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SIFCO INDUSTRIES INC — Director's Dealing 2011
Aug 15, 2011
34655_dirs_2011-08-15_ad871da8-e8a3-4b2c-8858-6d9b09828929.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIFCO INDUSTRIES INC (sif)
CIK: 0000090168
Period of Report: 2011-08-15
Reporting Person: CAPPELLO FRANK A (v.p. finance & cfo)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-15 | SIF Comon Stock | M | 7194 | $5.5 | Acquired | 11151 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-15 | stock option right purchase SIF common stock | $5.5 | M | 10000 | Disposed | 2012-04-30 | SIF common stock (10000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| stock option right to purchase SIF common stock | $3.5 | 2013-11-03 | SIF common stock (10000) | 10000 | Direct |
| stock option right to purchase SIF common stock | $3.74 | 2015-07-26 | SIF common stock (6000) | 6000 | Direct |
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