Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SIMBLE SOLUTIONS LIMITED Major Shareholding Notification 2019

Feb 11, 2019

65797_rns_2019-02-11_41e20127-eefa-4b14-aafb-3fc3d93c7f7b.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme SIMBLE SOLUTIONS LIMITED (SIS) ACN/ARSN ACN 608 419 656

1. Details of substantial holder(1)

Name WESTPAC BANKING CORPORATION (WBC) and its associated entities listed in Annexure ‘B ’

ACN/ARSN (if applicable) ACN 007 457 141 The holder became a substantial holder on 11/02/2019

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person’s votes (5) Voting power (6)
OrdinaryShares 4,217,179 4,217,179
Total 4,217,179 4,217,179 5.01%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest(7) Number of securities Class of securities
Westpac RE Limited Westpac RE Limited is
the manager of various
superannuation funds,
institutional investor
portfolios and unit trusts
and, in that capacity, can
exercise the power to
vote or dispose of the
shares.
4,217,179 Ordinary

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of
securities
Persons entitled to be
registered as holder(8)
Class and number of
securities
Westpac RE Limited HSBC Custody
Nominees (Australia)
Limited.
See Annexure 'A' 4,217,179
Ordinary

Page 1 of 6

5. Consideration

==> picture [428 x 419] intentionally omitted <==

----- Start of picture text -----

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the
day that the substantial holder became a substantial holder is as follows:
Holder of relevant Date of acquisition Consideration (9) Class and number of
interest Cash Non-cash securities
WBC & associates See Annexure ‘A’ See Annexure ’A’ See Annexure ’A’
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
Westpac Banking Corporation (WBC) Level 18, Westpac Place, 275 Kent St, Sydney
NSW 2000
Westpac RE Limited Level 18, Westpac Place, 275 Kent Street, Sydney
NSW 2000
SIMBLE SOLUTIONS LIMITED (SIS) The Company Secretary
SIMBLE SOLUTIONS LIMITED (SIS)
Suite 12, Level 12, 6-10 O’Connell Street
Sydney NSW 2000
Signature
Print name Tim Hartin Capacity Company Secretary
Sign here Date 12/02/2019
----- End of picture text -----

Page 2 of 6

==> picture [419 x 359] intentionally omitted <==

----- Start of picture text -----

DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the
relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically
named group if the membership of each group, with the names and addresses of members, is clearly set out in paragraph 7
of the form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the
person or an associate has a relevant interest in.
(6) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4)
applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person
giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a
written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to
which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an
option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant
interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if
the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf
of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
----- End of picture text -----

Page 3 of 6

ANNEXURE A

This is annexure ‘A’ referred to in Form 603, Notice of initial substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities.

Tim Hartin– Company Secretary, Westpac Banking Corporation 12/02/2019

Sales & Purchases for the period : 11/10/2018to 11/02/2019 SECURITY: SIS

Westpac RE Limited
Date Registered Company Quantity Consideration Class of Securities
12/10/2018 HSBC Custody Nominees (Australia) Limited. 96,850 12,590.50 Ordinary
23/10/2018 HSBC Custody Nominees (Australia) Limited. 100,000 11,000.00 Ordinary
25/10/2018 HSBC Custody Nominees (Australia) Limited. 150,000 16,500.00 Ordinary
8/11/2018 HSBC Custody Nominees (Australia) Limited. 100,000 10,000.00 Ordinary
16/11/2018 HSBC Custody Nominees (Australia) Limited. 98,957 8,906.13 Ordinary
20/11/2018 HSBC Custody Nominees (Australia) Limited. 26,970 2,157.60 Ordinary
20/11/2018 HSBC Custody Nominees (Australia) Limited. 10,000 900.00 Ordinary
23/11/2018 HSBC Custody Nominees (Australia) Limited. 39,402 3,546.18 Ordinary
28/11/2018 HSBC Custody Nominees (Australia) Limited. 3,125,000 281,250.00 Ordinary
4/12/2018 HSBC Custody Nominees (Australia) Limited. 10,000 1,000.00 Ordinary
9/01/2019 HSBC Custody Nominees (Australia) Limited. 10,000 800.00 Ordinary
5/02/2019 HSBC Custody Nominees (Australia) Limited. 25,544 1,788.08 Ordinary
6/02/2019 HSBC Custody Nominees (Australia) Limited. 74,456 5,211.92 Ordinary
7/02/2019 HSBC Custody Nominees (Australia) Limited. 100,000 7,000.00 Ordinary
11/02/2019 HSBC Custody Nominees (Australia) Limited. 100,000 6,000.00 Ordinary
Total 4,067,179 368,650.41 Ordinary
Westpac RE Limited Total : 4,067,179 368,650.41

Page 4 of 6

ANNEXURE B

This is the annexure ‘B’ (being 3 pages) referred to in Form 603, Notice of initial substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities

Tim Hartin– Company Secretary, Westpac Banking Corporation – 12/02/2019

Westpac Banking Corporation Australia St.George Commercial Credit Corporation Limited
Australia
1925 (Commercial) Pty Limited Australia St.George Custodial Pty Limited Australia
1925 (Industrial) Pty Limited Australia St.George Equity Finance Limited Australia
1925 Advances Pty Limited Australia St.George Finance Holdings Limited Australia
Advance Asset Management Limited Australia St.George Finance Limited Australia
Altitude Administration Pty Limited Australia St.George Life Limited Australia
Altitude Rewards Pty Limited Australia St.George Motor Finance Limited Australia
Aotearoa Financial Services Limited New Zealand St.George Security Holdings Pty Limited Australia
Ascalon Funds Seed Pool Trust Australia Sydney Capital Corporation Inc. USA
Asgard Capital Management Limited Australia The Home Mortgage Company Limited New Zealand
Asgard Wealth Solutions Limited Australia Value Nominees Pty Limited Australia
Belliston Pty Limited Australia W2 Investments Pty Limited Australia
Bill Acceptance Corporation Pty Limited Australia Waratah Receivables Corporation Pty Limited Australia
BT (Queensland) Pty Limited Australia Waratah Securities Australia Limited Australia
BT Australia Pty Limited Australia Westpac (NZ) Investments Limited New Zealand
BT Financial Group (NZ) Limited New Zealand Westpac Administration 2Pty Limited Australia
BT Financial Group Pty Limited Australia Westpac Administration 3 Pty Limited Australia
BT Funds Management (NZ) Limited New Zealand Westpac Administration 4 Pty Limited Australia
BT Funds Management Limited Australia Westpac Administration Pty Limited Australia
BT Funds Management No.2 Limited Australia Westpac Altitude Rewards Trust Australia
BT Portfolio Services Limited Australia Westpac Americas Inc. USA
BT Private Nominees Pty Limited Australia Westpac Asian Lending Pty Limited Australia
BT Securities Limited Australia Westpac Bank-PNG-Limited Papua New Guinea
Capital Corporate Finance Limited Australia Westpac Capital Markets Holding Corp. USA
Capital Finance (NZ) Limited Australia Westpac Capital Markets LLC USA
Capital Finance Australia Limited Australia Westpac Capital-NZ-Limited New Zealand
Capital Finance New Zealand Limited New Zealand Westpac Cash PIE Fund New Zealand
Capital Fleetlease Limited Australia Westpac Covered Bond Trust Australia
Capital Motor Finance Limited Australia Westpac Custodian Nominees Pty Limited Australia
Capital Rent Group Limited Australia Westpac Databank Pty Limited Australia
CBA Limited Australia Westpac Debt Securities Pty Limited Australia
Challenge Limited Australia Westpac Direct Equity Investments Pty Limited Australia
Crusade ABS Series 2015-1 Trust Australia Westpac Equity Holdings Pty Limited Australia
Crusade ABS Series 2016-1 Trust Australia Westpac Equity Investments NZ Limited New Zealand
Crusade ABS Series 2017-1 Trust Australia Westpac Europe Limited UK
Crusade ABS Series 2017-1P Trust Australia Westpac Finance (HK) Limited Hong Kong
Crusade ABS Series 2018-1P Trust Australia Westpac Financial Consultants Limited Australia
Crusade Management Limited Australia Westpac Financial Holdings Pty Limited Australia
Crusade Trust No.2P of 2008 Australia Westpac Financial Services Group Limited Australia
Danaby Pty Limited Australia Westpac Financial Services Group-NZ-Limited New Zealand
eQR Securities Pty. Limited Australia Westpac Financial Services Limited Australia
General Credits Pty Limited Australia Westpac General Insurance Limited Australia
Hastings Funds Management Limited Australia Westpac General Insurance Services Limited Australia

Page 5 of 6

Hastings Investment Management Pty Ltd Australia Westpac Global Capital Markets Pty Limited Australia
Hastings Management Pty Limited Australia Westpac Group Investment-NZ-Limited New Zealand
Magnitude Group Pty Limited Australia Westpac Holdings-NZ-Limited New Zealand
Mortgage Management Pty Limited Australia Westpac Investment Capital Corporation USA
Net Nominees Limited Australia Westpac Investment Vehicle No.2 Pty Limited Australia
Number 120 Limited New Zealand Westpac Investment Vehicle No.3 Pty Limited Australia
Oniston Pty Limited Australia Westpac Investment Vehicle Pty Limited Australia
Partnership Pacific Pty Limited Australia Westpac Leasing Nominees-Vic.-Pty Limited Australia
Partnership Pacific Securities Pty Limited Australia Westpac Lenders Mortgage Insurance Limited Australia
Pashley Investments Pty Limited Australia Westpac Life Insurance Services Limited Australia
Pendal Short Term Income Fund Australia Westpac Life-NZ-Limited New Zealand
Pendal Long Term Income Fund Australia Westpac New Zealand Group Limited New Zealand
Planwise AU Pty Ltd Australia Westpac New Zealand Limited New Zealand
Westpac New Zealand Staff Superannuation New Zealand
Qvalent Pty Limited Australia Scheme Trustee Limited
RAMS Financial Group Pty Limited Australia Westpac Nominees-NZ-Limited New Zealand
Reinventure Special Purpose Investment Unit Trust Australia Westpac Notice Saver PIE Fund New Zealand
Reinventure Fund, I.L.P. Australia Westpac NZ Covered Bond Holdings Limited New Zealand
Reinventure Fund II I.L.P Australia Westpac NZ Covered Bond Limited New Zealand
Reinventure Fund III I.L.P Australia Westpac NZ Operations Limited New Zealand
RMS Warehouse Trust 2007-1 Australia Westpac NZ Securitisation Holdings Limited New Zealand
Sallmoor Pty Limited Australia Westpac NZ Securitisation Limited New Zealand
Securitor Financial Group Limited Australia Westpac NZ Securitisation No.2 Limited New Zealand
Seed Pool Trust No. 2 Australia Westpac Overseas Holdings No. 2 Pty Limited Australia
Series 2008-1M WST Trust Australia Westpac Overseas Holdings Pty Limited Australia
Series 2009-1 WST Trust Australia Westpac Properties Limited Australia
Series 2011-1 WST Trust Australia Westpac RE Limited Australia
Series 2011-2 WST Trust Australia Westpac Securities Administration Limited Australia
Series 2011-3 WST Trust Australia Westpac Securities Limited Australia
Series 2012-1 WST Trust Australia Westpac Securities NZ Limited New Zealand
Series 2013-1 WST Trust Australia Westpac Securitisation Holdings Pty Limited Australia
Series 2013-2 WST Trust Australia Westpac Securitisation Management Pty Limited Australia
Series 2014-1 WST Trust Australia Westpac Singapore Limited Singapore
Series 2014-2 WST Trust Australia Westpac Structured Products Limited Australia
Series 2015-1 WST Trust Australia Westpac Superannuation Nominees-NZ-Limited New Zealand
SIE-LEASE (Australia) Limited Australia Westpac Syndications Management Pty Limited Australia
SIE-LEASE (New Zealand) Pty Limited New Zealand Westpac Term PIE Fund New Zealand
Sixty Martin Place (Holdings) Pty Limited Australia Westpac TPS Trust Australia
St.George Business Finance Pty Limited Australia Westpac Unit Trust Australia
Westpac USA Inc. USA

Page 6 of 6