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SIFCO INDUSTRIES INC — Director's Dealing 2014
Dec 10, 2014
34655_dirs_2014-12-10_8a59632e-9f81-495a-833e-d4f31de7d79b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIFCO INDUSTRIES INC (SIF)
CIK: 0000090168
Period of Report: 2014-12-10
Reporting Person: SMITH HUDSON D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-10 | Voting Trust Certificates | G | 1100 | — | Disposed | 72693 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| SIFCO Industries, Inc. Common stock | 7224 | Direct |
| Voting Trust Certificates | 15300 | Indirect |
| Voting Trust Certificates | 57068 | Indirect |
| Voting Trust Certificates | 121678 | Indirect |
| Voting Trust Certificates | 6255 | Indirect |
| SIFCO Industries, Inc. Common stock | 1400 | Indirect |
Footnotes
F1: Voting Trust Certificates are for Common Stock of listed Company.
F2: H. Smith gifted a total of 1100 shares of Voting Trust Certificates.
F3: SIFCO Industries, Inc. Common Shares awarded under the 2007 Long-term incentive program.
F4: Held in Trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust.
F5: Held in Trust by the Trustee of the R. Smith Irrevocable Trust.
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