SIFCO INDUSTRIES INC — Director's Dealing 2016

Dec 2, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIFCO INDUSTRIES INC (SIF)
CIK: 0000090168
Period of Report: 2016-11-30

Reporting Person: Incanno Salvatore (VP of Finance & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-30	SIFCO Industries, Inc. Common stock	M	3571	—	Acquired	3571	Direct
2016-11-30	SIFCO Industries, Inc. Common stock	F	1194	$11.25	Disposed	2377	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-30	Bonus unit	$	M	3571	Disposed		SIFCO Industries, Inc. Common Stock (3571)	Direct

Footnotes

F1: Vesting of bonus units into shares of common stock.

F2: As previously disclosed on June 3, 2016, 50% of the bonus units awarded vested on November 30, 2016 (3,571 shares vested and of this amount, 1,194 shares were tendered back to the Company to pay required withholding taxes).

F3: Each bonus unit represented an unvested share of SIFCO Industries, Inc. common stock.

F4: The bonus unit vest in approximately equal installments on November 30, 2016 and May 31, 2017.