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SIMON PROPERTY GROUP INC /DE/ — Director's Dealing 2017
Feb 14, 2017
29949_dirs_2017-02-14_e2965eab-ad55-48f1-b449-30afe1c49c70.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: SIMON PROPERTY GROUP INC /DE/ (SPG)
CIK: 0001063761
Period of Report: 2016-12-31
Reporting Person: LEIBOWITZ REUBEN S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-28 | Common Stock | G | 2500 | — | Disposed | 29149 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2500 | Indirect |
| Common Stock | 5000 | Indirect |
| Common Stock | 2500 | Indirect |
| Common Stock | 1000 | Indirect |
Footnotes
F1: Represents a gift to the Leibowitz Foundation, as indicated in footnote (3).
F2: The reporting person disclaims beneficial ownership of these securities and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
F3: The reporting person last disclosed the holdings of the Leibowitz Foundation in a Form 4 filed on May 23, 2011. At that time, due to a clerical error he reported ownership of 2,496 shares of Common Stock instead of 2,500 shares. Between the date of that report on Form 4 and December 28, 2016 the Leibowitz Foundation neither acquired nor disposed of any Common Stock; however the reporting person inadvertently did not include the Leibowitz Foundation's ownership of Common Stock in the Forms 4 he filed subsequent to May 23, 2011. This Form 5 reflects the 2,500 shares previously owned by the Leibowitz Foundation plus the reporting person's gift of 2,500 shares of Common Stock to the Leibowitz Foundation.
F4: The reporting person last disclosed the holdings of the Maxsim Charitable Remainder Trust in a Form 4 on May 23, 2011. At that time, due to a clerical error he reported ownership of 932 shares of Common Stock through the Reuben S. Leibowitz Trust instead of the Maxsim Charitable Remainder Trust. Between the date of that report on Form 4 and February 14, 2017 the Maxsim Charitable Remainder Trust neither acquired nor disposed of any Common Stock; however the reporting person inadvertently did not include the Maxsim Charitable Remainder Trust's ownership of Common Stock in the Forms 4 he filed subsequent to May 23, 2011.
F5: The reporting person last disclosed the holdings of the Sarah Lea & Jesse Z. Shafer Charitable Medical Trust in a Form 4 on May 23, 2011. At that time, due to a clerical error he reported ownership of 2,564 shares of Common Stock instead of 1,000 shares of Common Stock. Between the date of that report on Form 4 and February 14, 2017 the Sarah Lea & Jesse Z. Shafer Charitable Medical Trust neither acquired nor disposed of any Common Stock; however the reporting person inadvertently did not include the Sarah Lea & Jesse Z. Shafer Charitable Medical Trust's ownership of Common Stock in the Forms 4 he filed subsequent to May 23, 2011.