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SIMMONS FIRST NATIONAL CORP — Director's Dealing 2017
Jan 14, 2017
31435_dirs_2017-01-13_84cebfff-8f8d-4e23-8575-007eb9426691.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SIMMONS FIRST NATIONAL CORP (SFNC)
CIK: 0000090498
Period of Report: 2017-01-03
Reporting Person: COMPTON JENNIFER BRYNN (EVP)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| SFNC | 6520 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Stock Unit | $ | Common (310) | Direct | ||
| Performance Stock Unit | $ | Common (310) | Direct | ||
| Performance Stock Unit | $ | Common (1015) | Direct | ||
| Performance Stock Unit | $ | Common (755) | Direct | ||
| Performance Stock Unit | $ | Common (755) | Direct | ||
| Non-Qualified Stock Option | $48.13 | 2025-09-15 | Common (1258) | Direct | |
| Non-Qualified Stock Option | $48.13 | 2025-09-15 | Common (1387) | Direct | |
| Non-Qualified Stock Option | $48.13 | 2025-09-15 | Common (660) | Direct | |
| Non-Qualified Stock Option | $47.02 | 2026-01-19 | Common (588) | Direct | |
| Non-Qualified Stock Option | $47.02 | 2026-01-19 | Common (588) | Direct | |
| Non-Qualified Stock Option | $47.02 | 2026-01-19 | Common (589) | Direct | |
| Restricted Stock Unit | $ | Common (510) | Direct |
Footnotes
F1: Each Performance Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock
Pursuant to the Company's 2015 Incentive Plan.
F2: Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's
Board of Directors for calendar year 2016, contingent upon the reporting person's continued employment with the registrant.
F3: Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's
Board of Directors for calendar year 2017, contingent upon the reporting person's continued employment with the registrant.
F4: Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's
Board of Directors for calendar year 2018, contingent upon the reporting person's continued employment with the registrant.
F5: Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's
Board of Directors for calendar year 2016, contingent upon the reporting person's continued employment with the registrant.
F6: Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's
Board of Directors for calendar year 2017, contingent upon the reporting person's continued employment with the registrant.
F7: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.
F8: One third of the Restricted Stock Unit vests on January 19, 2017, 2018 and 2019. SFNC shares will be delivered within 30 days of
vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.