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SIMMONS FIRST NATIONAL CORP — Director's Dealing 2004
Jan 8, 2004
31435_dirs_2004-01-08_335281db-23fd-4bf3-8371-553ef18b6ef1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIMMONS FIRST NATIONAL CORP (SFNC)
CIK: 0000090498
Period of Report: 2004-01-08
Reporting Person: MAY J THOMAS (President, Chairman, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-01-08 | SFNC | M | 6000 | $9.666 | Acquired | 116835 | Direct |
| 2004-01-08 | SFNC | F | 2036 | $28.479 | Disposed | 114799 | Direct |
| 2004-01-08 | SFNC | M | 3000 | $7.916 | Acquired | 117799 | Direct |
| 2004-01-08 | SFNC | F | 833 | $28.479 | Disposed | 116966 | Direct |
| 2004-01-08 | SFNC | S | 0 | — | Disposed | 4200 | Indirect |
| 2004-01-08 | SFNC | S | 0 | — | Disposed | 14306 | Indirect |
| 2004-01-08 | SFNC | S | 0 | — | Disposed | 872 | Indirect |
| 2004-01-08 | SFNC | S | 0 | — | Disposed | 200 | Indirect |
| 2004-01-08 | SFNC | S | 0 | — | Disposed | 200 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 1994-11-28 | Incentive Stock Option | $7.92 | M | 3000 | Acquired | 2004-01-15 | Common (3000) | Direct |
| 1995-11-27 | Incentive Stock Option | $9.67 | M | 6000 | Acquired | 2004-11-26 | Common (6000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option | $13.5 | 2007-05-28 | Common (18000) | 18000 | Direct |
| Incentive Stock Option | $13.5 | 2008-05-28 | Common (18000) | 18000 | Direct |
| Incentive Stock Option | $13.5 | 2009-05-28 | Common (18000) | 18000 | Direct |
| Incentive Stock Option | $13.5 | 2010-05-28 | Common (18000) | 18000 | Direct |
| Incentive Stock Option | $13.5 | 2011-05-28 | Common (18000) | 18000 | Direct |
| Incentive Stock Option | $12.13 | 2011-05-06 | Common (16000) | 16000 | Direct |
| Incentive Stock Option | $12.13 | 2012-05-06 | Common (16000) | 16000 | Direct |
| Incentive Stock Option | $12.13 | 2013-05-06 | Common (16000) | 16000 | Direct |
| Incentive Stock Option | $12.13 | 2014-05-06 | Common (16000) | 16000 | Direct |
| Incentive Stock Option | $12.13 | 2015-05-06 | Common (16000) | 16000 | Direct |
| Incentive Stock Option | $12.13 | 2011-05-06 | Common (6000) | 6000 | Direct |
| Incentive Stock Option | $12.13 | 2011-05-06 | Common (6000) | 6000 | Direct |
| Incentive Stock Option | $12.13 | 2011-05-06 | Common (6000) | 6000 | Direct |
| Incentive Stock Option | $12.13 | 2011-05-06 | Common (6000) | 6000 | Direct |
| Incentive Stock Option | $12.13 | 2011-05-06 | Common (6000) | 6000 | Direct |
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