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SIFCO INDUSTRIES INC — Director's Dealing 2012
Jun 15, 2012
34655_dirs_2012-06-15_69838046-d078-4765-b9c5-86117c85e842.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIFCO INDUSTRIES INC (sif)
CIK: 0000090168
Period of Report: 2012-06-14
Reporting Person: CAPPELLO FRANK A (Vice President-Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-14 | SIFCO Industries, Inc. Common Stock | M | 4996 | $3.74 | Acquired | 24424 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-14 | Stock options - right to purchase SIFCO Common Stock | $3.74 | M | 6000 | Disposed | 2015-07-26 | SIFCO Industries, Inc. Common Stock (6000) | Direct |
Footnotes
F1: 25% of options vested on this date. The balance of the award vested 25% per year on this date in each of the next three (3) years.
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