Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SIFCO INDUSTRIES INC Director's Dealing 2012

Jan 10, 2012

34655_dirs_2012-01-10_adef12f7-8148-48c2-9ecb-9d9b4dbb1db7.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIFCO INDUSTRIES INC (sif)
CIK: 0000090168
Period of Report: 2012-01-09

Reporting Person: CAPPELLO FRANK A (V.P. Finance & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-01-09 SIFCO Industries, Inc. Common Stock M 8277 $3.5 Acquired 19428 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-01-09 Stock options - right to purchase SIF Common Stock $3.5 M 10000 Disposed 2013-11-03 SIFCO Industries, Inc. Common Stock (10000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock options - right to purchase SIF Common Stock $3.74 2015-07-26 SIFCO Industries, Inc. Common Stock (6000) 6000 Direct

Footnotes

F1: 25% of options vested on this date. The balance of the award vested 25% per year on this date in each of the next three (3) years.