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SIFCO INDUSTRIES INC — Director's Dealing 2011
Nov 9, 2011
34655_dirs_2011-11-09_ca52de6e-2cd1-40cd-8e86-3bade1b68441.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: SIFCO INDUSTRIES INC (sif)
CIK: 0000090168
Period of Report: 2011-09-30
Reporting Person: SMITH HUDSON D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-26 | Voting Trust Certificates | J | 15300 | — | Disposed | 15300 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| SIFCO Industries, Inc. Common Stock | 1780 | Direct |
| Voting Trust Certificates | 75593 | Direct |
| Voting Trust Certificates | 57068 | Indirect |
| Voting Trust Certificates | 121678 | Indirect |
| Voting Trust Certificates | 6255 | Indirect |
| SIFCO Industries, Inc. Common Stock | 1400 | Indirect |
Footnotes
F1: Voting Trust Certificates are for Common Shares of listed Company.
F2: Trust was dissolved and the shares were transferred to the beneficiary of the trust.
F3: Held in Trust by the Trustee of the Charles H. Smith, Jr. Irrevocable Trust.
F4: Held in Trust by the Trustee of the R. Smith Irrevocable Trust.
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