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SIMBLE SOLUTIONS LIMITED — Major Shareholding Notification 2019
Feb 11, 2019
65797_rns_2019-02-11_41e20127-eefa-4b14-aafb-3fc3d93c7f7b.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme SIMBLE SOLUTIONS LIMITED (SIS) ACN/ARSN ACN 608 419 656
1. Details of substantial holder(1)
Name WESTPAC BANKING CORPORATION (WBC) and its associated entities listed in Annexure ‘B ’
ACN/ARSN (if applicable) ACN 007 457 141 The holder became a substantial holder on 11/02/2019
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person’s votes (5) | Voting power (6) |
|---|---|---|---|
| OrdinaryShares | 4,217,179 | 4,217,179 | |
| Total | 4,217,179 | 4,217,179 | 5.01% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest(7) | Number of securities | Class of securities |
|---|---|---|---|
| Westpac RE Limited | Westpac RE Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
4,217,179 | Ordinary |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Persons entitled to be registered as holder(8) |
Class and number of securities |
|---|---|---|---|
| Westpac RE Limited | HSBC Custody Nominees (Australia) Limited. |
See Annexure 'A' | 4,217,179 Ordinary |
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5. Consideration
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The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the
day that the substantial holder became a substantial holder is as follows:
Holder of relevant Date of acquisition Consideration (9) Class and number of
interest Cash Non-cash securities
WBC & associates See Annexure ‘A’ See Annexure ’A’ See Annexure ’A’
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
Westpac Banking Corporation (WBC) Level 18, Westpac Place, 275 Kent St, Sydney
NSW 2000
Westpac RE Limited Level 18, Westpac Place, 275 Kent Street, Sydney
NSW 2000
SIMBLE SOLUTIONS LIMITED (SIS) The Company Secretary
SIMBLE SOLUTIONS LIMITED (SIS)
Suite 12, Level 12, 6-10 O’Connell Street
Sydney NSW 2000
Signature
Print name Tim Hartin Capacity Company Secretary
Sign here Date 12/02/2019
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DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the
relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically
named group if the membership of each group, with the names and addresses of members, is clearly set out in paragraph 7
of the form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the
person or an associate has a relevant interest in.
(6) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4)
applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person
giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a
written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to
which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an
option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant
interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if
the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf
of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
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ANNEXURE A
This is annexure ‘A’ referred to in Form 603, Notice of initial substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities.
Tim Hartin– Company Secretary, Westpac Banking Corporation 12/02/2019
Sales & Purchases for the period : 11/10/2018to 11/02/2019 SECURITY: SIS
| Westpac RE Limited | ||||
|---|---|---|---|---|
| Date | Registered Company | Quantity | Consideration | Class of Securities |
| 12/10/2018 | HSBC Custody Nominees (Australia) Limited. | 96,850 | 12,590.50 | Ordinary |
| 23/10/2018 | HSBC Custody Nominees (Australia) Limited. | 100,000 | 11,000.00 | Ordinary |
| 25/10/2018 | HSBC Custody Nominees (Australia) Limited. | 150,000 | 16,500.00 | Ordinary |
| 8/11/2018 | HSBC Custody Nominees (Australia) Limited. | 100,000 | 10,000.00 | Ordinary |
| 16/11/2018 | HSBC Custody Nominees (Australia) Limited. | 98,957 | 8,906.13 | Ordinary |
| 20/11/2018 | HSBC Custody Nominees (Australia) Limited. | 26,970 | 2,157.60 | Ordinary |
| 20/11/2018 | HSBC Custody Nominees (Australia) Limited. | 10,000 | 900.00 | Ordinary |
| 23/11/2018 | HSBC Custody Nominees (Australia) Limited. | 39,402 | 3,546.18 | Ordinary |
| 28/11/2018 | HSBC Custody Nominees (Australia) Limited. | 3,125,000 | 281,250.00 | Ordinary |
| 4/12/2018 | HSBC Custody Nominees (Australia) Limited. | 10,000 | 1,000.00 | Ordinary |
| 9/01/2019 | HSBC Custody Nominees (Australia) Limited. | 10,000 | 800.00 | Ordinary |
| 5/02/2019 | HSBC Custody Nominees (Australia) Limited. | 25,544 | 1,788.08 | Ordinary |
| 6/02/2019 | HSBC Custody Nominees (Australia) Limited. | 74,456 | 5,211.92 | Ordinary |
| 7/02/2019 | HSBC Custody Nominees (Australia) Limited. | 100,000 | 7,000.00 | Ordinary |
| 11/02/2019 | HSBC Custody Nominees (Australia) Limited. | 100,000 | 6,000.00 | Ordinary |
| Total | 4,067,179 | 368,650.41 | Ordinary | |
| Westpac RE Limited Total : | 4,067,179 | 368,650.41 |
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ANNEXURE B
This is the annexure ‘B’ (being 3 pages) referred to in Form 603, Notice of initial substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities
Tim Hartin– Company Secretary, Westpac Banking Corporation – 12/02/2019
| Westpac Banking Corporation | Australia | St.George Commercial Credit Corporation Limited | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | St.George Custodial Pty Limited | Australia |
| 1925 (Industrial) Pty Limited | Australia | St.George Equity Finance Limited | Australia |
| 1925 Advances Pty Limited | Australia | St.George Finance Holdings Limited | Australia |
| Advance Asset Management Limited | Australia | St.George Finance Limited | Australia |
| Altitude Administration Pty Limited | Australia | St.George Life Limited | Australia |
| Altitude Rewards Pty Limited | Australia | St.George Motor Finance Limited | Australia |
| Aotearoa Financial Services Limited | New Zealand | St.George Security Holdings Pty Limited | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Sydney Capital Corporation Inc. | USA |
| Asgard Capital Management Limited | Australia | The Home Mortgage Company Limited | New Zealand |
| Asgard Wealth Solutions Limited | Australia | Value Nominees Pty Limited | Australia |
| Belliston Pty Limited | Australia | W2 Investments Pty Limited | Australia |
| Bill Acceptance Corporation Pty Limited | Australia | Waratah Receivables Corporation Pty Limited | Australia |
| BT (Queensland) Pty Limited | Australia | Waratah Securities Australia Limited | Australia |
| BT Australia Pty Limited | Australia | Westpac (NZ) Investments Limited | New Zealand |
| BT Financial Group (NZ) Limited | New Zealand | Westpac Administration 2Pty Limited | Australia |
| BT Financial Group Pty Limited | Australia | Westpac Administration 3 Pty Limited | Australia |
| BT Funds Management (NZ) Limited | New Zealand | Westpac Administration 4 Pty Limited | Australia |
| BT Funds Management Limited | Australia | Westpac Administration Pty Limited | Australia |
| BT Funds Management No.2 Limited | Australia | Westpac Altitude Rewards Trust | Australia |
| BT Portfolio Services Limited | Australia | Westpac Americas Inc. | USA |
| BT Private Nominees Pty Limited | Australia | Westpac Asian Lending Pty Limited | Australia |
| BT Securities Limited | Australia | Westpac Bank-PNG-Limited | Papua New Guinea |
| Capital Corporate Finance Limited | Australia | Westpac Capital Markets Holding Corp. | USA |
| Capital Finance (NZ) Limited | Australia | Westpac Capital Markets LLC | USA |
| Capital Finance Australia Limited | Australia | Westpac Capital-NZ-Limited | New Zealand |
| Capital Finance New Zealand Limited | New Zealand | Westpac Cash PIE Fund | New Zealand |
| Capital Fleetlease Limited | Australia | Westpac Covered Bond Trust | Australia |
| Capital Motor Finance Limited | Australia | Westpac Custodian Nominees Pty Limited | Australia |
| Capital Rent Group Limited | Australia | Westpac Databank Pty Limited | Australia |
| CBA Limited | Australia | Westpac Debt Securities Pty Limited | Australia |
| Challenge Limited | Australia | Westpac Direct Equity Investments Pty Limited | Australia |
| Crusade ABS Series 2015-1 Trust | Australia | Westpac Equity Holdings Pty Limited | Australia |
| Crusade ABS Series 2016-1 Trust | Australia | Westpac Equity Investments NZ Limited | New Zealand |
| Crusade ABS Series 2017-1 Trust | Australia | Westpac Europe Limited | UK |
| Crusade ABS Series 2017-1P Trust | Australia | Westpac Finance (HK) Limited | Hong Kong |
| Crusade ABS Series 2018-1P Trust | Australia | Westpac Financial Consultants Limited | Australia |
| Crusade Management Limited | Australia | Westpac Financial Holdings Pty Limited | Australia |
| Crusade Trust No.2P of 2008 | Australia | Westpac Financial Services Group Limited | Australia |
| Danaby Pty Limited | Australia | Westpac Financial Services Group-NZ-Limited | New Zealand |
| eQR Securities Pty. Limited | Australia | Westpac Financial Services Limited | Australia |
| General Credits Pty Limited | Australia | Westpac General Insurance Limited | Australia |
| Hastings Funds Management Limited | Australia | Westpac General Insurance Services Limited | Australia |
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| Hastings Investment Management Pty Ltd | Australia | Westpac Global Capital Markets Pty Limited | Australia |
|---|---|---|---|
| Hastings Management Pty Limited | Australia | Westpac Group Investment-NZ-Limited | New Zealand |
| Magnitude Group Pty Limited | Australia | Westpac Holdings-NZ-Limited | New Zealand |
| Mortgage Management Pty Limited | Australia | Westpac Investment Capital Corporation | USA |
| Net Nominees Limited | Australia | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| Number 120 Limited | New Zealand | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| Oniston Pty Limited | Australia | Westpac Investment Vehicle Pty Limited | Australia |
| Partnership Pacific Pty Limited | Australia | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Partnership Pacific Securities Pty Limited | Australia | Westpac Lenders Mortgage Insurance Limited | Australia |
| Pashley Investments Pty Limited | Australia | Westpac Life Insurance Services Limited | Australia |
| Pendal Short Term Income Fund | Australia | Westpac Life-NZ-Limited | New Zealand |
| Pendal Long Term Income Fund | Australia | Westpac New Zealand Group Limited | New Zealand |
| Planwise AU Pty Ltd | Australia | Westpac New Zealand Limited | New Zealand |
| Westpac New Zealand Staff Superannuation | New Zealand | ||
| Qvalent Pty Limited | Australia | Scheme Trustee Limited | |
| RAMS Financial Group Pty Limited | Australia | Westpac Nominees-NZ-Limited | New Zealand |
| Reinventure Special Purpose Investment Unit Trust | Australia | Westpac Notice Saver PIE Fund | New Zealand |
| Reinventure Fund, I.L.P. | Australia | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Reinventure Fund II I.L.P | Australia | Westpac NZ Covered Bond Limited | New Zealand |
| Reinventure Fund III I.L.P | Australia | Westpac NZ Operations Limited | New Zealand |
| RMS Warehouse Trust 2007-1 | Australia | Westpac NZ Securitisation Holdings Limited | New Zealand |
| Sallmoor Pty Limited | Australia | Westpac NZ Securitisation Limited | New Zealand |
| Securitor Financial Group Limited | Australia | Westpac NZ Securitisation No.2 Limited | New Zealand |
| Seed Pool Trust No. 2 | Australia | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| Series 2008-1M WST Trust | Australia | Westpac Overseas Holdings Pty Limited | Australia |
| Series 2009-1 WST Trust | Australia | Westpac Properties Limited | Australia |
| Series 2011-1 WST Trust | Australia | Westpac RE Limited | Australia |
| Series 2011-2 WST Trust | Australia | Westpac Securities Administration Limited | Australia |
| Series 2011-3 WST Trust | Australia | Westpac Securities Limited | Australia |
| Series 2012-1 WST Trust | Australia | Westpac Securities NZ Limited | New Zealand |
| Series 2013-1 WST Trust | Australia | Westpac Securitisation Holdings Pty Limited | Australia |
| Series 2013-2 WST Trust | Australia | Westpac Securitisation Management Pty Limited | Australia |
| Series 2014-1 WST Trust | Australia | Westpac Singapore Limited | Singapore |
| Series 2014-2 WST Trust | Australia | Westpac Structured Products Limited | Australia |
| Series 2015-1 WST Trust | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| SIE-LEASE (Australia) Limited | Australia | Westpac Syndications Management Pty Limited | Australia |
| SIE-LEASE (New Zealand) Pty Limited | New Zealand | Westpac Term PIE Fund | New Zealand |
| Sixty Martin Place (Holdings) Pty Limited | Australia | Westpac TPS Trust | Australia |
| St.George Business Finance Pty Limited | Australia | Westpac Unit Trust | Australia |
| Westpac USA Inc. | USA |
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