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SILGAN HOLDINGS INC — Director's Dealing 2021
Feb 12, 2021
31102_dirs_2021-02-12_659d975c-f1a4-412c-84c0-f3970e59e69a.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: SILGAN HOLDINGS INC (SLGN)
CIK: 0000849869
Period of Report: 2020-12-31
Reporting Person: HORRIGAN D GREG (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-09 | Common Stock | G | 200000 | — | Disposed | 8501403 | Direct |
| 2020-09-28 | Common Stock | G | 1098998 | — | Disposed | 1276030 | Indirect |
| 2020-09-28 | Common Stock | G | 1098998 | — | Acquired | 2178070 | Indirect |
| 2020-12-18 | Common Stock | G | 1742456 | — | Disposed | 435614 | Indirect |
| 2020-12-18 | Common Stock | G | 1742456 | — | Acquired | 1742456 | Indirect |
| 2020-12-23 | Common Stock | G | 435614 | — | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1233584 | Indirect |
| Common Stock | 34634 | Indirect |
Footnotes
F1: These shares were gifted by the reporting person to a family foundation of which the reporting person and his spouse are co-trustees with voting and dispositive power over the shares, but over which neither the reporting person nor his spouse has any pecuniary interest.
F2: These shares were gifted by a grantor retained annuity trust of which the reporting person and his spouse were co-trustees to a family trust of which the reporting person's spouse was a trustee with voting and dispositive power over the shares and as a result of which the reporting person may have been deemed to have had shared voting and dispositive power over the shares.
F3: These shares are owned by a grantor retained annuity trust of which the reporting person is the sole trustee with voting and dispositive power over the shares.
F4: These shares were owned by a family trust of which the reporting person's spouse was a trustee with voting and dispositive power over the shares and as a result of which the reporting person may have been deemed to have had shared voting and dispositive power over the shares.
F5: These shares were gifted by a family trust of which the reporting person's spouse was a trustee to two family trusts of which the reporting person's spouse is a co-trustee with voting and dispositive power over the shares and as a result of which the reporting person may be deemed to have shared voting and dispositive power over the shares.
F6: These shares are owned by family trusts of which the reporting person's spouse is a co-trustee with voting and dispositive power over the shares and as a result of which the reporting may be deemed to have shared voting and dispositive power over the shares.
F7: The reporting person is the sole general partner of Horrigan Family Limited Partnership, with sole voting and dispositive power over the shares.
F8: These shares of Common Stock are owned by a family trust, of which the reporting person is the trustee with voting and dispositive power over the shares.