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Simplicity Holding Limited — Share Issue/Capital Change 2018
Feb 6, 2018
51410_rns_2018-02-05_90fc9f12-9d82-4e38-8d71-4ef3556ecea4.pdf
Share Issue/Capital Change
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Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Simplicity Holding Limited (the Staple your “ Company ”) dated 6 February 2018 (the “ Prospectus ”). payment 本申請表格使用倩碧控股有限公司(「 本公司 」)於二零一八年二月六日刊發的招股章程(「 招股章程 」)所 here 界定的相同詞語。 請將股款 Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in 緊釘在此 the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外任何司法管轄區要約出售或游說要約購買任何公開發售股份。 若無根據美國證券法登記或豁免登記,公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法管轄區內概不得發送或派發或 複製(不論方式,亦不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies and Available for Inspection” section in Appendix VI to the Prospectus have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄六「送呈香港公司註冊處處長及備查文件」一節所述其他文 件副本已根據香港法例第32章公司(清盤及雜項條文)條例第342C 條的規定送呈香港公司註冊處處長登記。 香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港結算 」)、 香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對此等文件的內容概不負責。 Simplicity Holding Limited 倩碧控股有限公司[*] (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立之有限公司) Stock code : 8367 股份代號 : 8367 Maximum Offer Price : HK$0.33 per Offer Share plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股發售股份0.33港元,另加1% 經紀佣金、0.0027% 證 監會交易徵費及0.005% 聯交所交易費(須於申請時以港 元繳足,多繳股款可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 招股章程尚有關於申請程序的其他資料,本申請表格應與招股章程一併閱讀。 Application Form 申請表格 To: Simplicity Holding Limited 致: 倩碧控股有限公司 The Sole Sponsor 獨家保薦人 The Sole Bookrunner 獨家賬簿管理人 The Joint Lead Managers 聯席牽頭經辦人 The Public Offer Underwriters 公開發售包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and application 本人╱吾等同意本申請表格及招股章程的條款及條件以 procedures in this Application Form and the Prospectus. 及申請程序。請參閱本申請表格「填交本申請表格的效用」 Please refer to the “Effect of completing and submitting this 一節。 Application Form” section of this Application Form. 一 Warning: Only one application may be made for the benefit 警告:任何人士只限作出 次為其利益而進行的認購申 of any person. Please refer to the last four bullets of “Effect 請。請參閱「填交本申請表格的效用」一節最後四點。 of completing and submitting this Application Form” section.
本人╱吾等同意本申請表格及招股章程的條款及條件以 及申請程序。請參閱本申請表格「填交本申請表格的效用」 一節。
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僅供識別
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For identification purpose only
Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 Broker No. 經紀號碼 Broker’s Chop 經紀印章
Date: 日期: / / D 日 M 月 Y 年 Number of Public Offer Shares applied for (not more than Cheque/banker’s cashier order number 20,000,000 shares) 支票╱銀行本票號碼 申請公開發售股份數目(不超過20,000,000股股份) Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) Total amount 總額 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登記號碼 (請刪 除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong 所有其他聯名申請人的英文姓名╱名稱(如有) Business Registration No. of all other joint applicants (Please 1) delete as appropriate) 所有其他聯名申請人的香港身份證號 碼╱護照號碼╱香港商業登記號碼 (請刪除不適用者) 2) 1) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼
For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節,是 項認購申請將視作為 閣下利益提出。請填寫每名(聯名) 實益擁有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用英文 正楷 填寫 閣下 姓名╱名稱 及香港 地址 )
For Internal use 此欄供內部使用
Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
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(1) You must provide your Hong Kong Identity Card number or, if you do not hold a Hong Kong Identity Card, your passport number. If you are a body corporate you must provide your Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)╱passport number(s)╱Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 閣下須填寫香港身份證號碼或(如 閣下並非香港身份證持有人)護照號碼。倘 閣下為法人團體,則須填寫 香港商業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登記 號碼將轉交第三方以核實申請表格的有效性。
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(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque.
退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一 部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。
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(3) If an application is made by an unlisted company and:
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the principal business of that company is dealing in securities; and
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you exercise statutory control over that company,
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then the application will be treated as being made for your benefit. 倘若申請由一家非上市公司提出,而:
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該公司主要從事證券買賣業務;及
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閣下對該公司可行使法定控制權,
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是項申請將視作為 閣下的利益提出。
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Please use this form if you want the Public Offer Shares to be issued in your name
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 10,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
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NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
Amount Amount Amount
No. of Public payable on No. of Public payable on No. of Public payable on
Offer Shares application Offer Shares application Offer Shares application
applied for HK$ applied for HK$ applied for HK$
10,000 3,333.26 300,000 99,997.62 5,000,000 1,666,627.05
20,000 6,666.51 400,000 133,330.16 6,000,000 1,999,952.46
30,000 9,999.77 500,000 166,662.71 7,000,000 2,333,277.87
40,000 13,333.02 600,000 199,995.25 8,000,000 2,666,603.28
50,000 16,666.28 700,000 233,327.79 9,000,000 2,999,928.69
60,000 19,999.52 800,000 266,660.33 10,000,000 3,333,254.10
70,000 23,332.78 900,000 299,992.87 15,000,000 4,999,881.15
80,000 26,666.03 1,000,000 333,325.41 20,000,000 6,666,508.20
90,000 29,999.29 2,000,000 666,650.82
100,000 33,332.54 3,000,000 999,976.23 * Maximum number of Public Offer Shares
200,000 66,665.08 4,000,000 1,333,301.64 you may apply for.
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Complete the form in English and sign it. Only written signatures will be accepted (and not by way of personal chop).
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Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
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The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ HORSFORD NOMINEES LIMITED – SIMPLICITY PUBLIC OFFER ”; • be crossed “Account Payee Only”;
• be drawn on your Hong Kong dollar bank account in • be issued by a licensed bank in Hong Kong, and Hong Kong; and have your name certified on the back by a person • show your account name, which must either be authorised by the bank. The name on the banker’s pre-printed on the cheque, or be endorsed on the back cashier order must correspond with your name. If by a person authorised by the bank. This account it is a joint application, the name on the back of name must correspond with your name. If it is a joint the banker’s cashier order must be the same as the application, the account name must be the same as first-named applicant’s name. the first-named applicant’s name.
Please use this form if you want the Public Offer Shares to be issued in your name
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s
cashier order attached) to one of the collection boxes at any of the following branches of the receiving bank:
Standard Chartered Bank (Hong Kong) Limited
District Branch Name
Address
Hong Kong Island 88 Des Voeux Road Branch
88 Des Voeux Road Central, Central
Mongkok Branch Shop B, G/F, 1/F & 2/F, 617-623 Nathan Road, Mongkok Telford Gardens Branch Shop P9-12, Telford Centre, Telford Gardens, Tai Yip Street, Kowloon Bay Tsuen Wan Branch Shop C, G/F & 1/F, Jade Plaza, 298 Sha Tsui Road, Tsuen Wan Tseung Kwan O Branch Shop G37-40, G/F, Hau Tak Shopping Centre East Wing, Hau Tak Estate, Tseung Kwan O
Kowloon Mongkok Branch
New Territories Tsuen Wan Branch
- Your Application Form can be lodged at these times:
– Tuesday, 6 February 2018 9:00 a.m. to 5:00 p.m. – Wednesday, 7 February 2018 9:00 a.m. to 5:00 p.m. – Thursday, 8 February 2018 9:00 a.m. to 5:00 p.m. Friday, 9 February 2018 – 9:00 a.m. to 12:00 noon
- The latest time for lodging your application is 12:00 noon on Friday, 9 February 2018. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to apply for Public Offer Shares – 9. Effect of bad weather on the opening of the application lists” in the Prospectus.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為10,000股公開發售股份,並為下表所 列的其中一個數目,否則恕不受理。
可供申請認購公開發售股份數目及應繳款項 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 公開發售 應繳款項 公開發售 應繳款項 公開發售 應繳款項 股份數目 港元 股份數目 港元 股份數目 港元 10,000 3,333.26 300,000 99,997.62 5,000,000 1,666,627.05 20,000 6,666.51 400,000 133,330.16 6,000,000 1,999,952.46 30,000 9,999.77 500,000 166,662.71 7,000,000 2,333,277.87 40,000 13,333.02 600,000 199,995.25 8,000,000 2,666,603.28 50,000 16,666.28 700,000 233,327.79 9,000,000 2,999,928.69 60,000 19,999.52 800,000 266,660.33 10,000,000 3,333,254.10 70,000 23,332.78 900,000 299,992.87 15,000,000 4,999,881.15 80,000 26,666.03 1,000,000 333,325.41 20,000,000* 6,666,508.20 90,000 29,999.29 2,000,000 666,650.82 100,000 33,332.54 3,000,000 999,976.23 * 閣下可申請認購的公開發售股份最高數 200,000 66,665.08 4,000,000 1,333,301.64 目。
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以英文填妥及簽署申請表格。只接納親筆簽名(不得以個人印章代替)。
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閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開出銀行本票。 支票或銀行本票必須符合以下所有規定,否則 閣下的認購申請將不獲接納:
| 支票必須: |
銀行本票必須: |
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| • 為港元; • 不得為期票; • 註明抬頭人為「浩豐代理人有限公司-倩碧公開發售」; • 劃線註明「只准入抬頭人賬戶」; l |
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| • 從 閣下在香港的港元銀行賬戶中開出;及 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須已預 印在支票上,或由有關銀行授權的人士在支票背 書。賬戶名稱必須與 閣下姓名╱名稱相同。如屬 聯名申請,賬戶名稱必須與排名首位申請人的姓 名╱名稱相同。 mp |
• 須由香港持牌銀行開出,並由有關銀行授權的人 士在銀行本票背面簽署核證 閣下姓名╱名稱。 銀行本票所示姓名╱名稱須與 閣下姓名╱名稱 相同。如屬聯名申請,銀行本票背面所示姓名╱名 稱必須與排名首位申請人的姓名╱名稱相同。 |
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入下列收款銀行 任何一家分行特設的收集箱:
渣打銀行(香港)有限公司
地區 分行名稱 地址 香港島 88德輔道中分行 中環德輔道中88號 九龍 旺角分行 旺角彌敦道617-623號地下、1樓及2樓 B 舖 德福花園分行 九龍灣大業街德福花園德福中心商場 P9-12號舖 新界 荃灣分行 荃灣沙咀道298號翡翠商場地下及1樓 C 舖 將軍澳分行 將軍澳厚德邨厚德商場東翼地下 G37-40號舖
- 閣下可於下列時間遞交申請表格:
二零一八年二月六日(星期二)-上午九時正至下午五時正 二零一八年二月七日(星期三)-上午九時正至下午五時正 二零一八年二月八日(星期四)-上午九時正至下午五時正 二零一八年二月九日(星期五)-上午九時正至中午十二時正
- 截止遞交申請的時間為二零一八年二月九日(星期五)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見 —
招股章程「如何申請公開發售股份 9. 惡劣天氣對開始辦理申請登記的影響」一節)。
Please use this form if you want the Public Offer Shares to be issued in your name
Simplicity Holding Limited 倩碧控股有限公司[*] (Incorporated in the Cayman Islands with limited liability) SHARE OFFER
Conditions of your application
- agree to comply with the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Memorandum and Articles of Association;
A. Who can apply
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You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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If you are a firm, the application must be in the individual • members’ names.
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If you are a firm, the application must be in the individual • confirm that you have received and read the Prospectus and members’ names. have only relied on the information and representations 3. The number of joint applicants may not exceed four. contained in the Prospectus in making your application and 4. If you are a body corporate, the application must be will not rely on any other information or representations except those in any supplement to the Prospectus; signed by a duly authorised officer, who must state • confirm that you are aware of the restrictions on the Share his representative capacity, and stamped with your Offer in the Prospectus; corporation’s chop. • agree that none of the Company, the Sole Sponsor, the Sole 5. You must be outside the United States, not be a United Bookrunner, the Joint Lead Managers, the Underwriters, States Person (as defined in Regulation S under the U.S. their respective directors, officers, employees, partners, Securities Act) and not be a legal or natural person of the agents, advisers or any other parties involved in the PRC. Share Offer is or will be liable for any information and 6. Unless permitted by the GEM Listing Rules, you cannot representations not in the Prospectus (and any supplement apply for any Public Offer Shares if you: to it); • are an existing beneficial owner of Shares in the • undertake and confirm that you or the person(s) for whose Company and/or any of its subsidiaries; benefit you have made the application have not applied • are a Director or chief executive officer of the for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any Placing Company and/or any of its subsidiaries; Shares under the Placing nor participated in the Placing; • are a core connected person (as defined in the • agree to disclose to the Company, the Hong Kong Branch GEM Listing Rules) of the Company or will Share Registrar, the receiving bank, the Sole Sponsor, become a core connected person of the Company the Sole Bookrunner, the Joint Lead Managers, the immediately upon completion of the Share Offer; Underwriters and/or their respective advisers and agents • are a close associate (as defined in the GEM any personal data which they may require about you Listing Rules) of any of the above; or and the person(s) for whose benefit you have made the • have been allocated or have applied for any Placing application;
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The number of joint applicants may not exceed four.
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If you are a body corporate, the application must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your • corporation’s chop. •
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You must be outside the United States, not be a United States Person (as defined in Regulation S under the U.S. Securities Act) and not be a legal or natural person of the PRC.
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have been allocated or have applied for any Placing Shares or otherwise participated in the Placing. •
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(if the laws of any place outside Hong Kong apply to your application) agree and warrant that you have complied with all such laws and none of the Company, the Sole Sponsor, the Sole Bookrunner, the Joint Lead Managers and the Underwriters nor any of their respective officers or advisers will breach any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form;
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B. If you are a nominee
You, as a nominee, may make more than one application for the Public Offer Shares by: (i) giving electronic application instructions to HKSCC via Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.
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agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;
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C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act: • undertake to execute all relevant documents and instruct and authorise the Company, the Sole Sponsor, the Sole Bookrunner and/or the Joint Lead Managers (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in your name as required by the Articles of Association;
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agree that your application will be governed by the laws of Hong Kong;
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represent, warrant and undertake that (i) you understand that the Public Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Public Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;
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warrant that the information you have provided is true and accurate;
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agree to accept the Public Offer Shares applied for, or any lesser number allocated to you under the application;
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For identification purpose only
Please use this form if you want the Public Offer Shares to be issued in your name
If your application for Public Offer Shares is successful (in whole or in part)
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authorise the Company to place your name(s) on the If your application for Public Offer Shares is successful (in whole or in Company’s register of members as the holder(s) of any part) Public Offer Shares allocated to you, and the Company If you apply for 1,000,000 or more Public Offer Shares, you may collect and/or its agents to send any share certificate(s) and/or any your share certificate(s) and/or refund cheque(s) in person from: Tricor refund cheque(s) to you or the first-named applicant for Investor Services Limited at Level 22, Hopewell Centre, 183 Queen's Road joint application by ordinary post at your own risk to the East, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Friday, 23 February 2018 address stated on the application, unless you have chosen or such other date as notified by us. to collect the share certificate(s) and/or refund cheque(s) in If you are an individual who is eligible for personal collection, you must
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person;
If you are an individual who is eligible for personal collection, you must not authorise any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorised representative must bear a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives must produce, at the time of collection, evidence of identity acceptable to the Hong Kong Branch Share Registrar. If you do not collect your refund cheque(s) and/or share certificate(s) personally within the time period specified for collection, they will be despatched promptly to the address as specified on this Application Form by ordinary post at your own risk. If you apply for less than 1,000,000 Public Offer Shares, your refund cheque(s) and/or share certificate(s) will be sent to the address on the relevant Application Form on Friday, 23 February 2018, by ordinary post and at your own risk. No receipt will be issued for application money paid. The Company will not issue temporary documents of title. Refund of your money If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest.
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declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;
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understand that the Company, the Directors, the Sole Sponsor, the Sole Bookrunner, the Joint Lead Managers and the Underwriters will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration;
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(if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC by you or by any one as your agent or by any other person; and
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(if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.
The refund procedures are stated in the paragraph headed “13. Despatch/ Collection of share certificates and refund monies” in the “How to apply for Public Offer Shares” section of the Prospectus.
- D. Power of attorney If your application is made through an authorised attorney, the Company, the Sole Bookrunner and the Joint Lead Managers, may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.
Application by HKSCC Nominees Limited (“HKSCC Nominees”)
Where this Application Form is signed by HKSCC Nominees on behalf of persons who have given electronic application instructions to apply for the Public Offer Shares, the provisions of this Application Form which are inconsistent with those set out in the Prospectus shall not apply and provisions in the Prospectus shall prevail. Without limiting the generality of this paragraph, the following sections of this Application Form are inapplicable where this form is signed by HKSCC Nominees:
Determination of Offer Price and allocation of Public Offer Shares The Offer Price is expected to be fixed on or around Monday, 12 February 2018. Applicants are required to pay the maximum Offer Price of HK$0.33 for each Public Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If for any reason the Offer Price is not agreed between the Company and the Sole Bookrunner (for itself and on behalf of the Underwriters) on or before Monday, 12 February 2018 or such later date may be agreed by the Company and the Sole Bookrunner (for itself and on behalf of the Underwriters), the Share Offer will not proceed and will lapse. Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close. The Company expects to announce the final Offer Price, the indication of the level of interest in the Placing, the level of applications in the Public Offer and the basis of allocation of the Public Offer Share on Friday, 23 February 2018 on the website of the Stock Exchange at www.hkexnews.hk and the Company’s website at www.simplicityholding.com . Results of allocations in the Public Offer, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.
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“Applicants’ declaration” on the first page;
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• “Warning” on the first page;
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“If you are a nominee”;
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All representations and warranties under the “Effect of completing and submitting this Application Form” section, except the first one regarding registration of Public Offer Shares in the applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Public Offer Shares;
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“If your application for Public Offer Shares is successful (in whole or in part)”; and
• “Refund of your money”. The following sub-sections in the section headed “How to apply for Public Offer Shares” in the Prospectus are inapplicable where this form is signed by HKSCC Nominees:
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“7. How many applications can you make”; and
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“11. Circumstances in which you will not be allotted Public Offer Shares”.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
Simplicity Holding Limited 倩碧控股有限公司[*] (於開曼群島註冊成立之有限公司) 股份發售
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同意遵守公司(清盤及雜項條文)條例及組織章程 大綱及細則;
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• 確認 閣下已細閱招股章程及本申請表格所載的 條款及條件以及申請程序,並同意受其約束;
申請條件
甲、 可提出申請的人士
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閣下及 閣下為其利益提出申請的人士必須年 滿18歲並有香港地址。
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如 閣下為商號,申請須以個別成員名義提出。 • 確認 閣下已接獲及細閱招股章程,提出申請時 3. 聯名申請人不得超過四名。 亦僅依據招股章程載列的資料及陳述,而除招股 4. 如 閣下為法人團體,申請須經獲正式授權人 章程任何補充文件所載者外,不會依賴任何其他 員簽署,並註明其所屬代表身份及蓋上公司印 資料或陳述; 鑑。 • 確認 閣下知悉招股章程內有關股份發售的限制;
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閣下必須身處美國境外,並非美籍人士(定義見 • 同意本公司、獨家保薦人、獨家賬簿管理人、聯席 美國證券法S 規例),亦非中國法人或自然人。 牽頭經辦人、包銷商、彼等各自的董事、高級職員、
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除創業板上市規則批准外,下列人士概不得申 員工、合夥人、代理、顧問或參與股份發售的任何 請認購任何公開發售股份: 其他人士現時及日後均毋須對並非載於招股章程 • 本公司及╱或其任何附屬公司股份的現 (及其任何補充文件)的任何資料及陳述負責; 有實益擁有人; • 承諾及確認 閣下或 閣下為其利益提出申請的
• 本公司及╱或其任何附屬公司的董事或 人士並無申請或接納或表示有意認購(亦不會申
最高行政人員; 請或接納或表示有意認購)配售的任何發售股份,
• 本公司核心關連人士(定義見創業板上 亦無參與配售;
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本公司核心關連人士(定義見創業板上 亦無參與配售;
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市規則)或緊隨股份發售完成後將成為本 • 同意在本公司、香港股份過戶登記分處、收款銀行、
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公司核心關連人士的人士; 獨家保薦人、獨家賬簿管理人、聯席牽頭經辦人、
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• 上述任何人士的緊密聯繫人(定義見創 包銷商及╱或彼等各自的顧問及代理提出要求時,
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業板上市規則);或 向彼等披露其所要求提供有關 閣下及 閣下為
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• 已獲分配或已申請認購任何配售股份或 其利益提出申請的人士的任何個人資料;
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以任何方式參與配售的人士。 • (若香港境外任何地方的法例適用於 閣下的申請) 同意及保證 閣下已遵守所有有關法例,且本公
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閣下為代名人 司、獨家保薦人、獨家賬簿管理人、聯席牽頭經辦
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閣下作為代名人可提交超過一份公開發售股份申請, (i) 透過中央結算及交收系統(「中央結算系 透過中央結算及交收系統(「中央結算系 人及包銷商和彼等各自任何高級職員或顧問概不 電子認購指示 (如 閣下為中央 會因接納 閣下的購買要約,或 閣下根據招股章 (ii) 使用 使用 白色 或 黃色 申請表格, 程及本申請表格所載的條款及條件應有的權利及
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以自身名義代表不同的實益擁有人提交超過一份申請。 責任所引致的任何行動,而違反香港境外的任何 法例;
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上述任何人士的緊密聯繫人(定義見創 業板上市規則);或
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已獲分配或已申請認購任何配售股份或 以任何方式參與配售的人士。
乙、 如 閣下為代名人
閣下作為代名人可提交超過一份公開發售股份申請, 方法是:(i) 透過中央結算及交收系統(「中央結算系 透過中央結算及交收系統(「中央結算系 統」)向香港結算發出 電子認購指示 (如 閣下為中央 結算系統參與者);或 (ii) 使用 使用 白色 或 黃色 申請表格, 以自身名義代表不同的實益擁有人提交超過一份申請。
丙、 填交本申請表格的效用 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯 名申請人,即各人共同及個別)代表 閣下本身,或作 為 閣下代其行事的每位人士的代理或代名人: • 承諾簽立所有相關文件,並指示及授權本公司及╱ 或作為本公司代理的獨家保薦人、獨家賬簿管理 人及╱或聯席牽頭經辦人(或其代理或代名人), 為 閣下及代表 閣下簽立任何文件,並按照組織 章程細則的規定代表 閣下辦理一切必要事宜以 將 閣下獲分配的任何公開發售股份以 閣下名 義登記;
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同意 閣下的申請一經接納,即不得因無意的失 實陳述而撤銷;
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同意 閣下的申請受香港法例管轄;
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聲明、保證及承諾:(i) 閣下明白公開發售股份 不曾亦不會根據美國證券法登記;及 (ii) 閣下 及 閣下為其利益申請公開發售股份的人士均身 處美國境外(定義見 S 規例),或屬 S 規例第902條 第(h)(3) 段所述的人士;
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保證 閣下提供的資料真實及準確;
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同意接納所申請數目或根據申請分配予 閣下但 數目較少的公開發售股份;
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僅供識別
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
- 授權本公司將 閣下的姓名╱名稱列入本公司 股東名冊,作為 閣下獲分配的任何公開發售 股份的持有人,並授權本公司及╱或其代理以 普通郵遞方式按申請所示地址向 閣下或聯名 申請的排名首位申請人寄發任何股票及╱或退 款支票,郵誤風險由 閣下承擔,惟 閣下已選 擇親身領取股票及╱或退款支票則除外;
如 閣下成功申請認購公開發售股份(全部或部分)
如 閣下申請認購1,000,000股或以上公開發售股份, 閣下 可於二零一八年二月二十三日(星期五)或本公司公佈的其 他日期由上午九時正至下午一時正,親臨卓佳證券登記有限 公司(地址為香港皇后大道東183號合和中心22樓)領取股票 及╱或退款支票。
如 閣下為個人申請人並合資格親身領取, 閣下不得授權 任何其他人士代領。如 閣下為公司申請人並合資格派人領 取, 閣下的授權代表須攜同蓋上公司印鑑的授權書領取。 個人申請人及授權代表領取股票時均須出示香港股份過戶 登記分處接納的身份證明文件。
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聲明及表示此乃 閣下為本身或 閣下為其利 益提出申請的人士所提出及擬提出的唯一申請;
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明白本公司、董事、獨家保薦人、獨家賬簿管理 人、聯席牽頭經辦人及包銷商將依據 閣下的 聲明及陳述而決定是否向 閣下配發任何公開 發售股份, 閣下如作出虛假聲明,可能會被 檢控;
如 閣下並無在指定領取時間內親身領取退款支票及╱或股 發售股份, 閣下如作出虛假聲明,可能會被 票,有關文件將會立刻以普通郵遞方式寄往本申請表格所示 檢控; 地址,郵誤風險由 閣下承擔。 • (如本申請是為 閣下本身的利益提出)保 如 閣下申請認購1,000,000股以下公開發售股份, 閣下的 證 閣下或作為 閣下代理的任何人士或任何 退款支票及╱或股票將於二零一八年二月二十三日(星期 其他人士不曾亦不會為 閣下的利益以 白色 或 五)以普通郵遞方式寄往相關申請表格所示地址,郵誤風險 黃色 申請表格或向香港結算發出 電子認購指示 由 閣下承擔。本公司不會就申請時繳付的款項發出收據, 而提出其他申請;及 亦不會發出臨時所有權文件。 • (如 閣下作為代理為另一名人士的利益提出 申請)保證(i) 閣下(作為代理或為該人士利益) 退回款項 或該人士或任何其他作為該人士代理的人士不 曾亦不會以 白色 或 黃色 申請表格或向香港結算 若 閣下未獲分配任何公開發售股份或申請僅部分獲接納, 發出 電子認購指示 而提出其他申請;及 (ii) 閣 本公司將不計利息向 閣下退回 閣下的申請股款(包括相 下獲正式授權作為該人士的代理代為簽署申請 關的1% 經紀佣金、0.0027% 證監會交易徵費及0.005% 聯交所 表格或發出 電子認購指示 。 交易費)。
倘發售價低於最高發售價,本公司將不計利息向 閣下退回 授權書 多繳申請股款(包括相關的1% 經紀佣金、0.0027% 證監會交 如 閣下透過授權代理人提出申請,本公司、獨家賬 易徵費及0.005% 香港聯交所交易費)。 簿管理人及聯席牽頭經辦人可按其認為合適的任何條 有關退款程序載於招股章程「如何申請公開發售股份」一節 件(包括出示代理人獲授權證明)酌情接納或拒絕 閣 「13. 寄發╱領取股票及退回股款」一段。 下的申請。
丁、 授權書
香港中央結算(代理人)有限公司(「香港結算代理人」)提出 的申請
釐定發售價及公開發售股份的分配
預期發售價於二零一八年二月十二日(星期一)或前後釐定。 申請人須繳付每股公開發售股份0.33港元的最高發售價,另 加1% 經紀佣金、0.0027% 證監會交易徵費及0.005% 聯交所交 易費。倘若本公司與獨家賬簿管理人(為其本身及代表包銷 商)基於任何理由並無於二零一八年二月十二日(星期一)或 之前(或本公司與獨家賬簿管理人(為其本身及代表包銷商) 議定之較後日期)協定發售價,股份發售將不會進行並會失 效。 截止登記認購申請前,概不處理公開發售股份的申請或配發 任何公開發售股份。
如本申請表格由香港結算代理人代表發出 電子認購指示 申 請公開發售股份的人士簽署,本申請表格與招股章程所述者 不符的條文將不適用,且以招股章程的條文為準。
在不限制此段一般應用的前提下,本申請表格的以下部分在 香港結算代理人作為簽署人的情況下並不適用:
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第一頁的「申請人聲明」;
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• 第一頁的「警告」;
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「如 閣下為代名人」;
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「填交本申請表格的效用」一節的所有陳述及保證,惟 首項有關以申請人名義登記公開發售股份及簽署使申 請人登記成為公開發售股份持有人的文件除外;
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「如 閣下成功申請認購公開發售股份(全部或部 分)」;及
本公司預期於二零一八年二月二十三日(星期五)在聯交所網 站 www.hkexnews.hk 及本公司網站 www.simplicityholding.com 公佈最終發售價、配售踴躍程度、公開發售認購水平及公開 發售股份分配基準。公開發售的分配結果以及成功申請人的 香港身份證╱護照╱香港商業登記號碼(如適用)亦同於上 述網站公佈。
- 「退回款項」。
招股章程「如何申請公開發售股份」一節的以下分節在香港 結算代理人作為本表格簽署人的情況下並不適用:
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「7. 閣下可提交的申請次數」;及
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「11. 閣下不獲配發公開發售股份的情況」。
Please use this form if you want the Public Offer Shares to be issued in your name
Personal Data
Personal Information Collection Statement
3. Transfer of personal data
This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Branch Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).
Personal data held by the Company and its Hong Kong Branch Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Branch Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose or transfer (whether within or outside Hong Kong) the personal data to any of the following:
1. Reasons for the collection of your personal data It is necessary for applicants and registered holders of • the Company’s appointed agents such as financial securities to supply correct personal data to the Company advisers, receiving bank and overseas principal share or its agents and the Hong Kong Branch Share Registrar registrar; when applying for securities or transferring securities into or • where applicants for securities request a deposit into out of their names or in procuring the services of the Hong CCASS, HKSCC or HKSCC Nominees, who will Kong Branch Share Registrar. use the personal data for the purposes of operating CCASS;
Failure to supply the requested data may result in your • any agents, contractors or third-party service providers application for securities being rejected, or in delay or who offer administrative, telecommunications,
the inability of the Company or its Hong Kong Branch computer, payment or other services to the Company or
Share Registrar to effect transfers or otherwise render their the Hong Kong Branch Share Registrar in connection
services. It may also prevent or delay registration or transfers with their respective business operation;
of the Public Offer Shares which you have successfully • the Stock Exchange, the SFC and any other statutory
applied for and/or the dispatch of share certificate(s) and/or regulatory or governmental bodies or otherwise as
refund cheque(s) to which you are entitled. required by laws, rules or regulations; and
It is important that securities holders inform the Company • any persons or institutions with which the securities’ and the Hong Kong Branch Share Registrar immediately of holders have or propose to have dealings, such as any inaccuracies in the personal data supplied. their bankers, solicitors, accountants or stockbrokers, etc.
2. Purposes 4. Retention of personal data
2. Purposes 4. The personal data of the securities holders may be used, held, processed and/or stored by whatever means for the following purposes:
The Company and its Hong Kong Branch Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.
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processing your application and refund cheque, where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Public Offer Shares; 5.
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• compliance with applicable laws and regulations in Hong Kong and elsewhere;
Access to and correction of personal data
Securities holders have the right to ascertain whether the Company or the Hong Kong Branch Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Branch Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Branch Share Registrar for the attention of the privacy compliance officer.
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registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;
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• maintaining or updating the register of securities’ holders of the Company;
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• verifying securities holders’ identities; • establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues and bonus issues, etc.;
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• distributing communications from the Company and its subsidiaries;
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• compiling statistical information and shareholder profiles;
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• disclosing relevant information to facilitate claims on entitlements; and
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• any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
個人資料
個人資料收集聲明
3. 轉交個人資料 本公司及其香港股份過戶登記分處所持有 關證券持有人的個人資料將會保密,但本 公司及其香港股份過戶登記分處可以在為 作上述任何用途之必要情況下,向下列任 何人士披露或轉交(無論在香港境內或境外) 有關個人資料:
此項個人資料收集聲明是向公開發售股份的申 請人和持有人說明有關本公司及其香港股份過 戶登記分處有關個人資料和香港法例第486章《個 人資料(私隱)條例》(「 條例 」)方面的政策和措 施。
1. 收集 閣下個人資料的原因 • 本公司委任的代理,例如財務顧問、
證券申請人及登記持有人以本身名義申請 收款銀行和海外股份過戶登記處;
證券或轉讓或受讓證券時或尋求香港股份 • (如證券申請人要求將證券存入中央
過戶登記分處的服務時,必須向本公司或 結算系統)香港結算或香港結算代理
其代理及香港股份過戶登記分處提供正確 個人資料。 人;其將會就中央結算系統的運作使 用有關個人資料;
未能提供所要求的資料可能導致 閣下申 • 向本公司或香港股份過戶登記分處提 請證券被拒或延遲,或本公司或其香港股 供與其各自業務營運有關的行政、電 份過戶登記分處無法進行過戶或提供服務。 信、電腦、付款或其他服務的任何代 此舉亦可能妨礙或延遲登記或轉讓 閣下 理、承包商或第三方服務供應商; 成功申請的公開發售股份及╱或寄發 閣 • (基於遵照法例、規則或法規的規定) 下應得的股票及╱或退款支票。 聯交所、證監會及任何其他法定監管 機關或政府部門或其他對象;及
證券持有人所提供的個人資料如有偏差, • 證券持有人與其進行或擬進行交易的
務請立即通知本公司及香港股份過戶登記 任何人士或機構,例如彼等的銀行、
分處。 律師、會計師或股票經紀等。
2. 用途 4. 個人資料的保留
證券持有人的個人資料可以任何方式被採 用、持有、處理及╱或保存,以作以下用途:
- 本公司及其香港股份過戶登記分處將按收 集個人資料所需的用途保留證券申請人及 持有人的個人資料。無需保留的個人資料 將會根據條例銷毀或處理。
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處理 閣下的申請及退款支票(如適 用)、核實是否符合本申請表格及招股 章程載列的條款和申請程序以及公佈 公開發售股份的分配結果;
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• 遵守香港及其他地區的適用法律法規; • 以證券持有人(包括香港結算代理人 (如適用))的名義登記新發行證券或 轉讓或受讓證券;
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• 存置或更新本公司證券持有人的名冊; • 核實證券持有人的身份; • 確定本公司證券持有人的受益權利, 例如股息、供股和紅股等;
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• 分發本公司及其附屬公司的通訊; • 編製統計數據和股東資料; • 披露有關資料以便就權益申索;及 • 與上述有關的任何其他附帶或相關用 途及╱或使本公司及香港股份過戶登 記分處能履行對證券持有人及╱或監 管機構承擔的責任及╱或證券持有人 可能不時同意的任何其他用途。
5. 查閱和更正個人資料
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證券持有人有權確定本公司或香港股份過 戶登記分處是否持有其個人資料,並有權 索取有關該資料的副本並更正任何不準確 資料。本公司和香港股份過戶登記分處有 權就處理任何查閱資料的要求收取合理費 用。
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所有查閱資料或更正資料的要求應按招股 章程「公司資料」一節所披露或不時通知的 本公司註冊地址向公司秘書或本公司的香 港股份過戶登記分處屬下的個人資料私隱 事務主任提出。
閣下簽署申請表格或向香港結算發出電子認購 指示,即表示同意上述各項。
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