2010		 4,554,992
2,316,985
2,347,816
N/A
18,270,000
1,661,373
3,524,843
4,092,704
3,440,307
1,895,534		 200,000
100,000
100,000
3456
870,000
79,113
167,431
200,000
160,632
89,368
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited,
Prudential Plc
(PRUCLT HSBC GIS NOM(UK) PAC AC)
M&G Investment Management
Limited,
M&G Limited,
M&G Group Limited, The Prudential
Assurance Company Limited,
Prudential plc
(PRUCLT HSBC GIS NOM(UK) PPL AC)		 23-SEP-2009
26-OCT-2009
26-OCT-2009
27-NOV-2009		 47,014
1,669
N/A
N/A		 2,000
77
1
1,760

Freehills Melbourne ASIC00603\003811236

M&G Investment Management Limited,
M&G Limited,
M&G Group Limited,
Prudential Plc
(JNL/M&G Global Basics Fund JBCS )		 25-AUG-2009
26-AUG-2009
02-SEP-2009
04-SEP-2009
15-SEP-2009
16-SEP-2009
18-SEP-2009
21-SEP-2009
22-SEP-2009
23-SEP-2009
25-SEP-2009
29-SEP-2009
01-OCT-2009
02-OCT-2009
05-OCT-2009
06-OCT-2009
07-OCT-2009
09-OCT-2009
12-OCT-2009
13-OCT-2009
20-OCT-2009
28-OCT-2009
29-OCT-2009
02-NOV-2009
03-NOV-2009
09-NOV-2009
11-NOV-2009
12-NOV-2009
13-NOV-2009
16-NOV-2009
17-NOV-2009
18-NOV-2009
27-NOV-2009
30-NOV-2009
02-DEC-2009
07-DEC-2009
08-DEC-2009
09-DEC-2009
10-DEC-2009
17-DEC-2009
23-DEC-2009
24-DEC-2009
30-DEC-2009
31-DEC-2009
05-JAN-2010
07-JAN-2010
08-JAN-2010
15-JAN-2010
20-JAN-2010
22-JAN-2010
12-FEB-2010
15-FEB-2010
25-FEB-2010
11-MAR-2010
22-MAR-2010
24-MAR-2010
25-MAR-2010		 1,698
2,796
25,410
47,041
2,863
2,687
8,283
6,800
8,423
10,723
-40,677
-28,912
12,464
5,464
6,845
14,805
17,372
7,106
29,632
26,129
15,101
3,216
10,453
15,725
10,244
10,110
11,139
10,852
12,993
21,304
10,469
6,202
N/A
37,141
18,088
9,158
12,431
28,289
15,817
-61,025
18,656
15,557
10,856
16,829
62,966
9,780
8,337
14,193
16,329
7,391
2,527,576
1,312,635
-166,415
100,460
141,710
70,399
38,794		 70
115
1,094
2,010
121
116
350
288
361
437
- 1,758
- 1,278
550
251
315
672
804
335
1,409
1,229
663
147
511
798
494
470
505
492
599
986
467
281
5,050
1,774
845
417
569
1,297
728
- 2,880
830
702
489
765
2,770
405
341
568
674
323
118,119
60,968
- 8,653
4,940
6,869
3,287
1,829
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited,
PrudentialPlc (JPBC)

Freehills Melbourne ASIC00603\003811236

M&G Investment Funds (1)
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited,
Prudential Plc
(Nortrust Noms Ltd A/C MEJ01 – AUST)		 09-OCT-2009
27-NOV-2009
22-MAR-2010		 2,107,747
27,090,000
2,052,827		 100,000
1,290,000
100,000
M&G Investment Funds (1)
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited,
Prudential Plc
(Nortrust Noms Ltd A/C MEN01 – INTG)		 26-OCT-2009
27-NOV-2009		 71,083
1,574,622		 3,277
74,982
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited,
Prudential Plc
Nortrust Noms Ltd (SAMIA)		 26-0CT-2009
27-NOV-2009		 550
12,180		 25
580
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited,
Prudential plc
(Jackson National Asset Mgmt - JNAM)		 24-AUG-2009
26-AUG-2009
08-SEP-2009
15-SEP-2009
25-SEP-2009
01-OCT-2009
05-OCT-2009
06-OCT-2009
07-OCT-2009
08-OCT-2009
22-OCT-2009
26-OCT-2009
29-OCT-2009
30-OCT-2009
03-NOV-2009
11-NOV-2009
12-NOV-2009
27-NOV-2009
10-DEC-2009
17-DEC-2009
24-DEC-2009
06-JAN-2010
07-JAN-2010
11-JAN-2010
12-JAN-2010
14-JAN-2010
19-JAN-2010
22-JAN-2010
25-JAN-2010
28-JAN-2010
02-FEB-2010
05-FEB-2010
10-FEB-2010
12-Feb-2010
16-FEB-2010
19-Feb-2010
23-FEB-2010
24-FEB-2010
01-MAR-2010
04-MAR-2010
11-MAR-2010
12-MAR-2010
16-MAR-2010		 N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A		 266
538
613
- 2,910
1,230
490
258
- 9,880
673
352
260
218
354
385
394
323
433
386
625
2,254
1,409
4,808
837
562
291
284
211
2,732
223
1,183
297
301
708
1,589
185
857
459
2,429
579
174
- 952
1,369
487

Freehills Melbourne ASIC00603\003811236

17-MAR-2010
18-MAR-2010
19-MAR-2010
22-MAR-2010		 N/A
N/A
N/A
N/A		 342
386
- 1,723
320
M&G Investment Funds (4)
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited,
Prudential Plc
(Nortrust Noms Ltd A/C MNC01 MGF)		 20-MAY-2009
08-JAN-2010
12-JAN-2010
15-JAN-2010		 2,294,029
2,434,610
2,521,808
2,502,248		 100,000
100,000
100,000
100,000
M&G Investment Funds (1)
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited,
Prudential Plc
(Nortrust Noms Ltd A/C MEQ01 FARE)		 27-NOV-2009
21-DEC-2009
11-JAN-2010
14-JAN-2010		 3,633,000
3,800,186
1,383,206
2,059,565		 173,000
175,500
55,000
81,900
M&G Investment Management Limited,
M&G Limited,
M&G Group Limited,
Prudential plc
(Nortrust Noms Ltd A/C MXH01 - GDAF)		 04-DEC-2009 30,249 1,400

Freehills Melbourne ASIC00603\003811236

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