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SIFCO INDUSTRIES INC Director's Dealing 2011

Mar 3, 2011

34655_dirs_2011-03-03_77358a5b-c4cd-480a-b25c-93bdc821e57b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIFCO INDUSTRIES INC (sif)
CIK: 0000090168
Period of Report: 2011-03-01

Reporting Person: CAPPELLO FRANK A (Vice President Finance and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-03-01 SIFCO Industries, Inc. Common Stock S 500 $16.35 Disposed 4507 Direct
2011-03-02 SIFCO Industries, Inc. Commn Stock S 550 $16.5 Disposed 3957 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock options - right to purchase SIFCO common stock $5.5 2012-04-30 SIFCO Industries, Inc. Common Stock (10000) 10000 Direct
Stock options - right to purchase SIFCO common stock $3.5 2013-11-03 SIFCO Industries, Inc. Common Stock (10000) 10000 Direct
Stock options - right to purchase SIFCO common stock $3.74 2015-07-26 SIFCO Industries, Inc. Common Stock (6000) 6000 Direct

Footnotes

F1: 25% of options vested on this date. The balance of the award vested 25% per year on this date in each of the next three (3) years.