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SIFCO INDUSTRIES INC — Director's Dealing 2012
Jan 10, 2012
34655_dirs_2012-01-10_adef12f7-8148-48c2-9ecb-9d9b4dbb1db7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIFCO INDUSTRIES INC (sif)
CIK: 0000090168
Period of Report: 2012-01-09
Reporting Person: CAPPELLO FRANK A (V.P. Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-09 | SIFCO Industries, Inc. Common Stock | M | 8277 | $3.5 | Acquired | 19428 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-09 | Stock options - right to purchase SIF Common Stock | $3.5 | M | 10000 | Disposed | 2013-11-03 | SIFCO Industries, Inc. Common Stock (10000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock options - right to purchase SIF Common Stock | $3.74 | 2015-07-26 | SIFCO Industries, Inc. Common Stock (6000) | 6000 | Direct |
Footnotes
F1: 25% of options vested on this date. The balance of the award vested 25% per year on this date in each of the next three (3) years.
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