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SIFCO INDUSTRIES INC Director's Dealing 2014

Jan 31, 2014

34655_dirs_2014-01-31_5bb9791b-fc64-43fa-906a-6b5d5bf2e036.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIFCO INDUSTRIES INC (SIF)
CIK: 0000090168
Period of Report: 2014-01-28

Reporting Person: SMITH HUDSON D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-01-28 SIFCO Industries, Inc. Common Stock A 1754 Acquired 7224 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Voting Trust Certificates 73793 Direct
Voting Trust Certificates 15300 Indirect
Voting Trust Certificates 57068 Indirect
Voting Trust Certificates 6255 Indirect
SIFCO Industries, Inc. Common Stock 1400 Indirect
Voting Trust Certificates 121678 Indirect

Footnotes

F1: Awarded 1,754 restricted shares of SIFCO Industries, Inc. Common Stock. Restriction to lapse on the day immediately preceding the one year anniversary date of this award.

F2: Voting Trust Certificates are for Common Stock of listed Company.

F3: Held in Trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust.

F4: Held in Trust by the Trustee of the R. Smith Irrevocable Trust.