SIFCO INDUSTRIES INC — Director's Dealing 2020

Jun 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIFCO INDUSTRIES INC (SIF)
CIK: 0000090168
Period of Report: 2020-06-11

Reporting Person: Silk Mark J (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-11	SIFCO Industries, Inc. Common Stock	P	16935	$4.22	Acquired	456078	Direct
2020-06-12	SIFCO Industries, Inc. Common Stock	P	6217	$4.25	Acquired	462295	Direct
2020-06-15	SIFCO Industries, Inc. Common Stock	P	8652	$4.24	Acquired	470947	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
SIFCO Industries, Inc. Common Stock	300000	Indirect

Footnotes

F1: The transaction was executed in multiple trades at prices ranging from $4.15 to $4.25, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, SIFCO Industries, Inc. or a shareholder of SIFCO Industries, Inc, full information regarding the number of shares and prices at which the transaction was effected.

F2: Includes 8,803 shares of the SIFCO Industries, Inc. common stock, which are restricted until January 29, 2021.

F3: The transaction was executed in multiple trades at prices ranging from $4.09 to $4.25, inclusive. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, SIFCO Industries, Inc. or a shareholder of SIFCO Industries, Inc, full information regarding the number of shares and prices at which the transaction was effected.

F4: A trust established for the benefit of Mr. Silk's children.