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SIFCO INDUSTRIES INC — Director's Dealing 2011
Feb 14, 2011
34655_dirs_2011-02-14_880f66ea-f419-46e6-a2b4-ffc6da2dd01d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIFCO INDUSTRIES INC (sif)
CIK: 0000090168
Period of Report: 2011-02-10
Reporting Person: CAPPELLO FRANK A (Vice President Finance and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-10 | SIFCO Industries, Inc. Common Stock | A | 3956 | — | Acquired | 6762 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock option right to purchase SIFCO common stock | $5.5 | 2012-04-30 | SIFCO Industries, Inc. Common Stock (10000) | 10000 | Direct |
| Stock options - right to purchase SIFCO common stock | $3.5 | 2013-11-03 | SIFCO Industries, Inc. Common Stock (10000) | 10000 | Direct |
| Stock options - right to purchase SIFCO common stock | $3.74 | 2015-07-26 | SIFCO Industries, Inc. Common Stock (6000) | 6000 | Direct |
Footnotes
F1: Received as an award under SIFCO Industries, Inc. 2007 Long-term Incentive Plan.
F2: 25% of options awarded vested on this date. The balance of the award vested 25% per year on this date in each of the next three (3) years.
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