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Simpson Manufacturing Co., Inc. — Director's Dealing 2013
May 14, 2013
30748_dirs_2013-05-14_29f96add-5072-424c-b45c-a4eb2fb4351e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIMPSON MANUFACTURING CO INC /CA/ (NYSE:SSD)
CIK: 0000920371
Period of Report: 2013-05-10
Reporting Person: SIMPSON BARCLAY (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-10 | Common Stock | S | 9230 | $28.79 | Disposed | 6674634 | Direct |
| 2013-05-13 | Common Stock | S | 12070 | $28.7328 | Disposed | 6662564 | Direct |
| 2013-05-14 | Common Stock | S | 35500 | $29.147 | Disposed | 6627064 | Direct |
| 2013-05-10 | Common Stock | S | 3770 | $28.79 | Disposed | 141116 | Indirect |
| 2013-05-13 | Common Stock | S | 4930 | $28.7328 | Disposed | 136186 | Indirect |
| 2013-05-14 | Common Stock | S | 14500 | $29.147 | Disposed | 121686 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000000 | Indirect |
| Common Stock | 6197 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options on Common Stock | $32.626 | 2016-02-03 | Common Stock (2000) | 2000 | Direct |
Footnotes
F1: The shares are owned by the Simpson Manufacuturing Co., Inc. Profit Sharing Plan for Salaried Employees (the "Plan") of which Barclay Simpson is a participant. The Plan is qualified under sections 401(a)(26) and 410 of the Internal Revenue Code.
F2: The shares are owned by the Simpson PSB Fund, a California nonprofit public benefit corporation, of which Barclay Simpson is a member of the Board of Directors. Barclay Simpson disclaims beneficial ownership of these shares.
F3: This date represents the date of the first annual vesting period. This option vests equally over four years beginning with the date of grant.