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Simpson Manufacturing Co., Inc. — Director's Dealing 2014
Mar 27, 2014
30748_dirs_2014-03-27_6590f73d-c5d1-47e3-b2dc-818465359249.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIMPSON MANUFACTURING CO INC /CA/ (NYSE:SSD)
CIK: 0000920371
Period of Report: 2014-03-25
Reporting Person: SIMPSON BARCLAY (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-25 | Common Stock | G | 145000 | $35.10 | Disposed | 6355548 | Indirect |
| 2014-03-25 | Common Stock | G | 145000 | $35.10 | Acquired | 145000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000000 | Indirect |
| Common Stock | 6019 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options on Common Stock | $32.626 | 2014-04-25 | Common Stock (2000) | 2000 | Direct |
Footnotes
F1: The Shares are owned by Barclay Simpson and Sharon H. Simpson, Trustees of the Barclay and Sharon Simpson 2007 Trust, dated May 25, 2007.
F2: The shares are owned by the Simpson PSB Fund, a California nonprofit public benefit corporation, of which Barclay Simpson is a member of the Board of Directors. Barclay Simpson disclaims beneficial ownership of these shares.
F3: The shares are owned by the Simpson Manufacuturing Co., Inc. Profit Sharing Plan for Salaried Employees (the "Plan") of which Barclay Simpson is a participant. The Plan is qualified under sections 401(a)(26) and 410 of the Internal Revenue Code.
F4: This date represents the date of the first annual vesting period. This option vests equally over four years beginning with the date of grant. These stock options became fully vested on Barclay Simpson's retirement.