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Simpson Manufacturing Co., Inc. — Director's Dealing 2016
Dec 8, 2016
30748_dirs_2016-12-08_d83a73ba-4812-4bb1-93fa-e9f70b70680c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIMPSON MANUFACTURING CO INC /CA/ (SSD)
CIK: 0000920371
Period of Report: 2016-12-07
Reporting Person: FITZMYERS THOMAS J (Director, Vice Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-07 | Common Stock | X | 18000 | $29.66 | Acquired | 118004 | Direct |
| 2016-12-07 | Common Stock | X | 18000 | $46.9824 | Disposed | 100004 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-07 | Options on Common Stock | $29.66 | X | 18000 | Disposed | 2018-02-03 | Common Stock (18000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (RSUs awarded February 3, 2014) | 2423 | Direct |
| Common Stock (RSUs awarded February 6, 2013) | 2173 | Direct |
| Common Stock (RSUs awarded January 30, 2012) | 2923 | Direct |
Footnotes
F1: Amount includes 2,423 shares of restricted stock units (RSUs) awarded on February 3, 2014. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 2,423 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
F2: Amount includes 2,173 shares of restricted stock units (RSUs) awarded on February 6, 2013. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 2,173 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting.
F3: Amount includes 2,923 shares of restricted stock units (RSUs) awarded on January 30, 2012. RSUs vested one fourth on each of the award date and the first, second and third anniversaries of the award date. Amount was increased by 5 shares to reflect the difference between the number of shares that was expected to be withheld to cover the estimated income taxes due on vesting (estimated on January 30, 2012, the date of the award) and the actual number of shares that was withheld on vesting of the RSUs.