AI assistant
Sigma Lithium — Regulatory Filings 2021
Nov 4, 2021
46936_rns_2021-11-04_79d79c03-3f08-45a8-94c0-81b1b3ca2750.pdf
Regulatory Filings
Open in viewerOpens in your device viewer
QUALIFICATION CERTIFICATE
TO: British Columbia Securities Commission, Principal Regulator
AND TO: The Securities Regulatory Authorities in each of the other Provinces and Territories of Canada, other than Québec
RE: Sigma Lithium Corporation
The undersigned, Calvyn Gardner, Chief Executive Officer of Sigma Lithium Corporation (the “ Corporation ”) hereby certifies on behalf of the Corporation in connection with the filing of the preliminary short form base shelf prospectus of the Corporation dated November 4, 2021 (the “ Prospectus ”) pursuant to National Instrument 44-102 - Shelf Distributions and Section 2.2 of National Instrument 44-101 - Short Form Prospectus Distributions (“ NI 44-101 ”), that:
-
(a) the Corporation is an electronic filer under National Instrument 13-101 - System for Electronic Document Analysis and Retrieval (SEDAR) ;
-
(b) the Corporation is a reporting issuer in at least one jurisdiction of Canada;
-
(c) the Corporation has filed with the securities regulatory authority in each jurisdiction in which it is a reporting issuer all periodic and timely disclosure documents that it is required to have filed in that jurisdiction
-
(i) under applicable securities legislation,
-
(ii) pursuant to an order issued by the securities regulatory authority, or
-
(iii) pursuant to an undertaking to the securities regulatory authority;
-
-
(d) the Corporation has, in at least one jurisdiction in which it is a reporting issuer,
-
(i) current annual financial statements, and
-
(ii) a current AIF (as that term is more specifically defined under NI 44-101);
-
-
(e) the Corporation’s equity securities are listed and posted for trading on a short form eligible exchange and the Corporation is not an issuer
-
(i) whose operations have ceased, or
-
(ii) whose principal asset is cash, cash equivalents, or its exchange listing;
-
and also certifies that all of the material incorporated by reference in the Prospectus and not previously filed is being filed with the Prospectus.
DATED this 4[th] day of November, 2021.
SIGMA LITHIUM CORPORATION
Per: “Calvyn Gardner” Calvyn Gardner Chief Executive Officer