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Sight Sciences, Inc. — Director's Dealing 2021
Jul 21, 2021
33763_dirs_2021-07-21_47d2555c-243e-4e22-87a8-0c97670d6f8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sight Sciences, Inc. (SGHT)
CIK: 0001531177
Period of Report: 2021-07-19
Reporting Person: D1 Capital Partners L.P. (10% Owner)
Reporting Person: Sundheim Daniel S. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-19 | Common Stock, $0.001 par value per share ("Common Stock") | C | 5152036 | — | Acquired | 5152036 | Indirect |
| 2021-07-19 | Common Stock | P | 700000 | $24.00 | Acquired | 5852036 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-19 | Series E Convertible Preferred Stock | $ | C | 1890395 | Disposed | Common Stock (3780790) | Indirect | |
| 2021-07-19 | Series F Convertible Preferred Stock | $ | C | 685623 | Disposed | Common Stock (1371246) | Indirect |
Footnotes
F1: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock was convertible at any time, at the holder's election, into shares of the Issuer's Common Stock on a 2-for-1 basis. The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 2-for-1 basis upon the closing of the Issuer's initial public offering. The Series E Convertible Preferred Stock and the Series F Convertible Preferred Stock did not have an expiration date.
F2: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein.