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SIFCO INDUSTRIES INC Director's Dealing 2021

Jan 29, 2021

34655_dirs_2021-01-29_e8f433a4-e8bc-4f00-9d4f-585f4d48f4e6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIFCO INDUSTRIES INC (SIF)
CIK: 0000090168
Period of Report: 2021-01-27

Reporting Person: Smith Hudson (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-27 SIFCO Industries, Inc. Common Stock A 4620 $0.00 Acquired 4620 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Voting Trust Certificates 60820 Direct
SIFCO Industries, Inc. Common Stock 43987 Direct
SIFCO Industries, Inc. Common stock 4400 Indirect
Voting Trust Certificates 57068 Indirect
Voting Trust Certificates 121678 Indirect
Voting Trust Certificates 6255 Indirect

Footnotes

F1: Awarded 4,620 shares of the SIFCO Industries, Inc. common stock, which are restricted as of the date of the grant. Restriction to lapse on the day immediately preceding the one year anniversary date of this award.

F2: Voting Trust Certificates are for common stock of SIFCO Industries, Inc.

F3: Held in trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust.

F4: Held in Trust by the Trustee of the R. Smith Irrevocable Trust.