SIMMONS FIRST NATIONAL CORP — Director's Dealing 2021

Feb 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIMMONS FIRST NATIONAL CORP (SFNC)
CIK: 0000090498
Period of Report: 2021-02-02

Reporting Person: Casteel Marty (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-02	Common Stock	M	8680	$20.29	Acquired	172612	Direct
2021-02-02	Common Stock	M	15270	$22.20	Acquired	187882	Direct
2021-02-02	Common Stock	M	42410	$22.75	Acquired	230292	Direct
2021-02-02	Common Stock	M	9810	$23.51	Acquired	240102	Direct
2021-02-02	Common Stock	S	76170	$25.32	Disposed	163932	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-02	Non-Qualified Stock Option	$20.29	M	8680	Disposed	2021-03-31	Common (8680)	Direct
2021-02-02	Non-Qualified Stock Option	$22.20	M	15270	Disposed	2021-03-31	Common (15270)	Direct
2021-02-02	Non-Qualified Stock Option	$22.75	M	42410	Disposed	2021-03-31	Common (42410)	Direct
2021-02-02	Non-Qualified Stock Option	$23.51	M	9810	Disposed	2021-03-31	Common (9810)	Direct

Footnotes

F1: On February 8, 2018, the Company effected a 2-for-1 stock split. The exercise price reported in this Form 4 has been adjusted to reflect the stock split.

F2: On February 8, 2018, the Company effected a 2-for-1 stock split. The options and number of shares reported in this Form 4 have been adjusted to reflect the stock split.

F3: Upon Mr. Casteel's retirement, which was effective March 31, 2020, the expiration date was accelerated to March 31, 2021.

F4: 5,090 options became exercisable on March 25, 2016; 5,090 options became exercisable on March 25, 2017; and 5,090 options became exercisable on March 25, 2018.

F5: 10,730 options became exercisable on December 31, 2015; 21,460 options became exercisable on December 31, 2016; and 10,220 options became exercisable on December 31, 2017.

F6: 3,270 options became exercisable on January 19, 2017; 3,270 options became exercisable on January 19, 2018; and 3,270 options became exercisable on January 19, 2019.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.95 to $25.49, inclusive. The reporting person undertakes to provide Simmons First National Corporation ("Simmons"), any security holder of Simmons, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.