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SIMMONS FIRST NATIONAL CORP — Director's Dealing 2021
Mar 2, 2021
31435_dirs_2021-03-02_da8e97f7-d7d1-4c75-b9e3-9d7245a6b98f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIMMONS FIRST NATIONAL CORP (SFNC)
CIK: 0000090498
Period of Report: 2021-02-26
Reporting Person: MAKRIS GEORGE A III (EVP, Gen. Counsel & Corp. Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-26 | Common Stock | M | 469 | $29.28 | Acquired | 38651 | Direct |
| 2021-02-26 | Common Stock | F | 167 | $29.28 | Disposed | 38484 | Direct |
| 2021-02-26 | Common Stock | M | 509 | $29.28 | Acquired | 38993 | Direct |
| 2021-02-26 | Common Stock | F | 181 | $29.28 | Disposed | 38812 | Direct |
| 2021-02-26 | Common Stock | M | 873 | $29.28 | Acquired | 39685 | Direct |
| 2021-02-26 | Common Stock | F | 263 | $29.28 | Disposed | 39422 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-26 | Restricted Stock Unit | $29.28 | M | 469 | Disposed | Common (469) | Direct | |
| 2021-02-26 | Restricted Stock Unit | $29.28 | M | 509 | Disposed | Common (509) | Direct | |
| 2021-02-26 | Restricted Stock Unit | $29.28 | M | 873 | Disposed | Common (873) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1780 | Indirect |
Footnotes
F1: The Restricted Stock Unit vested on February 26, 2021. Shares will be delivered within 30 days of vesting.
F2: The remaining Restricted Stock Units vest on February 26, 2022. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.
F3: 873 Restricted Stock Units vest on February 26, 2022 and 874 Restricted Stock Units vest on February 26, 2023. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.
F4: Includes 803 shares acquired by the Reporting Person under a dividend reinvestment program.