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SILVER MINES LIMITED — Major Shareholding Notification 2016
Jun 23, 2016
65881_rns_2016-06-23_6fcc7e6f-b21a-4e25-8cc6-0d083a98ce34.pdf
Major Shareholding Notification
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MITSUBISHI-UFJ FINANCIAL GROUP
FACSIMILE TRANSMISSION HEADER
| DATE OF MESSAGE: l24/June/2016 |
MESSAGE NO: | NUMBER OF PAGES INCLUDING COVER PAGE:8 |
||
|---|---|---|---|---|
| ITO: ASX | CC. | |||
| Market Announcements Office | ||||
| FAX NO. ( 61 ) 2 9778 0999 | ||||
| FROM: MITSUBISHI-UFJ FINANCIAL GROUP Corporate Administration Department |
||||
| (Attn: K.Takase) | ||||
| FAX NO. 81-3-6214-6367 TEL NO 81-3-6214-6626 | ||||
| RE: Submission of FORM 603 |
We hereby submit Form 603 as attached.
Best regards,
Kenji Takase TEL: 81-3-6214-6626 e-mail: [email protected]
This fax message contains confidential and/or personal information, which should not be read by a person other than the specified addressee, disclosed or copied. If you have received this fax in error, please contact the number indicated.
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | SILVER MINES LIMITED | ||
|---|---|---|---|
| ACN/ARSN 107 452 942 |
|||
| 1. Details of substantial holder (1) Name |
Mitsubishi UFJ Financial Group, Inc. | ||
| ACN/ARSN (if applicable) Not Applicable |
|||
| The holder became a substantial holder on | 21 June 2016 | ||
| The holder became aware on | 23 June 2016 |
2. Details of voting power
The total number of votes atlached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary Shares | 27 333 334 | 27.333.334 | 8.03% |
| Based on 340,475,643 Ordinary Shares Outstanding |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Mitsubishi UFJ Financial Group. linc. |
Relevant interest in shares that Morgan Stanley Australia Securities Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Shares Stanley Inc. |
27.333.334 Ordinary |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. | IUnknown | Not Applicable | 27 333,334 Ordinary (Shares |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of | ----- | Consideration (9) | Class and number interest of | |
|---|---|---|---|---|---|
| acquisition | Cash | Non-Cash | securities | ||
| Milsubishi UFJ Financial Group, Inc. . |
16/6/2016 | 2.500.000.05 | N/A | 16,666,667 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 16/6/2016 | 100.000.05 | N/A | 666,667 Ordinary Shares | |
| Mitsubishi UFJ Financial Group, Inc. | 16/6/2016 | 1,500,000.00 | N/A | 10,000,000 Ordinary Shares |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association $\cdots$ |
|
|---|---|---|
| ISee Annexure A | Each company referred to is an associate of Milsubishi UFJ Financial Group, Inc. under section 12 of the Corporations Act |
7. Addresses
The addresses of persons named in this form are as follows:
The Company of the Company of the Company of the Company of the Company of the Company of the Company of the Co
| Name | . --- Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. . |
2-7-1, Marunouchi, Chiyoda-ku, Tokyo, 100-8330, Japan . . |
Signature
| print name Mr Masaya Fujimoto | capacity | Authorised Signatory $-$ |
|
|---|---|---|---|
| sign here | date . |
24 June 2016 | |
| œ |
ANNEXURE "A"
This is Annexure "A" of 5 pages referred to in the Form 603 (Notice of Initial Substantial Holder), signed by me and dated 24 June 2016.
Signed: Mr Masaya Fujimoto
Mitsubishi UFJ Financial Group, Inc. The Bank of Tokyo-Mitsubishi UFJ, Ltd. Mitsubishi UFJ Trust and Banking Corporation Mitsubishi UFJ Securities Holdings Co., Ltd. MU Business Engineering, Ltd. The Mitsubishi UFJ Factors Limited Mitsubishi UFJ Jinji Service Co., Ltd. MU Techno-service Co., Ltd. MU Office Service Co., Ltd. Tokyo Credit Service, Ltd. MU Business Service Co., Ltd. Mitsubishi UFJ Loan Business Co.,Ltd. Mitsubishi UFJ Information Technology, Ltd. MU Center Service Tokyo Co., Ltd. MU Center Service Nagoya Co., Ltd. MU Center Service Osaka Co., Ltd. MU Business Aid Co., Ltd. MU Property Reserch Company Limited Mitsubishi UFJ Home Loan CREDIT CO., LTD. The Diamond Home Credit Company Limited Mitsubishi UFJ Reserch & Consulting Co., Ltd. MU Frontier Servicer Co., Ltd. Otemachi Guarantee Co., Ltd. MU Loan Administration Support Co., Ltd. MU Operation Control Support Co., Ltd. Shintokyo Guarantee Co., Ltd. MU Communications Co., Ltd. Tokyo Associates Finance Corp. Japan Electronic Monetary Claim Organization MU Business Partner Co., Ltd. MUT Business Outsourcing Co., Ltd. Mezzanine Solution II Limited Partnership Mitsubishi UFJ Capital Co., Ltd. Mitsubishi UFJ Venture Fund No.2 Investment Limited Liability Partnership MUFG Venture Capital No.1 Limited Liability Partnership Mitsubishi UFJ Capital II Limited Partnership Mitsubishi UFJ Capital III Limited Partnership Mitsubishi UFJ Capital IV Limited Partnership Mitsubishi UFJ Capital V Limited Partnership Tohoku Senary Industry Support, Limited Partnership OIDE Fund Investment Limited Partnership Mitsubishi UFJ Financial Partners Co.,Ltd. The Mitsubishi Asset Brains Company, Limited BOT Lease Co., Ltd. The Taisho Bank, Ltd. Taisho Shinyohosho Co.,Ltd. The Chukyo Bank, Ltd. The Chukyo Card Co., Ltd. Nippon Mutual Housing Loan Co., Ltd. JM Real Estate Co., Ltd. Jibun Bank Corporation JACCS CO., LTD. JALCARD Inc. Yume Shokei Fund Yume Shokei Fund No.2 Next Step Fund Mezzanine Solution I Limited Partnership M. U. Trust Sougou Kanri Co., Ltd. Mitsubishi UFJ Trust Business Co., Ltd. Ryoshin Data Co., Ltd.
Mitsubishi UFJ Trust Systems Co., Ltd. Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd. Mitsubishi UFJ Trust Hosyo Co., Ltd. Ryoshin DC Card Company Ltd. M.U. Trust-Apple Planning Company, Ltd. Mitsubishi UEJ Real Estate Services Co., Ltd. Mitsubishi UFJ Daiko Business Co., Ltd. The Master Trust Bank of Japan, Ltd. MU Investments Co., Ltd. Mitsubishi UFJ Investor Services Limited Japan Shareholder Services Ltd. Mitsubishi UFJ Kokusai Asset Management Co., Ltd. Tokumei-Kumiai (CPI) Tokumei-Kumiai (GII) Aberdeen Investment Management K. K. AMP Capital Investors KK MM Partnership MUS Information Systems Co., Ltd. MUS Business Service Co., Ltd. Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. Mitsubishi UFJ Morgan Stanley PB Securities Co., Ltd. kabu.com Securities Co., Ltd. Marunouchi Capital Co., Ltd. Morgan Stanley MUFG Securities Co., Ltd. Mitsubishi UFJ NICOS Co., Ltd. Card Business Service Co., Ltd. MU NICOS Business Service Co., Ltd. MU NICOS Credit Co., Ltd. JMS Co., Ltd. Paygent Co., Ltd. ACOM CO., LTD. IR Loan Servicing, Inc. General Incorporated Association Mirai Capital Power Investments LLC MU Credit Guarantee Co., Ltd. Defined Contribution Plan Consulting of Japan Co., Ltd. Mitsubishi UFJ Personal Financial Advisers Co., Ltd. Mitsubishi Research Institute DCS Co., Ltd. Mitsubishi UFJ Lease & Finance Company Limited Marunouchi Capital Fund I Banco de Tokyo-Mitsubishi UFJ Brasil S/A Bank of Tokyo-Mitsubishi UFJ (Canada) BTMU Capital Corporation BTMU Financial Services, Inc. BTMU Leasing (Canada) Corporation BTMU Capital Leasing & Finance, Inc. BTMU (Curacao) Holdings N.V. Bank of Tokvo-Mitsubishi UFJ (Holland) N.V. BTMU Trust (Holland) B.V. Bank of Tokyo-Mitsubishi UFJ (Polska) Spolka Akcyjna BTMU (Europe) Limited BTMU Leasing (UK) Ltd. BTMU Lease (Deutschland) GmbH BTMU Leasing & Finance, Inc. Bank of Tokyo-Mitsubishi UFJ (Malaysia) Berhad BTMU North America International, Inc. Bank of Tokyo-Mitsubishi UFJ (Mexico) S.A. BTMU Nominees (HK) Limited BTMU Nominees (UK) Limited MUFG Americas Holdings Corporation MUFG Union Bank, N.A. Union Bank of California Leasing, Inc. UBOC Community Development Corporation UBOC Comstock 1 UnionBanc Investment Services, LLC Bankers Commercial Corporation UnionBanCal Commercial Funding Corporation UnionBanCal Equities, Inc. UnionBanCal Leasing Corporation UnionBanCal Mortgage Corporation Mills-Ralston, Inc. HighMark Capital Management, Inc. BCC OX 1, Inc. BCC OX II, Inc.
SEMA OP9 LLC SEMA OP8 LLC MORGANTOWN OL6 LLC MORGANTOWN OL7 LLC MORGANTOWN OL5 LLC DICKERSON OL4 LLC TRL One A, LLC TRL One B. LLC TRL One, LP BM1,LLC Klik Technologies Corp. UB Leasing Corporation Sand Dollar GP LLC PCB Service Corporation Pacific Capital Statutory Trust I Shiloh IV Wind Project, LLC Shiloh IV Holdings Lessor Trust Green Union I Trust Green Union II Trust Green Union III Trust Toblease Corporation BTMU Funding Corporation BTMU Financial & Leasing Corporation B-4 U.B. Vehicle Leasing, Inc. OX 2000 LLC OX 2000-2 LLC Southern California Business Development Corporation Catalina Solar Holdings Lessor Trust Catalina Solar, LLC PT. BTMU-BRI Finance PT U Finance Indonesia PT. MU Research and Consulting Indonesia BTMU Preferred Capital 1 Limited BTMU Preferred Capital 2 Limited BTMU Participation (Thailand) Co., Ltd. ZAO Bank of Tokyo-Mitsubishi UFJ (Eurasia) BTMU Preferred Capital 4 Limited BTMU Preferred Capital 5 Limited Bank of Tokyo-Mitsubishi UFJ (China), Ltd. BTMU Preferred Capital 6 Limited BTMU Preferred Capital 7 Limited
BTMU Preferred Capital 8 Limited BTMU Preferred Capital 9 Limited BTMU Securities, Inc. BTMU LF Capital LLC BTMU Liquidity Reserve Investment Limited Bank of Tokyo-Mitsubishi UFJ (Turkey) Anonim Sirketi MUFG Americas Capital Company Bank of Ayudhya Public Company Limited Krungsri Ayudhya AMC Limited Krungsn Factoring Company Limited Ayudhya Development Leasing Company Limited Ayudhya Capital Auto Lease Public Company Limited Krungsriayudhya Card Company Limited General Card Services Limited Ayudhya Capital Services Company Limited Krungsri General Insurance Broker Limited Krungsri Life Assurance Broker Limited Krungsri Asset Management Company Limited Total Services Solutions Public Company Limited CFG Services Company Limited Krungsri Securities Public Company Limited Siam Realty and Services Company Limited Ayudhya Card Services Company Limited Krungsri Leasing Services Co., Ltd. BTMU Liquidity Reserve Investment 2 Limited BOT Lease (HK) Co., Ltd. PT Bumiputera - BOT Finance BOT Lease Holding Philippines, Inc. BOT Lease and Finance, Philippines, Inc. BTMU Leasing (Thailand) Co., Ltd. BTMU Holding (Thailand) Co., Ltd. Bangkok BTMU Limited
BOT Lease (Eurasia)LLC Dah Sing Financial Holdings Limited Dah Sing Banking Group Limited Dah Sing Bank, Limited Morgan Stanley MUFG Loan Partners, LLC BOT Lease Consulting (Shanghai) Co., Ltd. BOT Lease (Tianjin) Co., Ltd. BOTL Factoring (Shanghai) Co., Ltd. GOLDEN ASIA FUND VENTURES LTD. Lakefield Wind Project OP Trust Lakefield Wind Project, LLC Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade Tesco Card Services Limited Metro Designee Company Limited Mitsubishi UFJ Trust International Limited Mitsubishi UFJ Trust & Banking Corporation (U.S.A.) Mitsubishi UFJ Baillie Gifford Asset Management Limited Mitsubishi UFJ Global Custody S.A. MUGC Lux Management S.A. MUTB Preferred Capital Limited Mitsubishi UFJ Investment Services (HK) Limited Mitsubishi UFJ Asset Management (UK) Ltd. LUX J1 FUND Mitsubishi UFJ Fund Services Holdings Limited MUFG Fund Services (Bermuda) Group Limited MUFG Fund Services (Holdings) Limited MUFG Fund Services (Bermuda) Limited MUFG Fund Services Group Limited MUFG Fund Services (Cayman) Limited MUFG Fund Services (Cayman) Group Limited MUFG Fund Services (Ireland) Limited Fund Secretaries Limited MUFG Fund Services Limited MUFG Fund Services (Canada) Limited MUFG Fund Services (US) Inc. MUFG Fund Services (UK) Limited MUFG Fund Services (Halifax) Limited MUFG Family Office Services Limited MUFG Family Office Services (Canada) Limited MUFG Family Office Services Management (Bermuda) Limited MUFG Fund Services (Singapore) Pte. Ltd. Mandir Directors Ltd. Mansec Secretaries Ltd. Tie Holdings Ltd. Meridian Holdings Limited Meridian Fund Services (Bermuda) Limited Davis Meridian Fund Services, Inc. Meridian Fund Services (Canada) Limited Meridian Fund Services (Cayman) Limited Meridian Fiduciary Services (Bermuda) Limited MUFG Fund Services (USA) LLC MUFG Fund Services (Hong Kong) Limited MU Japan Fund PLC Aberdeen Asset Management PLC Aberdeen Asset Managers Limited Aberdeen Asset Management Asia Limited SWS MU FUND MANAGEMENT CO., LTD. SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED AMP Capital Holdings Limited Mitsubishi UFJ Securities International plc TMI Nominees Limited Mitsubishi UFJ Securities (Singapore), Limited Mitsubishi UFJ Securities (USA), Inc. Mitsubishi UFJ Securities (HK), Limited Mitsubishi UFJ Securities (HK) Holdings, Limited Mitsubishi UFJ Wealth Management Bank (Switzerland), Ltd. EASY BUY Public Company Limited PT. Bank Nusantara Parahyangan, Tbk. ACOM (U.S.A.) INC. MUFG Capital Finance 1 Limited MUFG Capital Finance 2 Limited MUFG Capital Finance 4 Limited
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MUFG Capital Finance 5 Limited MUFG Capital Finance 5 Limited
MUFG Capital Finance 6 Limited
MUFG Capital Finance 7 Limited
MUFG Capital Finance 8 Limited
MUFG Capital Finance 9 Limited
GOLDEN ASIA FUND, L.P.
DCS Information Technology (Shanghai) Co., L MRIDCS Americas, Inc.
Inland Valley Bancorp The California-Sansome Corporation