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SIMMONS FIRST NATIONAL CORP — Director's Dealing 2019
Jan 24, 2019
31435_dirs_2019-01-23_268b6d29-7979-489e-8ede-6fe8aedbef2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIMMONS FIRST NATIONAL CORP (SFNC)
CIK: 0000090498
Period of Report: 2019-01-18
Reporting Person: MAKRIS GEORGE JR (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-18 | SFNC | M | 4452 | $26.48 | Acquired | 141225 | Direct |
| 2019-01-18 | SFNC | F | 2101 | $26.48 | Disposed | 139124 | Direct |
| 2019-01-18 | SFNC | M | 4990 | $26.48 | Acquired | 144114 | Direct |
| 2019-01-18 | SFNC | F | 2308 | $26.48 | Disposed | 141806 | Direct |
| 2019-01-19 | SFNC | A | 2620 | $26.17 | Acquired | 144426 | Direct |
| 2019-01-19 | SFNC | F | 1212 | $26.17 | Disposed | 143214 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-18 | Restricted Stock Unit | $26.48 | M | 4542 | Disposed | Common (4542) | Direct | |
| 2019-01-18 | Restricted Stock Unit | $26.48 | M | 4990 | Disposed | Common (4990) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| SFNC | 210766 | Direct |
| SFNC | 1016 | Direct |
| SFNC | 2669 | Direct |
| SFNC | 3742 | Indirect |
| SFNC | 8100 | Indirect |
| SFNC | 9500 | Indirect |
Footnotes
F1: On February 8, 2018, the Company effected a 2-for-1 stock split. The number of shares/units reported in this Form 4 has been adjusted to reflect the stock split.
F2: The Restricted Stock Unit vested on January 18, 2019.
F3: The balance of the Restricted Stock Unit vests on January 18, 2020. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.
F4: 4,992 Restricted Stock Units vest on January 18, 2020 and 5,144 Restricted Stock Units vest on January 18, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.